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In I m rt f TRUCKEE-DONNER PUBLIC UTILITY DISTRICT FINANCIAL STATEMENTS AS OF DECEMBER 311 1981 AND 1980 TOGETHER WITH AUDITORS ' REPORT 'p7entative & Preliminary For Discussion Purposes Only To the Board of Directors of Truckee-Donner Public Utility District : We have examined the balance sheets of Truckee-Donner Public Utility District ( a political subdivision of the State of California) as of December 31 , 1981 and 19801 and the related statements of net revenue and funds provided for additions to utility plant for the years then ended. Our examinations were made in accordance with generally accepted auditing standards and, accordingly , included such tests of the accounting records and such other auditing procedures as we considered necessary in the circumstances . As discussed further in Note 6 to the accompanying financial statements , the District is a party in a legal action which seeks damages in excess of $100 million from various defendants , including the District . The ultimate outcome of this legal action and the effect upon the District , if any , cannot be determined at this time . In our opinion , subject to the effect of any adjustments that might have been required had the outcome of the legal action referred to in the preceding paragraph been known , the financial statements referred to above present fairly the financial position of Truckee-Donner Public Utility District as of Decemb r 31 , 1981 and ntative & Preliminary . For Discussion PurposeS only jD _z_ 1980, and the results of its operations , and funds provided for additions to its utility plant for the years then ended, in conformity with generally accepted accounting principles applied on a 100 ~ cons stent basi s . Our examination was made for the purpose of forming an opinion on the basic financial statements taken as a whole . The combining statement of departmental operations is presented for purposes of additional analysis and is not a required part of the basic financial statements . Such information has been subjected to the auditing procedures applied in the examination of the basic financial statements and, in our opinion , subject to the effect of any adjustments that might have been required had the outcome of the legal action discussed above been known , is fairly stated in all material respects in relation to the basic financial statements taken as a whole. March 26, 1982 'Mmit.-�t i vo PrrAillinaryps 1 ` P n TRUCKEE-DONNER PUBLIC UTILITY DISTRICT BALANCE SHEETS -- DECEMBER 31, 1981 AND 1980 ASSETS CONSUMERS' EQUITY AND LIABILITIES 1981 1980 1981 1980 UTILITY PLANT, at cost: CAPITALIZATION: Plant in service- Consumers' equity employed in the business- Electric $3,122,465 $2,896,467 Balance, beginning of year $31,038,506 $2,557,531 Water 1,662,228 1,237,169 Net revenue for the year 456,766 480,975 ---------- ---------- ---------- ---------- 540784,693 S4,133,636 Total consumers' equity $3,495,272 $3,038,506 Less - Accumulated depreciation 2,306,183 2,153,202 -___--_--- -____----- Long-term debt (Note 4)- Net plant in service $2,478,510 $1,980,434 REA bonds S 272,574 S 297,595 Installment note payable 155,000 - Note payable to Sierra Pacific Power Construction work in progress 1,188,702 914,139 Company - 9,067 Electric acquisition adjustments 1,010 1,774 Sewer assessments payable 7,081 13,750 Net utility plant $30668,222 $2,896,347 Total long-term debt $--434,655 S -320,412 Total capitalization $3,929,927 $3,358,918 RESTRICTED FUNDS (Note 3) $1,319,073 $1.026,798 -_-------_ ----______ ---------- ---------- CURRENT LIABILITIES: f CURRENT ASSETS: Accounts payable S 728,221 S 631,070 Cash Promissory note (Note 5) 244,836 247,270 S 460,205 S 439,917 Bonds payable (Note 5) 265,500 - Accounts receivable - consumer, less Deferred income - standby fees 49,028 52,981 bad debt reserves of $39,831 in 1981 Consumer deposits 87,813 57,393 and $24,563 in 1980 409,089 374,309 Accrued interest 141073 10.223 Accounts receivable - standby fees and ether, Accrued liabilities 94,849 88,120 less bad debt reserves of $5,125 in 1981 Current maturities of long-term debt 339044 34,468 and S5,343 in 1980 128,984 127,462 ---___---_ _-_-__---- Inventory, at average cost 131,035 154,390 $1 517,364 S1,121,525 Interest receivable, prepaid insurance ---------- _ _ and other 46,475 60,853 CONTINGENCIES (Note 6) - S1,175,788 $1,156,931 CONSTRUCTION ADYANCES (Note 3) S 715,792 S 599,633 $6,163,093 $5,080,076 S6,163,083 S5,080,016 The accompanying notes are an integral part of these financial statements. '-or DJscuss�o ��� _ n Purpoc% Only -- j TRUCKEE-DONNER PUBLIC UTILITY DISTRICT STATEMENTS OF NET REVENUE FOR THE YEARS ENDED DECEMBER 31 , 1981 AND 1980 1981 1980 OPERATING REVENUES : Electric $39,8299, 585 $39 509 , 568 Water 5849285 4209,610 ---------- ---------- $424139,870 $3 ,930 ,178 - - -- ---- OPERATING EXPENSES : -- - - - Purchased power $23, 8819, 263 $2 557 863 Transmi s s i on 93 ,143 7311425 Distribution 2763, 257 1949390 Consumer accounts 2433,890 1919467 Administrative and general 424,844 3650657 Depreciation 144 ,160 131 ,069 Other 12 , 175 - ---------- ---------- $4 , 0759732 $3, 5131871 ---------- Net operating revenue $ 3389,138 $ 416307 OTHER INCOME : Interest income 2121319 1512778 Gain on sale of land 26 3,562 - Other, net (180) ( 1 , 347 } ---------- ---------- Net revenue before interest expense $ 5761,839 $ 5669738 INTEREST EXPENSE 1209073 8510763 ---------- ---------- Net revenue $ 4563,766 $ 4809,975 The accompanying notes are an integral part of these financial statements . TRUCKEE-DONNER PUBLIC UTILITY DISTRICT STATEMENTS OF FUNDS PROVIDED FOR ADDITIONS TO UTILITY PLANT FOR THE YEARS ENDED DECEMBER 31 , 1981 AND 1980 1981 1980 FUNDS PROVIDED INTERNALLY : Operations- Net revenue $ 4562766 $ 4805975 Depreciation expense not requiring ,a current use of funds 1445160 131 , 069 Other 99584 ( 31,939 ) Funds provided by operations $ 610 , 510 6082105 Deduct- Reductions in long- term debt (405 757 ) (322 357 ) Additions to restricted funds (292 ,275 ) (353 9193 ) - --------- Net funds provided internally $ 277 ,478 $ 222 555 --------- --------- FUNDS PROVIDED FROM EXTERNAL SOURCES : Advances utilized for construction $ 1169160 $ 2209023 Installment note 1552.0-00 - $ 271 , 160 $ 2209023 --------- ----- ---- FUNDS PROVIDED FROM NET CHANGE IN WORKING CAPITAL (Note 7 ) $ 376 , 982 $ 2959007 Funds provided for additions - - - to utility plant $ 925, 620 $ 737 , 585 The accompanying notes are an integral part of these financial statements . kip Furpoa3z; Only r� i TRUCKEE-DONNER PUBLIC UTILITY DISTRICT NOTES TO FINANCIAL STATEMENTS DECEMBER 31 , 1981 AND 1980 1 . Summary of Significant Accounting Policies Organization -- The Truckee-Donner Public Utility District (the District) was formed and operates under the State of California Public Utility District Act to provide electric and water service to a portion of Nevada County described as Truckee and Donner Lake. The District is exempt from payment of federal and state income taxes . Depreciation. — The District provides for depreciation on the historical cost of utility plant on a straight-line basis at rates in accordance with the Rural Electrification Administration Bulletin 181- 1 . The average annual composite rates were 4. 0% in both 1981 and 1980. Retirements of utility plant and the related costs of removal and salvage are charged to accumulated depreciation . The costs of replacement of property units are charged to plant. Repair and maintenance costs are charged to expense . Revenues -- Revenues consist of billings to consumers as meters are read on a cycle basis throughout each month . Services provided to municipal entities without charge are not reflected in operating revenues . .&�,.- )01 -2- Pension Plan -- The District maintains a noncontributory defined benefit pension plan covering substantially all employees who have at least one year of s e r v i ce . It is the District ' s policy to fund pension costs as accrued, and contributions for 1981 and 1980 amounted to $44 , 589 and $34 ,063, respectively . The present value of accumulated plan benefits and net assets available for these benefits was last determined as of December 31 , 1980. The weighted average assumed rate of return used in determining the present value of accumulated plan benefits was 6% for both 1981 and 1980. 1981 1980 Actuarial present value of accumulated plan benefits: Vested $ 54,108 $ 395491 Nonvested 7,802 49817 $ 615910 $ 44,308 Net assets available for benefits $163,163 $1143,740 2 . Related Party Transactions A director of the District is also a stockholder and organizer of a bank with which the District conducts business . The District maintains a checking account with the bank , and has a loan in the form of the installment note payable (as described in Note 4 ) . During 1981 , the District also maintained a time deposit of $100,000 for 60 days at 1 5 .37% interest with the bank . rtt r -3- 3. Restricted Funds The District has collected and restrictively deposited funds for future uses as follows : December 31, 1981 ------------------------ Restricted Construction Funds Advances Dart Industries Water Agreement - the District has collected $40 per lot for future water source and storage facilities in the developers' project $ 314,759 $3142759 Dart Industries Water Services Settlement - the District has collected funds for anticipated future repairs of water lines constructed by Dart Industries 180,096 190,696 Facilities fees collected from customers for future procurement of source and storage 629036 732871 Portion of connection fees collected from customers for the future purchase of water meters 109,756 110,817 ---------- -------- Other restricted funds- $ 6663647 $6905143 Loan principal and interest fund - i n accordance with loan agree- ments, principal and interest payments are to be placed on deposit until payment is due- REA 219,580 - Sierra Pacific Power Company 205804 - Promissory note proceeds - placed in trust to be used for specific water construction projects 89367 _ Martis Valley Substation restricted by the District to be used for completion of ' construction 262,536 - FMHA Revenue Note and Reserve Funds - water operating margins plus depreciation held in reserve in accordance with the l oan agreement 2459807 - Consumer deposits and other 935332 - -------- ,:.� < r�z�• r� �� ;.,�, e�{{�e.� r y $1,319,073 $690 5143 u } -4- 4. Long-Term Debt REA bonds , secured by pledge of all assets , are as follows : 1981 1980 First series 2% bonds, payable in annual amounts varying from $13,000 to $14,000, in accordance with sinking fund requirements, balance of $14,000 due July 1994 $172,000 $185,000 Second series 2% bonds, payable in annual amounts varying from $3,000 to $5,000, in accordance with sinking fund requirements, balance of $6,000 due May 2002 825000 852000 Third series 2% bonds, net of undrawn funds of $65,426, payable in annual amounts varying from $3,000 to $6,000, in accordance with sinking fund requirements, balance of $8,000 due May 2004 37,574 40,574 Less - Current maturities (191,000) (12,979) Total REA bonds $2729574 $297,595 -------- -------- -------- -------- .-a- The installment note payable is due in monthly installments through December 1 , 1988. It was issued December 4 , 1981 at 11% interest per annum, with the interest rate to be adjusted annually on the announcing date of the note issuance. The note payable to Sierra Pacific Power Company is due in semiannual installments , including interest, at a rate of 4. 68/0. Final payment of $9, 067 is due March , 1982. The net revenues ( as defined) of the Donner Lake Electr=, c System are pledged as security . -5- The sewer assessments are payable over a 20-year period, plus interest at 7%, to Nevada County , California . Final payment is due in 1990. 5. Obligations Reclassified As Current The promissory note payable to the United States of America , Farmers ' Home Administration is due in 39 annual installments of principal and interest of $14, 800. The interest rate is 5% per annum. The net revenues (as defined ) of the District' s water system are pledged as security . The bonds payable to the United States of America , Farmers ' Home Administration are due each October 1 as follows : Years Amount 1982 $ 12500 1983 through 2003 52000 2004 through 2013 105000 2014 through 2018 152000 2019 through 2020 209, 000 The interest rate i s 5% per annum, payabl e semi - annually . The net revenues ( as defined) of the District' s water system are pledged as security . The Indentures , which secure the promissory note and bonds , require the District to establish and maintain rates and charges to produce net revenues ( as defined) equal to not less than 1 . 2 times the aggregate amount of the principal and interest due within the next 12 months . In addition , they require the District to establish separate special accounting CJ . 1 .I �b -6- funds . Since the promissory note and bonds were issued, the District has not met and fulfilled the requirements of certain Indenture covenants . In the event of a default , the holder of ., not less than 66-2/3% of the aggregate principal amount shall be entitled, upon notice in writing to the District , to declare the principal ( $514 ,272 ) due and payable immediately . As a result of the District' s failure to meet certain of the Indenture covenants , the total amount of these obligations has been classified as current liabilities in the financial statements . 6. Contingencies - Dart Industries Water Agreement and Related Lawsuits In 1970, an agreement was signed between the District and Dart Industries for the purpose of providing water service to a Dart subdivision. The agreement required Dart to construct 00011, water source and storage facilities at Donner Lake . In December, 1975, subsequent to completion of the facilities , ownership was transferred to the District for future maintenance and operation. The Attorney General of the State of California has filed suit against the District and Dart to restrain them from using Donner Lake as a water source. Since this action claims no monetary damages , the District has no liability resulting from this action. In a separate action related to the Dart subdivision , a homeowners ' group filed suit against Dart , claiming amounts in :. ta..-u4,e �r�r ie a�..�RY {~�3_...-,� i• .yr,r • -7- excess of $100 million , and Dart , in turn , filed suit against the District and others , seeking indemnity for all such claims . The outcome and potential impact on the District cannot presently be determined. 7 . Changes in Net Working Capital The changes in accounts classified as current assets and current liabilities are as follows : Year Ended December 31 ---------------------- 1981 1980 Working capital increase (decrease) in- Cash $ 20,288 $(4619054) Receivables 363,302 599565 Inventory (232355) (75554) Other current assets (149,378) 179450 Accounts payable (972151) 1319677 Bonds (2653500) - Promissory Note 210434 29321 Deferred income 39953 2,442 Consumer deposits (309420) (149340) Other current liabilities (9 9155) (2510514) --------- --------- $(376,982) $(295,007 ) AC.t>, 1 TRUCKEE-DONNER PUBLIC UTILITY DISTRICT COMBINING STATEMENT OF DEPARTMENTAL OPERATIONS FOR THE YEAR ENDED DECEMBER 31, 1981 Total Eliminations Electric Water OPERATING REVENUE $4,413,870 $ 132,558 $3,9619941 $584 9487 OPERATING EXPENSES: Purchased power $29881,263 $ - $298819263 $ - Transmission 933,143 (1201,300) - 2139443 Distribution 2769257 - 2582233 181024 Consumer accounts 2431890 - 210,279 331611 Administrative and general 424,844 (29488) 3069971 1209361 Depreciation 1449160 - 1009903 431257 Other 129175 (99770) 212945 - ---------- --------- ---------- -------- $490759732 $(132,558) $3317791594 $4281696 ---------- --------- ---------- -------- Net operating revenue $ 3389138 $ - $ 1821P347 $1559791