HomeMy WebLinkAbout12 Donner Lake Water System Agenda Item #
Memorandum
To: Board of Directors
From: Mary Chapman, Administrative Services Manager
[late: May 28, 2004
SUBJECT: Consideration of approving a resolution authorizing the reimbursement to the
District from a future tax-exempt financing for expenditures made for the completion of the
Donner Lake water system projects from internal funds
1. WHY THIS ITEM IS BEFORE THE BOARD
Peter and I met with John Murphy to discuss the legal options available to the District to finance the
Donner Lake water system expenditures that are over and above the amount that is eligible to be
financed by the Department of Water Resources. We discussed the fact that the District had paid
some of the expenses from internal funds and that we would probably have to complete the project
with internal funds less any reimbursements that we receive from DWR.
2. HISTORY
We currently estimate that the total cost of all of the projects will be approximately $15,231,537. The
Department of Water Resources has agreed to loan us $12,732,965 leaving $2,498,572 to finance.
Most of this amount is ineligible for DWR reimbursement and covers the acquisition cost and the cost
of replacement of the intake into Donner Lake.
3. NEW INFORMATION
John Murphy has told us if we do a future tax-exempt financing from which we want to reimburse
ourselves from loan proceeds, we will need to have the attached resolution in place. This resolution
recaps the financing activity to date and states that it is the District's intention to pursue additional
tax-exempt financing to pay for the Unfunded Project. It also addresses that it is the District's intent
to reimburse itself from the loan proceeds for costs incurred prior to the issuance of the new debt.
Although we currently expect the final amount that needs financing to be approximately $2,500,000, I
am suggesting that the amount we insert into the resolution should be $3,000,000 in case the final
costs go over$2,500,000. e
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RECOMMENDATION:
That the Board adopt the attached RESOLUTION OF THE BOARD OF DIRECTORS OF THE
TRUCKEE DONNER PUBLIC UTILITY DISTRICT REGARDING ITS INTENTION TO ISSUE TAX-
EXEMPT OBLIGATIONS which will allow the District to reimburse itself for expenditures it makes
from internal funds to complete the Donner Lake water system improvement projects from tax-
exempt loan proceeds.
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RESOLUTION NO. s
RESOLUTION OF THE BOARD OF DIRECTORS OF THE
TRUCKEE DONNER PUBLIC UTILITY DISTRICT REGARDING
ITS INTENTION TO ISSUE TAX-EXEMPT OBLIGATIONS
WHEREAS,the Truckee Donner Public Utility District (the "District') has heretofore taken
action to finance the costs of acquiring and improving the Donner Lake Water System (the"Project")
through the formation of an assessment district, the issuance of bond anticipation notes and the
obtaining of a loan from the State of California (collectively, the"Previous Financings"), but the total
costs of the Project are expected to exceed the amount of the fiords that will be available from the
Previous Financings;
WHEREAS, in order to provide additional funding to finance the portions of the Project that
will not be financed as a result of the Previous Financings (the "Unfunded Project'),the District
intends to issue obligations the interest upon which is excluded from gross income for federal income
tax purposes (the "Obligations'); and
WHEREAS, the District desires to pay certain costs with respect to the Unfunded Project
prior to the issuance of the Obligations from available moneys of the District and to reimburse itself
for such costs from a portion of the proceeds of the sale of the Obligations;
NOW, THEREFORE, the Board of Directors of the Truckee Donner Public Utility District
DOES I IEREBY RESOLVE. ORDER AND DE'l ERMINE AS FOLLOWS:
SECTION 1. The District reasonably expects, and hereby states its intention,to reimburse
itself for costs of the Unfunded Project incurred prior to the issuance of the Obligations with
proceeds of the Obligations_ The recitals hereof describes either the general character, type,purpose,
and function of the Unfunded Project or the fund or account from which costs of the Unfunded
Project are to be paid and the general functional purpose of the fund or account.
SECTION 2. The reasonably expected maximum principal amount of the Obligations that
is anticipated to be used for such reimbursement is $3,000,000.
SECTION 3. Except as described in Section 7 below,this resolution is being adopted not
later than 60 days after the payment of the original expenditures (the"Expenditures Date or Dates").
SECT ION 4. Except as described in Section 7 below,the expected date of issue of the
Obligations will be within eighteen months of the later of(a)the Expenditure Date or Dates or(b) the
date the Unfunded Project is placed in service; provided, the reimbursement may not be made more
than three vears after the Expenditure Date.
SECTION 5. Proceeds of the Obligations to be used to reimburse for costs of the Unfunded
Project are not expected to be used, within one year of reimbursement, directly or indirectly to pay
debt service with respect to any obligation (other than to pay current debt service coming due within
the next succeeding one year period on any tax-exempt obligation of the District(other than the
Obligations)) or to be held as a reasonably required reserve or replacement fund with respect to an
obligation of the District or any entity related in any manner to the District, or to reimburse any
DOCSOC/1047121 v U22925-0014
s
expenditure that was originally paid with the proceeds of any obligation, or to replace funds that are }
or will be used in such manner.
SECTION 0. This resolution is consistent with the budgetary and financial circumstances
of the District as of the date hereof No moneys from sources other than the Obligation issue are, or
are reasonably expected to be,reserved, allocated on a long-term basis, or otherwise set aside by the
District(or any related parry) pursuant to their budget or financial policies with respect to the costs of
the Unfunded Project. To the best of our knowledge, this Board of Directors is not aware of the
previous adoption of official intents by the District that have been made as a matter of course for the
purpose of reimbursing expenditures and for which tax-exempt obligations have not been issued.
SECTION 7. The limitations described in Section 3 and Section 4 do not apply to (a) costs
of issuance of the Obligations, (b) an amount not in excess of the lesser of$100,000 or five percent
(5%) of the proceeds of the Obligations, or(c) any preliminary expenditures, such as architectural,
engineering, sun eying, soil testing, and similar costs other than land acquisition, site preparation,
and similar costs incident to commencement of construction,not in excess of twenty percent(20%)
of the aggregate issue price of the Obligations that finances the Unfunded Project for which the
preliminary expenditures were incurred.
SECTION S. This resolution is adopted as official action of the District in order to comply
with Treasury Regulation §1.150-2 and any other regulations of the Internal Revenue Service relating
to the qualification for reimbursement of District expenditures incurred prior to the date of issue of
the Obligations, is part ofthe District's official proceedings, and will be available for inspection by
the general public at the main administrative office of the District.
SECTION 9. All the recitals in this Resolution are true and correct and this Board of
Directors so finds, determines and represents.
ADOPTED and APPROVED by the Board of Directors of the Truckee Donner Public Utility
District on June 2004.
TRUCKEE DONNER PUBLIC UTILITY DISTRICT
By:
President of the Board of Directors
ATTEST:
Clerk of the Board of Directors
DOCSOCJ 1047121 v 1/22925-0014