Loading...
HomeMy WebLinkAbout8 Code of Conduct Agenda Item # 8 mow' 'TRUCKEE . . Public utility District Memorandum To: Board of Directors From: Tim Taylor, Board President Date: March 28, 2007 Subject: Code of Conduct Why this matter is before the Board: Over the past few months, my personal frustration of the atmosphere during recent meetings and from comments raised by several members of the public has led me to the initiative to introduce a DRAFT resolution suggesting that the TDPUD Board of Directors adopt a formal Code of Conduct. A DRAFT resolution was presented to the Board of Directors at the March 21, 2007 regular board meeting for initial discussion. History: The Board has been through a challenging period recently with significant controversy about power supply issues, conservation, public outreach and general public perception of the overall operation of the District. These issues generated significant passionate public input. The Board meetings have occasionally become chaotic which, in my opinion, has hampered the Board's ability to engage in quality public discussion. There will be other times when controversial matters will come before the Board and I believe that we need to firmly establish a process that is part of the culture of the organization, to treat one another with respect and to evaluate debate and decide issues in a professional manner. As a result, I have suggested that the Board adopt a Code of Conduct to manage Board processes and public input. New information: Attached is a copy of a DRAFT Code of Conduct that was discussed at the last meeting. A few edits have been made as a result of the Board's discussion. I am also attaching for your review a few examples of Codes of Conduct used by other agencies. Recommendation: I recommend that the Board approve the resolution adopting the Code of Conduct. RESOLUTION Establishing a Code of Conduct for the Board of Directors WHEREAS the Truckee Community has established the Truckee Donner Public Utility District (District)to provide essential services needed to support the prosperity and general wellbeing of the community; and WHEREAS the District's powers and responsibilities are set forth in the California Public Utility District Act; and WHEREAS that Act requires the election of a Board of Directors to govern the District by meeting in accordance with the California law known as the Brown Act; and WHEREAS the Board of Directors is required to consider complex facts and make many important decisions that impact the prosperity and general wellbeing of the Truckee Community; and WHEREAS the voters of the District have elected a Board of Directors to govern the District, and that Board hereby states that it recognizes the importance of making sound reasoned decisions in a timely and efficient manner; and WHEREAS the Board hereby recognizes the importance of deliberating and making decisions using a process that is orderly, efficient, civil,fact based and proceeds in a timely basis; and WHEREAS the Board wishes to define and adopt a Code of Conduct establishing the Board's process of governance; NOW THEREFORE BE IT RESOLVED BY THE BOARD OF DIRECTORS OF THE TRUCKEE DONNER PUBLIC UTILITY DISTRICT THAT THE FOLLOWING CODE OF CONDUCT IS ADOPTED. General The Board of Directors shall perform its duties in accordance with the processes and rules set forth in this Code governing the deliberation of public policy issues, meaningful involvement of the public, and implementation of policy decisions of the Board by District staff. • The Board shall make its decisions based on the merits and substance of the matter at hand, rather than on unrelated considerations; • The Board shall conduct its business in a manner that supports the maintenance of a positive and constructive work place environment for District staff, private citizens and businesses dealing with the District; • Directors shall prepare in advance of Board meetings and be familiar with issues on the agenda; • Directors shall fully participate in Board meetings while demonstrating respect, consideration and courtesy to others; • Directors shall become familiar with Rules of Procedure and this Code of Conduct; and • Directors shall be responsible for the highest standards of respect, civility and honesty. Page 1 of 3 Directors Conduct with One Another The Board of Directors is composed of individuals with a wide variety of opinions and all have freely chosen to serve in public office. It should be recognized that disagreements will develop and need to be accommodated in a courteous manner. In public meetings the Directors shall: • Practice civility and decorum in discussions and debate; • Honor the role of the Board President in maintaining order and equity. Respect the Board President's efforts to focus discussion on current agenda items. Objections to the President's actions should be voiced politely and with reason; • It shall be the duty and responsibility of the Board President to ensure that the rules of operation and decorum contained in the Code of Conduct are observed; • The Board President shall maintain control of communication between Directors and between the Directors and staff and public; • Directors should request and be recognized by the Board President before speaking. When one Director has the floor and is speaking other Directors shall not interrupt or otherwise disturb the speaker; • Be respectful of other people's time. Stay focused and act efficiently during public meetings. The work at hand is important and decisions must me made; • Staff members assist the General Manager in presenting information to the Board of Directors and shall be a resource to the Directors to answer questions arising during discussion.These discussions shall remain focused on the agenda topic in accordance with the Brown Act; • District General Counsel shall act as Parliamentarian to assist the Board President in matters,regarding procedure, enforcement of this Code of Conduct and compliance with the Brown Act so that the Board actions remain orderly and proper; and • The Board President may limit the time any Director or other speaker has to address the Board so that the business of the Board appearing on the agenda can be dealt with efficiently. Rules Regarding Public Input It is recognized that an important element of governing the District within the traditions of democracy require and benefit by citizen input. It is also recognized that the Brown Act requires that the Board's meeting agenda provide for the opportunity for public input. It is also recognized that the Board of Directors of the District shall accept public input and consider it seriously. In public meetings the Directors shall: • Listen to public input in a respectful and civil manner; • Directors shall not engage presenter of public input in dialogue, but shall, at the conclusion of public input, discuss and decide the appropriate response to the input; Page 2of3 • Public input shall be limited to three minutes per presenter, or as deemed appropriate from the Board President, to provide time for the Board of Directors to efficiently conduct other business on its agenda; and • Equally, public presenters shall be respectful of the Board of Directors and others participating in the meetings. Procedural Considerations The Board of Directors shall commit to annually review important procedural materials. At the beginning of each year the Board of Directors will hold a special meeting to review Board Code of Conduct,the Brown Act and other matters related to Board procedures. Directors will endeavor, whenever possible, to submit questions on Board agenda items prior to the meeting in order for staff to be prepared for and able to respond at the meeting. Any clarifications of technical questions that can be readily answered should be handled prior to the meeting. Debate Forum The discussion and deliberations at Board meetings are to secure the mature and reasoned decision of the Board on matters appearing on the agenda. All discussions must be relevant to the motion before the Board. A Director is given the floor only for the purpose of discussing the pending question; discussion which departs from the agenda matter is out of order. Protocol for agenda items: 1. Board President reads the agenda item 2. General Manager introduces the question before the Board 3. Report from staff/presenter 4. Public input 5. Director questions and discussion 6. Motion and second • Motion to approve • Motion to amend • Motion to table • Motion to call the question 7. Action Page 3of3 RESOLUTION NO, A RESOLUTION OF THE COUNCIL OF THE CITY OF FRESNO,CALIFORNIA,ESTABLISHING A CODE OF CONDUCT FOR COUNCILMEMBERS. WHEREAS,the City of Fresno is interested in establishing a framework for day-to- day actions and decision-making by Councilmembers;and WHEREAS,a Code of Conduct provides such a framework;and WHEREAS,a Code of Conduct serves: a. To increase public confidence in City government;and b. To assist Councilmembers with decis€on-making;and C. To encourage high standards of behavior by Councilmembers. WHEREAS,a Code of Conduct can represent a commitment to uphold a standard of integrity beyond that required by law. NOW,THEREFORE,BE IT RESOLVED by the Council of the City of Fresno that It hereby estabi€shes a code of conduct as follows: CODE OF CONDUCT OF THE FRESNO CITY COUNCIL A. ETHICAL CONSIDERATIONS 1. Comply with Law. Councitmembers shall comply with all applicable laws in the performance of their public duties. 2. Conduct of Counci€members. The professional and personal Conduct of members must be above reproach and avoid the appearance of impropriety. White it is understood that Councilmembers enjoy First Amendment fights, they should refrain from abusive conduct,personal charges or verbal attacks upon the character or motives of other members of the Council,boards, f commissions,staff,or the public that is intended to disrupt and not further the City's business. 3. Respect for Process. Councilmembers shall perform their duties in accordance with the processes and rules of order established by Council governing the dellberabon of public policy issues,meaningful involvement of the public,and implementation of policy decisions of the Council,by City staff. 4. Decisions Based on Merit. Councilmembers shall base their decisions on the merits and substance of the matter at hand,rather than on unrelated considerations. S. Conflict of Interest. In order to assure their independence and impartiality in the City's best interest,Councilmembers shall not use their official positions to influence decisions in which they have a conflict of interest. s. Gifts and Favors. Councilmembers shalt follow the laws that apply to the acceptance of gifts or favors as a public official. T. Confidential Information. Councilmembersshail respect the confidentiality of information concerning the property,personnel or affairs of the City. They shall neither disclose confidential information without proper legal authorization,nor use such information to advance their personal,financial or other private interests. a. Use of Public Resources. Councilmembers shall not use public resources, such as City staff time,equipment,supplies or facilities,for private gain or personal purposes, 2 S. Advocacy. Councilmembers shall represent the official policies or positions of the Council to the best of their ability when designated as delegates for this purpose. When presenting their individual opinions and positions, Councilmembers shall explioitly'statethey do not represent the opinion of the entire Council 1o. Positive Work Place Environment Councilmembers shall support the maintenance of a positive and constructive work place environment for City employees,private citizens and businesses dealing with the City. Councilmembers shalt recognize their role in individual dealings with City employees. B. GENERAL REQUIREMENTS FOR ALL CQUNCILMEMBERS All members of the Council,including those serving as President and Acting President,have equal votes. No Councilmember has more power than any other,and all shall be treated with equal respect. Councilmembers shall- 1. Demonstrate honesty and integrity In every action and statement. 2. Comply with both the letter and spirit of the laws and policies affecting the operation of City government. 3. Serve as a model of leadership and civility to the community. 4. Inspire public confidence in City of Fresno government. 5. Work for the City`s best interest and not personal interest. 6. Prepare in advance of Council meetings and be familiar with issues on the agenda. 3 7. Fully participate in Council meetings and other public forums while demonstrating respect,consideration,and courtesy to others. 8. Become familiar with Council Rules of Procedure and this Code of Conduct. g. Be responsible for the highest standards of respect,civility and honesty in ensuring the effective maintenance of intergovernmental relations. 10, When communicating with representatives of other governmental entities or constituents,indicate,if appropriate,that the views are their own,and may not represent those of the entire Council._ C. COUNCILMEMBERS CONDUCT WITH ONE ANOTHER Councils are composed of individuals with a wide variety of backgrounds, personalities,values,opinions,and goals. All have chosen to serve in public office in order to improve the quality of life in the community. In ail cases,this common goal should be acknowledged even as Council.may"agree to disagree"on contentious issues. 1, In Public Meetings: - - a. Practice civility and decorum in discussions and debate. Difficult questions,tough challenges to a particular point of viaw;and criticism of ideas and Information are legitimate elements of a free democracy in action. Be respectful of diverse opinions. b. Honor the role of the presiding officer in maintaining order and equity. Respect the Council President's efforts to focus discussion on current agenda items.Objections to the presiding officer's actions should be voiced politely and with reason. 4 a Demonstrate effective problem-soMng approaches. Councilmembers have a public forum to stow how individuals with different points of view can find common ground and seek a compromise that benefits the community as a whole. Councilmembers are role models for residents, business people and other stakeholders involved in public debate. d. Be respectful of other people's time. Stay focused and act efficiently during public meetings, 2. In Private Encounters: Treat others with respect to maintain public confidence in governmental affairs. D, PROCEDURAL CONSIDERATIONS 1. Commit to annually review important procedural materials. At the beginning of each year,the Council will hold a special meeting to review the Council Rules of Procedure,this Code of Con ducL the Brown Act,conflicts of interest, and other important procedural materials. 2. Commit not to politicize procedural issues(e.g.minutes approval or agenda order)for strategic purposes. 1 Endeavor to submit questions on Council agenda items ahead of the meeting so that staff can be prepared to respond at the Council meeting. Any clarifications or technical questions that can be readily answered should be handled before the meeting. 4. The Council President will work with the City Manager,City Attorney,and City Clerk at the agenda meetings. The purpose shatl be:(a)to allow for an 5 orderly agenda;(b)to Identify any issues or questions that may need greater staff preparation for the meeting:and(c)to discuss future agenda meetings. E. ENFORCEMENT. Counciimembers have the primary responsibility to assure that this Cade of Conduct is followed,so that the public can continue to have full confidence in the integrtty of government. As an expression of the standards of conduct expected by the City for Counclimembers,the Code of Conduct is intended to be self-enforcing. It will be most effective when Councilmembers are thoroughly familiar with It and embrace its provisions. For this reason,Councilmernbers entering office will be asked to sign a statement affirming they have read and understood the Council Code of Conduct. In addition,the Code of Conduct shall be annually reviewed and updated as necessary. STATE OF CALIFORNIA ) COUNTY OF FRESNO - ) $s.- - CITY OF FRESNO ) €,REBECCA E.KLISCH,City Clerk of the City of Fresno,certify that the foregoing resolution was adopted by the Council of the City of Fresno,at a regular meeting held on the day of 2004, AYES NOES ABSENT ABSTAIN REBECCA E.KLISCH City Clerk BY: Deputy APPROVED AS TO FORM. CITY ATTORNEYS OFFICE BY: City Attomey HCM:pn(2M6pnlres"V2G/D4 6 G. Procedure for the Conduct of Meetings 1) Role of the Mayor/Presiding Officer The Presiding Office of the City Council, who shall be the Mayor or in the Mayor's absence shall be the Mayor Pro Tem, or in their absence any other designated member of the City Council, shall be responsible for maintaining the order and decorum of meetings. It shall be the duty and responsibility of the Presiding Officer to ensure that the rules of operation and decorum contained herein are observed. The Presiding Officer shall maintain control of communication between Council members and between the Council, staff and public. 2) Communication with Council members Councilmembers should request the floor from the Presiding Officer before speaking. When one member of the Council has the floor and is speaking, other Council members shall not interrupt or otherwise disturb the speaker. With the concurrence of the Mayor, a Council member holding the floor may address a question to another Council member. The Council member being questioned may or may not respond while the floor is still held by the Council member asking the question. The reply shall be limited to the question asked. 3) Communication with members of the public addressing the Council The Mayor or Presiding Officer shall open the floor for public testimony as appropriate. Council members may question a person addressing the Council at the conclusion of the person's comments or upon expiration of the person's time to speak. Such questions should be directed to the person through the Presiding Officer unless the Presiding Officer grants the Council member permission to directly question the person. Staff members, through the City Administrator, shall be a resource to the City Council to answer questions arising during discussions between the Council members and between Councilmembers and members of the public. Communications in this regard shall be through the Presiding Officer. Members of the public shall direct their questions and comments through the Presiding Officer. H. Rules of Order The City Council adopts no specific rules of order except those listed herein. The Mayor or Presiding Officer has the discretion to impose reasonable rules at any particular meeting based upon facts and circumstances found at any particular meeting. These later rules will be followed unless objected to by a majority of the City Council members present. 1) Protocol for agenda action items a. Introduction by City Administrator b. Report from staff/item sponsor C. Council question/comment/debate d. Motion, second C. Public comments f. Additional questions/comments/debate of Council g. Action h. Motions—The Mayor or any member of the City Council may bring a matter of business on the agenda before the Council by making a motion. Before the matter can be considered or debated it must be seconded. Once the motion has been properly made and seconded, the Presiding Officer shall open the matter for full debate offering the first opportunity to debate to the moving parry and, thereafter, to any Council member recognized by the Mayor or Presiding Officer. Debate shall be closed upon consent of a majority of the Council. I. Reconsideration A matter may be reconsidered by the City Council if a member on the prevailing side of the vote requests reconsideration. Such motion may be made at a meeting where such action is taken or at a subsequent meeting of the Council, however, nothing in this policy precludes the majority of members of the City Council from requesting reconsideration of any item. J. Debate The discussions and deliberations at meetings of the City Council are to secure the mature judgment of Council members on proposals submitted for decision. This purpose is best served by the exchange of thought through discussion and debate. Debate is regulated by these rules in order to assure every member a reasonable and equal opportunity to be heard. K. Obtaining the Floor for Debate As soon as a debatable motion has been stated to a Council by the Mayor or Presiding Officer, any member of the Council has a right to discuss it after obtaining the floor. The member obtains the floor by seeking recognized is entitled to be heard so long as he/she observes the rules of debate. L. Speaking more than once To encourage the full participation of all members of the Council, no member or members shall be permitted to monopolize the discussion of the question. If a Council member has already spoken and other members wish to speak, the latter members should be recognized in preference to the member who has already spoken. However, if no other members seek recognition, the Mayor or Presiding Officer may recognize the member who has already spoken. M. Relevancy of Debate All discussion must be relevant to the motion before the City Council. A member is given the floor only for the purpose of discussing the pending question; discussion which departs is out of order. The Mayor or Presiding Officer should then direct the speaker to limit discussion to the question before the City Council A motion -its nature or consequences- may be attacked vigorously. But, it is never permissible to attack the motives, character, or personality of a member either directly or by innuendo or implication. It is the duty of the Mayor or Presiding Officer instantly to stop any member who engages in personal attacks. It is the motion, not its proposer, that is the subject of debate. Meetings must discuss measures and ideas not people. Arguments, for or against a measure, should be stated as concisely as possible. Debate must be fundamentally impersonal. All discussion is addressed to the Mayor or Presiding Officer and must never be directed to any individual. N. Mayor's Duties During Debate The Mayor or Presiding Officer has the responsibility of controlling any expediting debate. A Council member who has been recognized to speak on a question has a right to the undivided attention of the Council. It is the duty of the Mayor or Presiding Officer to keep the subject clearly before the members, to rule out irrelevant discussion, and to restate the question whenever necessary. City of Elk Grove California City Council Code of Ethics R Preamble The citizens of the City of Elk Grove are entitled to responsible, fair and honest city government that operates in an atmosphere of respect and civility. Accordingly, the Elk Grove City Council, with citizen input, has adopted this code to: 1. Describe the standards of behavior to which its leaders and staff aspire. 2. Provide an ongoing source of guidance to elected leaders, city officials and staff in their day-to-day service to the city. 3. Promote and maintain a culture of ethics. Pledge On (date adopted), the City Council of the City of Elk Grove adopted a Code of Ethics, which applies to all City employees, officers, commissions, and elected or appointed officials and requires the following pledge: Code of Ethics Responsibility • 1 understand that the community expects me to serve with dignity and respect, as well as be an agent of the democratic process. • 1 avoid actions that might cause the public to question my independent judgment. • 1 do not use my office or the resources of the city for personal or political gain. • 1 am a prudent steward of public resources and actively consider the impact of my decisions on the financial and social stability of the city and its citizens. Fairness • 1 promote consistency, equity and non-discrimination in public agency decision-making. • 1 make decisions based on the merits of an issue, including research and facts. • 1 encourage diverse public engagement in our decision-making processes and support the public's right to know. Respect • 1 treat my fellow city officials, staff, commission members and the public with patience, courtesy, civility, and respect, even when we disagree on what is best for the community and its citizens. Honesty • 1 am honest with all elected officials, staff, commission members, boards, the public and others. • 1 am prepared to make decisions when necessary for the public's best interest, whether those decisions are popular or not. 0 1 take responsibility for my actions, even when it is uncomfortable to do so. CODE OF ETHICS for City of Pismo Beach City Council, Boards and Commission Members Adopted by the Pismo Beach City Council Date approved October 4,2005 Preamble All citizens and businesses of Pismo Beach are entitled to have fair,ethicai and accountable local government,which has earned the public's full confidence for Integrity. In keeping with the City of Pismo Beach's commitment to excellence, the effective functioning of democratic government,therefore,requires that. • Public officials,both elected and appointed,comply with both the letter and spirit of the laws and policies affecting the operations of government; • Public officials be independent,impartial and fair in their judgment and actions; Public office be used for public good, not for personal gain; in Public deliberations and processes be conducted openly,unless legally confidential,in an atmosphere of respect and civility. This Code of Ethics,as adopted by the Pismo Beach City Council pertains to members of the City Council and of the City's boards and commissions and to those vendors doing business with our city,to assure public confidence in the integrity of local government and its effective and fair operation. 1. Acts in the f ubsc IntopW Members will work for the common good of the people of Pismo Beach and not for any private or personal Interest,and they will assure fair and equal treatment of all persons, claims and transactions corning before the Pismo Beach City Council, boards and commissions. 2. Comply with the Low Members shall comply with the laws of the nation,the State of California and the City of Pismo Beach in the performance of their public duties.These laws inciude but are not limited to:The United States and California constitutions, Fair Political Practices laws pertaining to conflicts of interest,election campaigns,financial disclosures,employer responsibilities and open processes of government and adopted City ordndnces and policies. S. Conduct of MtmbeR The professional and personal conduct of members must be above reproach and avoid even the appearance of impropriety. Members shall refrain from abusive conduct, personal charges or verbal attacks upon the character or motives of other members of the council,boards and commissions,the public and staff. 1 I. i R. Respect for Process Members shall perform their duties in accordance with the processes and rules of order established by the City Council and board and commissions governing the deliberation of public policy Issues,meaningful involvement of the public and implementation of policy decisions of the City Council by staff. & Conduct of Publk Meetings Members shall prepare themselves for public issues,listen courteously and attentively to ag public discussions before the body and focus on the business at hand.They shall refrain from interrupting other speakers,making personal comments not germane to the business of the body or otherwise interfering with the orderly conduct of meetings. 6. DecWons Based on Merit Members shall base their decisions on the merits and substance of the matter at hand, rather than on unrelated considerations. 7. Communication Members shall publicly shore substantive information that is relevant to a matter under consideration by the Council or boards and commissions,which they may have received from sources outside of the public decision making process. a. ConM d of Interest In order to assure their independence and Impartiality on behalf of the common good, members shall not use their official positrons to Influence government decisions in which they have a material financial Interest or where they have an organizational responsibility or personal relationship,which may give the appearance of a conflict of interest. In accordance with the law,members shall disclose investments,interests in real property,source of income,and gifts,and they shall abstain from participating in deliberofions and decision-making where conflicts may exist. 9. Gltts and Favors Members shah refrain from accepting any gifts,favors or promises of future benefits which might compromise their independence of judgment or oction or give the appearance of being compromised. 70. ConfildenRal Information Members shah respect the confidentiality of Information concerning the property, personnel or affairs of the City.They shall neither disclose confidential information without proper legal authorization,nor use such information to advance their personal,financial or private Interests. 11.Use of Publk Resources Members shall not use public resources unavailable to the public in general,such as City staff time,equipment,supplies or facilities,for private gain or personal purposes. 12. Representation of Publk Interests In keeping with their role as stewards of the public interest, members shall not appear on behalf of the private interests of third parties before the Council or any board, i commission or proceeding of the City,nor shall members of boards and commissions i f appear before their own bodies or before the Council on behalf of the private interests of third parties on matters related to the areas of service of their bodies. 13.Advocacy Members shall represent the official policies or positions of the City Council,board or commission to the best of their ability when designated as delegates for this purpose. When presenting their individual opinions and positions,members shag explicitly state they do not represent their body or the City of Pismo Beach,nor YAg they allow inference that they do. 14. Policy Rob of Members Members shall respect and adhere to the council-manager structure of Pismo Beach City government as outlined by the Pismo Beach Municipal Code.In this structure,the City Council determines the policies of the City with the advice,information and analysis provided by the public,boards and commissions and City staff. Except as provided by the City Municipal Code,members shag not interfere with the administrative functions of the City or the professional duties of City staff,nor shall they impair the ability of staff to implement Council policy decisions. 15,Independence of Boards and Commkilons Because of the value of the independent advice of boards and commissions to the public decision-making process,members of Council shall refrain from using their position to unduly influence the deliberations or outcomes of board and commission proceedings. 16.PoMWe Work Place Environment Members shall support the maintenance of a positive and constructive work place for the City employees and for the citizens and businesses dealing with the City.Members shall recognize their special role in dealings with City employees to in no way create the perception of inappropriate direction to staff. 17.Impbmentailon The Pismo Beach Code of Ethics is intended to be self-enforcing,and is an expression of standards of conduct for members expected by the City. It therefore becomes most effective when members are thoroughly familiar with it and embrace its provisions. For this reason,ethical standards shall be included in the regular orientations for candidates for City Council,applicants to board and commissions,and newly elected and appointed officials.Members entering office shag sign a statement affirming they have read and understood the City of Pismo Beach Code of Ethics.The Code of Ethics shall be reviewed annually by the City Council,boards and commissions,and the City Council shall consider recommendations from boards and commissions and update as necessary. I&Compllance and Mforcemerrt The chairs of boards and commissions and the Mayor have the adcrWonal responsibility to intervene when actions of members that appear to be in violation of the Code of Ethics are brought to their attention.The City Council may impose sanctions on members whose conduct does not comply with the City's ethical standards,such as reprimand, formal censure,loss of seniority or committee assignment,or budget restriction.Under the City's Municipal Code,the City Council May also remove members of boards and i. i I commissions from office.A violation of this Code of Ethics shall not be considered as a basis for challenging the validity of a Council, board or commission decision. C , ��.0� 'fMp CZ tY Item: 8. v r Category: New Business 0ism o Council Meeting Date: March 21, 2006 Report ()RCHAR9 TITLE: Adoption of Campbell Statement of Values RECOMMENDATION: That the City Council adopt a Resolution approving the Campbell Statement of Values. BACKGROUND: An item in the City Council's workplan for FY 2005/06 was to review and consider options for establishment of an ethics ordinance. The City Council held two study sessions to discuss this workplan item. At the first Study Session in September 2005, staff presented background information about Ethics Codes and options available should the Council wish to pursue development of an Ethics Code. In summary, an Ethics Code is a framework or guide by which elected officeholders and public officials conduct their day-to-day actions and decision making. Its purpose is to encourage high standards of behavior by public officials, to assist public officials with decision-making and to increase public confidence in the institutions and officials that serve them. Generally there are two types of ethics codes: values-based and rules-based. A values-based code is based on attributes that have been identified by public officials that reflect the core values of the community. A rules-based code emphasizes formal rules and sometimes contains specific 'penalties.' At the second Study Session in November 2005, the City Council consensus was to proceed with development of a values-based ethics code or statement of values based loosely on the one developed by the City of Milpitas. Mayor Kennedy appointed a subcommittee to develop the ethics code or statement of values. The members appointed to the subcommittee were Councilmembers Kennedy and Hernandez, advisory commission representative Bob Alderete (Planning Commission), citizen representative Barbara Conant, and staff representatives Dan Rich, City Manager and Anne Bybee, City Clerk. DISCUSSION The Ethics Subcommittee initially met on January 9, 2006 and approved a workplan to develop a Statement of Values. Following two additional meetings, the Committee developed a Statement of Values that reflects what the committee believes to be the expectations the community has for its officials. The Campbell Statement of Values expresses the standards for the highest integrity and ethical conduct for city officials and is intended to serve as a tool to promote and foster the highest degree of public trust. The Ethics Subcommittee Committee identified the following key points as it developed the Campbell Statement of Values: ❖ The Campbell Statement of Values expresses the standards for the highest integrity and ethical conduct expected for elected officials, appointed commissioners and board members, executive staff and candidates for local office. ❖ There is not an ethics problem in Campbell. The purpose of this is to be a proactive statement of the community's values and to prevent future problems. The Campbell Statement of Values is a "living" document, to be reviewed one year following adoption and bi-annually thereafter. ❖ While signing the Campbell Statement of Values is voluntary, all stakeholders are encouraged to not only understand and affirm the values, but to uphold them as they conduct their duties as public officials. The next step in the process included outreach to the City's Advisory Commissions and Boards, as well as the Executive Team. During late February/early March, the Ethics Subcommittee made a presentation at each of the Advisory Commission and Board Meetings, the purpose of which was two-fold: to present and request support for Campbell's Statement of Values and solicit input/feedback on the draft statement, Information was mailed to the committees that do not meet on a regular basis; specifically, the Rental Increase Fact Finding Committee, Building Board of Appeals and Bicycle Advisory Committee. The Ethics Subcommittee met on Tuesday, March 14 to review the feedback received from the public outreach process. Overall, the feedback received from the Commissions and Boards was positive. The subcommittee reviewed and discussed two or three substantive suggestions received from individual commission/board members which were incorporated into the final version. With City Council approval, the Ethics Subcommittee recommends the following next steps in the process: 1) That the City host an official signing event and invite all stakeholders to sign the "inaugural" document. It is recommended that the official document eventually be framed and displayed at City Hall. A suggested date for the signing event is May 2"d prior to the City Council meeting. 2) Regarding additional public outreach, the Ethics Subcommittee recommends that the Statement of Values be displayed on the City's website and community access channel, as well as in an edition of the "Profile" newsletter. During election cycles, it is recommended that candidates who subscribe to the Statement of Values be identified on the City's website. It is also recommended that information on the Statement of Values be available at the next Neighborhood Meeting. 3) While the Statement of Values is a living document, it is recommended that the document be reviewed initially after one year (February 2007) and February of odd-numbered years thereafter. The Ethics Subcommittee will solicit input from advisory commissions/boards as part of the review process. In conclusion, the Ethics Subcommittee is pleased to present the Campbell "Statement of Values" for City Council consideration. FISCAL IMPACT Some costs will be incurred for the reception and to produce and frame the official Statement of Values. There is sufficient funding in the FY 05/06 budget to cover these costs. ALTERNATIVES A. The City Council may want to consider different values than those listed. Prepared by: _. Anne Bybee, City Clerk Approved by: �D�r"f�el Rich, ity Manager Attachments: 1 — Resolution 2 — Statement of Values Attach. 1 RESOLUTION NO. A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF CAMPBELL ADOPTING A STATEMENT OF VALUES WHEREAS, the City Council held two Study Sessions to review and consider options for development of an ethics code; and WHEREAS, an Ethics Subcommittee, comprised of two Councilmembers, an Advisory Commission representative, a citizen representative, City Manager and City Clerk, was appointed to develop a values-based ethics code or statement of values; and WHEREAS, a Statement of Values was developed to identify the core beliefs of the community and expresses the standards for the highest integrity and ethical conduct expected from the City's elected officials, appointed commissioners and board members, Executive Staff, and candidates for local office; and WHEREAS, the Statement of Values is intended to be a "living" document with an initial review after one year in February 2007 and then bi-annually in February of odd- numbered years. NOW, THEREFORE, BE IT RESOLVED that the City Council of the City of Campbell does hereby adopt the Campbell Statement of Values to promote and foster the highest degree of public trust. PASSED AND ADOPTED this 21" day of March, 2006 by the following roll call vote: AYES: Councilmembers: NOES: Councilmembers: ABSENT: Councilmembers: APPROVED: Jeanette Watson, Mayor ATTEST: Anne Bybee, City Clerk Attach. 2 CAMPBELL STATEMENT OF VALUES Preamble: To promote and foster the highest degree of public trust, the Campbell City Council has adopted a Statement of Values reflecting the core beliefs of the community. These key values are deeply held beliefs that influence a person's attitude, actions and decisions. Values, in turn, form the basis for ethical decisions. Ethics are standards or principles for how we treat one another. The Campbell Statement of Values expresses the standards for the highest integrity and ethical conduct expected for elected officials, appointed commissioners and board members, executive staff and candidates for local office. These individuals have the responsibility to assure that they understand and follow, in every respect, the ethical standards so that the public can continue to have full confidence in its officials, candidates, and the democratic process. Ethical behavior requires a commitment to live by the values expressed below. This Statement of Values is expected to be a "living" document and reviewed or updated periodically; initially in February 2007 and in February of odd-numbered years thereafter. Community As I serve Campbell: • I value the importance of building and preserving community in Campbell • I am a steward for the community's economy, environment, culture and safety • 1 am engaged and responsive when serving the community; the needs and concerns of all residents are important to me • I take into consideration the long-term financial needs of the City while also balancing Campbell's identity as a small town with connected neighborhoods Honesty As I serve Campbell: • My words and deeds will be based on truthfulness • I will conduct myself with the highest degree of sincerity • 1 will not knowingly use inaccurate information nor omit relevant information to support my positions or views • 1 take responsibility for my actions and do not leave false impressions Civility As I serve Campbell: I treat everyone the way I want to be treated, with respect and dignity I practice patience, courtesy, and civility in all interactions I understand differences of opinion and policy disagreements are part of the democratic process; I respect the opinions of those with whom I differ 1 support effective two-way communication by listening carefully, asking questions and determining an appropriate response Equality As I serve Campbell: • I value everyone's opinion and listen to all sides • I encourage public input as well as equal access and treatment for all • 1 am impartial and make decisions based on the merits of the issue Teamwork As I serve Campbell: • I will actively participate in a positive and constructive manner • 1 encourage and support collaboration and strive for consensus building • I value diversity and seek divergent viewpoints • I am approachable and open-minded • 1 understand that my position may not always prevail but that I support the democratic process and the decisions resulting from it Accountability As I serve Campbell: • 1 hold myself accountable to the highest ethical standards • 1 take responsibility for my conduct and am willing to explain my actions and decisions • 1 recognize that the responsibility for making decisions about the use of public resources is a public trust As a representative of, or candidate for an office in, the City of Campbell, I agree to uphold the Campbell Statement of Values adopted by the City Council. I affirm that I have read, understood and will conduct myself in accordance with the City of Campbell's Statement of Values. Name Date Code of Conduct CITY OF SUNNYVALE CODE OF CONDUCT FOR ELECTED OFFICIALS Prepared by Council Protocol Subcommittee Jack Walker, Chair Jim Roberts, Member Fred Fowler, Member City of Sunnyvale Code of Conduct for Elected Officials "Conduct is three-fourths of our life and its largest concern." -- Matthew Arnold The Three Rs of Sunnyvale Government Leadership: Roles, Responsibilities and Respect The City Charter provides detailed information on the roles and responsibilities of Councilmembers, the Vice Mayor, and the Mayor. The City's Code of Ethics provides guidance on ethical issues and questions of right and wrong. Until now, what has not been clearly written down is a Code of Conduct for Sunnyvale's elected officials. This Code of Conduct is designed to describe the manner in which Councilmembers should treat one another, city staff, constituents, and others they come into contact with in representing the City of Sunnyvale. It reflects the work of a Council Policy and Protocol Subcommittee that was charged with defining more clearly the behavior, manners, and courtesies that are suitable for various occasions. The Subcommittee also considered a wide variety of policy changes and clarifications designed to make public meetings and the process of governance run more smoothly. The contents of this Code of Conduct includes: Pages • Overview of Roles & Responsibilities 2-3 • Policies & Protocol Related to Conduct 4-5 • Council Conduct with One Another 6-7 • Council Conduct with City Staff 8-9 • Council Conduct with The Public 10-11 • Council Conduct with Other Public Agencies 12 • Council Conduct with Boards and Commissions 13-14 • Council Conduct with The Media 15 • Sanctions 16 • Principles of Proper Conduct 17 • Checklist for Monitoring Conduct 18 • Glossary of Terms 19 The constant and consistent theme through all of the conduct guidelines is "respect." Councilmembers experience huge workloads and tremendous stress in making decisions that could impact thousands of lives. Despite these pressures, elected officials are called upon to exhibit appropriate behavior at all times. Demonstrating respect for each individual through words and actions is the touchstone that can help guide Councilmembers to do the right thing in even the most difficult situations. Back to Table of Contents Overview of Roles & Responsibilities "Leadership is an action, not a word. " -- Richard Cooley Other resources that are helpful in defining the roles and responsibilities of elected officials can be found in the Sunnyvale City Charter and in the Leadership Guide for Mayors and Councilmembers published by the League of California Cities. MAYOR • Serves at the pleasure of the Council (Sunnyvale City Charter, Section 605) • Acts as the official head of the City for all ceremonial purposes (Sunnyvale City Charter, Section 605) • Chairs Council meetings (Sunnyvale City Charter, Section 605) • Calls for special meetings (Sunnyvale City Charter, Section 609) • Recognized as spokesperson for the City • Selects substitute for City representation when Mayor cannot attend • Makes judgment calls on proclamations, Special Orders of the Day, etc. • Recommends subcommittees as appropriate for Council approval • Serves as the liaison between the Council and the City Manager and City Attorney in regards to employee relations • Leads the Council into an effective, cohesive working team • Signs documents on behalf of the City • Serves as official delegate of the City to the U.S. Conference of Mayors and other events and conferences VICE MAYOR • Serves at the pleasure of the Council (Sunnyvale City Charter, Section 606) • Performs the duties of the Mayor if the Mayor is absent or disabled (Sunnyvale City Charter, Section 606) • Chairs Council meetings at the request of the Mayor • Represents the City at ceremonial functions at the request of the Mayor • Reports closed session actions at public Council meetings • Moves for Makes routine motion on consent items on the City Council ALL COUNCILMEMBERS All members of the City Council, including those serving as Mayor and Vice Mayor, have equal votes. No Councilmember has more power than any other Councilmember, and all should be treated with equal respect. All Councilmembers should: • Fully participate in City Council meetings and other public forums while demonstrating respect, kindness, consideration, and courtesy to others • Prepare in advance of Council meetings and be familiar with issues on the agenda • Represent the City at ceremonial functions at the request of the Mayor • Place activities and events on the Council's weekly activities calendar that invite official participation of all Councilmembers. A list of the activities of individual Councilmembers may also be submitted for public record at the option of the Councilmember • Be respectful of other people's time. Stay focused and act efficiently during public meetings. • Serve as a model of leadership and civility to the community • Inspire public confidence in Sunnyvale government • Provide contact information with the Council Executive Assistant in case an emergency or urgent situation arises while the Councilmember is out of town • Demonstrate honesty and integrity in every action and statement • Participate in scheduled activities to increase team effectiveness and review Council procedures, such as this Code of Conduct MEETING CHAIR The Mayor will chair official meetings of the City Council, unless the Vice Mayor or another Councilmember is designated as Chair of a specific meeting. • Maintains order, decorum, and the fair and equitable treatment of all speakers • Keeps discussion and questions focused on specific agenda item under consideration • Makes parliamentary rulings with advice, if requested, from the City Attorney who acts as an advisory parliamentarian. Chair rulings may be overturned if a Councilmember makes a motion as an individual and the majority of the Council votes to overrule the Chair. FORMER COUNCILMEMBERS Past members of the City Council who speak to the current City Council about a pending issue should disclose who they are speaking on behalf of (individual or organization) . Back to Table of Contents Policies & Protocol Related To Conduct "Wherever there is a human being, there is an opportunity for kindness." -- Seneca Ceremonial Events Requests for a City representative at ceremonial events will be handled by City staff. The Mayor will serve as the designated City representative. If the Mayor is unavailable, then City staff will determine if event organizers would like another representative from the Council. If yes, then the Mayor will recommend which Councilmember should be asked to serve as a substitute. Invitations received at City Hall are presumed to be for official City representation. Invitations addressed to Councilmembers at their homes are presumed to be for unofficial, personal consideration. Correspondence Signatures Councilmembers do not need to acknowledge the receipt of correspondence, or copies of correspondence, during Council meetings. City staff will prepare official letters in response to public inquiries and concerns. These letters will carry the signature of the Mayor unless the Mayor requests that they be signed by another Councilmember or City staff. If correspondence is addressed only to one Councilmember, that Councilmember should check with staff on the best way to respond to the sender. Endorsement of Candidates Councilmembers have the right to endorse candidates for all Council seats or other elected offices. It is inappropriate to mention endorsements during Council meetings or other official City meetings. Intergovernmental Relations The Council will hold a quarterly meeting on intergovernmental relations (IGR) to assign specific Councilmembers to take a leadership role on new issues and to hear updates on pending issues. A Chair for each Council Subcommittee should be selected at the first meeting of the Subcommittee after the IGR assignments are made. Legislative Process The City of Sunnyvale uses the Planning and Management System (PAMS) as a guideline for its legislative process. Details of the PAMS system may be found in City manuals. The City uses parliamentary procedure for meeting management. Non-agenda Items During a designated period of the agenda, citizens, Councilmembers and staff may bring forth issues or questions that are not on the meeting's agenda. Topics should be legislative items requiring action by the Mayor or the Council, study issues for future consideration, and requests for information. Each speaker, citizen or elected official, will be limited to five minutes. Public Announcements in Council Meetings Councilmembers who want to speak first during the Public Announcement portion of the Council meeting should notify the Chair in advance. Otherwise, Councilmembers will be recognized when the Chair notices the light signal. Councilmembers, like members of the public who use this portion of the agenda to recognize achievements or promote an event, will be limited to three minutes each, and should keep the focus on matters of community-wide interest. Public Meeting Hearing Protocol The applicant or appellant shall have the right to speak first. The Chair will determine the length of time allowed for this presentation. Speakers representing either pro or con points of view will be allowed to follow. The Chair will determine how much time will be allowed for each speaker, with 3 to 5 minutes the standard time granted. The applicant or appellant will be allowed to make closing comments. The Chair has the responsibility to run an efficient public meeting and has the discretion to modify the public hearing process in order to make the meeting run smoothly. Councilmembers will not express opinions during the public hearing portion of the meeting except to ask pertinent questions of the speaker or staff. "I think" and "I feel" comments by Councilmembers are not appropriate until after the close of the public hearing. Councilmembers should refrain from arguing or debating with the public during a public hearing and shall always show respect for different points of view. Main motions may be followed by amendments, followed by substitute motions. Any Councilmember can call for a point of order. Only Councilmembers who voted on the prevailing side may make motions to reconsider. Councilmembers who desire to make the first motion on issues which they feel strongly about should discuss their intention with the Chair in advance of the Council meeting. Travel Expenses The policies and procedures related to the reimbursement of travel expenses for official City business by Councilmembers are outlined in Council Policy 7.3.12. All Council travel in excess of the allowed budget, in which the Councilmember expects to officially represent the City and/or be reimbursed by the City for travel costs, must be approved in advance by the Council. The travel policy and budget for Council should be reviewed at each two-year budget cycle. Back to Table of Contents Council Conduct with One Another "In life, courtesy and self-possession, and in the arts, style, are the sensible impressions of the free mind, for both arise out of a deliberate shaping of all things and from never being swept away, whatever the emotion, into confusion or dullness." -- William Butler Yeats Councils are composed of individuals with a wide variety of backgrounds, personalities, values, opinions, and goals. Despite this diversity, all have chosen to serve in public office in order to preserve and protect the present and the future of the community. In all cases, this common goal should be acknowledged even as Council may "agree to disagree" on contentious issues. IN PUBLIC MEETINGS • Use formal titles The Council should refer to one another formally during public meetings as Mayor, Vice Mayor or Councilmember followed by the individual' s last name. • Practice civility and decorum in discussions and debate Difficult questions, tough challenges to a particular point of view, and criticism of ideas and information are legitimate elements of a free democracy in action. This does not allow, however, Councilmembers to make belligerent, personal, impertinent, slanderous, threatening, abusive, or disparaging comments. No shouting or physical actions that could be construed as threatening will be tolerated. • Honor the role of the Chair in maintaining order It is the responsibility of the Chair to keep the comments of Councilmembers on track during public meetings. Councilmembers should honor efforts by the Chair to focus discussion on current agenda items. If there is disagreement about the agenda or the Chair's actions, those objections should be voiced politely and with reason, following procedures outlined in parliamentary procedure. • Avoid personal comments that could offend other Councilmembers If a Councilmember is personally offended by the remarks of another Councilmember, the offended Councilmember should make notes of the actual words used and call for a "point of personal privilege" that challenges the other Councilmember to justify or apologize for the language used. The Chair will maintain control of this discussion. • Demonstrate effective problem-solving approaches Councilmembers have a public stage to show how individuals with disparate points of view can find common ground and seek a compromise that benefits the community as a whole. IN PRIVATE ENCOUNTERS • Continue respectful behavior in private The same level of respect and consideration of differing points of view that is deemed appropriate for public discussions should be maintained in private conversations. • Be aware of the insecurity of written notes, voicemail messages, and e-mail Technology allows words written or said without much forethought to be distributed wide and far. Would you feel comfortable to have this note faxed to others? How would you feel if this voicemail message was played on a speaker phone in a full office? What would happen if this e-mail message was forwarded to others? Written notes, voicemail messages and e-mail should be treated as potentially "public" communication. • Even private conversations can have a public presence Elected officials are always on display - their actions, mannerisms, and language are monitored by people around them that they may not know. Lunch table conversations will be eavesdropped upon, parking lot debates will be watched, and casual comments between individuals before and after public meetings noted. Back to Table of Contents Council Conduct with City Staff "Never let a problem become an excuse." -- Robert Schuller Governance of a City relies on the cooperative efforts of elected officials, who set policy, and City staff, who implement and administer the Council' s policies. Therefore, every effort should be made to be cooperative and show mutual respect for the contributions made by each individual for the good of the community. • Treat all staff as professionals Clear, honest communication that respects the abilities, experience, and dignity of each individual is expected. Poor behavior towards staff is not acceptable. • Limit contact to specific City staff Questions of City staff and/or requests for additional background information should be directed only to the City Manager, City Attorney, Assistant City Manager, or Department Heads. The Office of the City Manager should be copied on any request, except those to the City Attorney. Requests for follow-up or directions to staff should be made only through the City Manager or the City Attorney when appropriate. When in doubt about what staff contact is appropriate, Councilmembers should ask the City Manger for direction. Materials supplied to a Councilmember in response to a request will be made available to all members of the Council so that all have equal access to information. • Do not disrupt City staff from their jobs Councilmembers should not disrupt City staff while they are in meetings, on the phone, or engrossed in performing their job functions in order to have their individual needs met. • Never publicly criticize an individual employee Council should never express concerns about the performance of a City employee in public, to the employee directly, or to the employee's manager. Comments about staff performance should only be made to the City Manager through private correspondence or conversation. Comments about staff in the office of the City Attorney should be made directly to the City Attorney. • Do not get involved in administrative functions Councilmembers must not attempt to influence City staff on the making of appointments, awarding of contracts, selecting of consultants, processing of development applications, or granting of City licenses and permits. [See Code of Ethics] The Sunnyvale City Charter, Section 807, also contains information about the prohibition of Council interference in administrative functions. • Check with City staff on correspondence before taking action Before sending correspondence, Councilmembers should check with City staff to see if an official City response has already been sent or is in progress. • Do not attend meetings with City staff unless requested by staff. Even if the Councilmember does not say anything, the Councilmember's presence implies support, shows partiality, intimidates staff, and hampers staff's ability to do their job objectively. • Limit requests for staff support Routine secretarial support will be provided to all Councilmembers. All mail for Councilmembers is opened by the Council Executive Assistant, unless other arrangements are requested by a Councilmember. Mail addressed to the Mayor is reviewed first by the City Manager who notes suggested action and/or follow-up items. Requests for additional staff support - even in high priority or emergency situations -- should be made to the City Manager who is responsible for allocating City resources in order to maintain a professional, well-run City government. • Do not solicit political support from staff Councilmembers should not solicit any type of political support (financial contributions, display of posters or lawn signs, name on support list, etc.) from City staff. City staff may, as private citizens with constitutional rights, support political candidates but all such activities must be done away from the workplace. Back to Table of Contents Council Conduct with The Public "If a man be gracious and courteous to strangers, it shows he is a citizen of the world, and that his heart is no island cut off from other lands, but a continent that joins to them. " -- Francis Bacon IN PUBLIC MEETINGS Making the public feel welcome is an important part of the democratic process. No signs of partiality, prejudice or disrespect should be evident on the part of individual Councilmembers toward an individual participating in a public forum. Every effort should be made to be fair and impartial in listening to public testimony. • Be welcoming to speakers and treat them with care and gentleness "I give many public presentations so standing up in front of a group and using a microphone is not new to me. But I found that speaking in front of Council was an entirely different experience. I was incredibly nervous and my voice was shaking. I think the reason was because the issue was so personal to me. The Council was going to take a vote that would affect my family's daily life and my home. I was feeling a lot of emotion. The way that Council treats people during public hearings can do a lot to make them relax or to push their emotions to a higher level of intensity." • Be fair and equitable in allocating public hearing time to individual speakers "The first thing the Mayor said to me was to be brief because the meeting was running late and the Council was eager to go home. That shouldn't be my problem. I'm sorry my item was at the end of the agenda and that there were a lot of speakers, but it is critically important to me and I should be allowed to say what I have to say and believe that the Council is listening to me." The Chair will determine and announce limits on speakers at the start of the public hearing process. Generally, each speaker will be allocated five- minutes with applicants and appellants or their designated representatives allowed more time. If many speakers are anticipated, the Chair may shorten the time limit and/or ask speakers to limit themselves to new information and points of view not already covered by previous speakers. No speaker will be turned away unless he or she exhibits inappropriate behavior. Each speaker may only speak once during the public hearing unless the Council requests additional clarification later in the process. After the close of the public hearing, no more public testimony will be accepted unless the Chair reopens the public hearing for a limited and specific purpose. • Give the appearance of active listening It is disconcerting to speakers to have Councilmembers not look at them when they are speaking. It is fine to look down at documents or to make notes, but reading for a long period of time gazing around the room gives the appearance of disinterest. Be aware of facial expressions, especially those that could be interpreted as "smirking, " disbelief, anger or boredom. • Ask for clarification, but avoid debate and argument with the public Only the Chair - not individual Councilmembers -- can interrupt a speaker during a presentation. However, a Councilmember can ask the Chair for a point of order if the speaker is off the topic or exhibiting behavior or language the Councilmember finds disturbing. If speakers become flustered or defensive by Council questions, it is the responsibility of the Chair to calm and focus the speaker and to maintain the order and decorum of the meeting. Questions by Councilmembers to members of the public testifying should seek to clarify or expand information. It is never appropriate to belligerently challenge or belittle the speaker. Councilmembers' personal opinions or inclinations about upcoming votes should not be revealed until after the public hearing is closed. • No personal attacks of any kind, under any circumstance Councilmembers should be aware that their body language and tone of voice, as well as the words they use, can appear to be intimidating or aggressive. • Follow parliamentary procedure in conducting public meetings The City Attorney serves as advisory parliamentarian for the City and is available to answer questions or interpret situations according to parliamentary procedures. Final rulings on parliamentary procedure are made by the Chair, subject to the appeal of the full Council. . IN UNOFFICIAL SETTINGS • Make no promises on behalf of the Council Councilmembers will frequently be asked to explain a Council action or to give their opinion about an issue as they meet and talk with constituents in the community. It is appropriate to give a brief overview of City policy and to refer to City staff for further information. It is inappropriate to overtly or implicitly promise Council action, or to promise City staff will do something specific (fix a pothole, remove a library book, plant new flowers in the median, etc. ) . • Make no personal comments about other Councilmembers It is acceptable to publicly disagree about an issue, but it is unacceptable to make derogatory comments about other Councilmembers, their opinions and actions. • Remember that despite its impressive population figures, Sunnyvale is a small town at heart Councilmembers are constantly being observed by the community every day that they serve in office. Their behaviors and comments serve as models for proper deportment in the City of Sunnyvale. Honesty and respect for the dignity of each individual should be reflected in every word and action taken by Councilmembers, 24 hours a day, seven days a week. It is a serious and continuous responsibility. Back to Table of Contents Council Conduct with Other Public Agencies "Always do right. This will gratify some people and astonish the rest." -- Mark Twain • Be clear about representing the city or personal interests If a Councilmember appears before another governmental agency or organization to give a statement on an issue, the Councilmember must clearly state: 1) if his or her statement reflects personal opinion or is the official stance of the City; 2) whether this is the majority or minority opinion of the Council. If the Councilmember is representing the City, the Councilmember must support and advocate the official City position on an issue, not a personal viewpoint. If the Councilmember is representing another organization whose position is different from the City, the Councilmember should withdraw from voting on the issue if it significantly impacts or is detrimental to the City' s interest. Councilmembers should be clear about which organizations they represent and inform the Mayor and Council of their involvement. • Correspondence also should be equally clear about representation City letterhead may be used when the Councilmember is representing the City and the City' s official position. A copy of official correspondence should be given to the Council Executive Assistant to be filed in the Council Office as part of the permanent public record. It is best that City letterhead not be used for correspondence of Councilmembers representing a personal point of view, or a dissenting point of view from an official Council position. However, should Councilmembers use City letterhead to express a personal opinion , the official City position must be stated clearly so the reader understands the difference between the official City position and the minor viewpoint of the Councilmember. Back to Table of Contents Council Conduct With Boards and Commissions "We rarely find that people have good sense unless they agree with us." --Francois, Duc de La Rochefoucauld The City has established several Boards and Commissions as a means of gathering more community input. Citizens who serve on Boards and Commissions become more involved in government and serve as advisors to the City Council. They are a valuable resource to the City's leadership and should be treated with appreciation and respect. • If attending a Board or Commission meeting, be careful to only express personal opinions Councilmembers may attend any Board or Commission meeting, which are always open to any member of the public. However, they should be sensitive to the way their participation - especially if it is on behalf of an individual, business or developer -- could be viewed as unfairly affecting the process. Any public comments by a Councilmember at a Board or Commission meeting should be clearly made as individual opinion and not a representation of the feelings of the entire City Council. • Limit contact with Board and Commission members to questions of clarification It is inappropriate for a Councilmember to contact a Board or Commission member to lobby on behalf of an individual, business, or developer. It is acceptable for Councilmembers to contact Board or Commission members in order to clarify a position taken by the Board or Commission. • Remember that Boards and Commissions serve the community, not individual Councilmembers The City Council appoints individuals to serve on Boards and Commissions, and it is the responsibility of Boards and Commissions to follow policy established by the Council. But Board and Commission members do not report to individual Councilmembers, nor should Councilmembers feel they have the power or right to threaten Board and Commission members with removal if they disagree about an issue. Appointment and re-appointment to a Board or Commission should be based on such criteria as expertise, ability to work with staff and the public, and commitment to fulfilling official duties. A Board or Commission appointment should not be used as a political "reward." • Be respectful of diverse opinions A primary role of Boards and Commissions is to represent many points of view in the community and to provide the Council with advice based on a full spectrum of concerns and perspectives. Councilmembers may have a closer working relationship with some individuals serving on Boards and Commissions, but must be fair and respectful of all citizens serving on Boards and Commmissions. • Keep political support away from public forums Board and Commission members may offer political support to a Councilmember, but not in a public forum while conducting official duties. Conversely, Councilmembers may support Board and Commission members who are running for office, but not in an official forum in their capacity as a Councilmember. • Inappropriate behavior can lead to removalInappropriate behavior by a Board or Commission member should be noted to the Mayor, and the Mayor should counsel the offending member. If inappropriate behavior continues, the Mayor should bring the situation to the attention of the Council and the individual is subject to removal from the Board or Commission. Back to Table of Contents Council Conduct with The Media "Keep them well fed and never let them know that all you've got is a chair and a whip." -- Lion Tamer School Councilmembers are frequently contacted by the media for background and quotes. • The best advice for dealing with the media is to never go "off the record" Most members of the media represent the highest levels of journalistic integrity and ethics, and can be trusted to keep their word. But one bad experience can be catastrophic. Words that are not said cannot be quoted. • The Mayor is is the official spokesperson for the representative on City position. The Mayor is the designated representative of the Council to present and speak on the official City position. If an individual Councilmember is contacted by the media, the Councilmember should be clear about whether their comments represent the official City position or a personal viewpoint. • Choose words carefully and cautiously Comments taken out of context can cause problems. Be especially cautious about humor, sardonic asides, sarcasm, or word play. It is never appropriate to use personal slurs or swear words when talking with the media. Back to Table of Contents Sanctions "You cannot have a proud and chivalrous spirit if your conduct is mean and paltry; for whatever a man' s actions are, such must be his spirit." -- Demosthenes • Public Disruption Members of the public who do not follow proper conduct after a warning in a public hearing may be barred from further testimony at that meeting or removed from the Council Chambers. • Inappropriate Staff Behavior Councilmembers should refer to the City Manager any City staff or to the City Attorney any City Attorney's staff who do not follow proper conduct in their dealings with Councilmembers, other City staff, or the public. These employees may be disciplined in accordance with standard City procedures for such actions. (Please refer to the section on Council Conduct with City Staff for more details on interaction with Staff. ) • Councilmembers Behavior and Conduct City Councilmembers who intentionally and repeatedly do not follow proper conduct may be reprimanded or formally censured by the Council, lose seniority or committee assignments (both within the City of Sunnyvale or with inter-government agencies) or have official travel restricted. Serious infractions of the Code of Ethics or Code of Conduct could lead to other sanctions as deemed appropriate by Council. Councilmembers should point out to the offending Councilmember infractions of the Code of Ethics or Code of Conduct. If the offenses continue, then the matter should be referred to the Mayor in private. If the Mayor is the individual whose actions are being challenged, then the matter should be referred to the Vice Mayor. It is the responsibility of the Mayor to initiate action if a Councilmember' s behavior may warrant sanction. If no action is taken by the Mayor, the alleged violation(s) can be brought up with the full Council in a public meeting. If violation of the Code of Ethics or Code of Conduct is outside of the observed behaviors by the Mayor or Councilmembers, the alleged violation should be referred to the Mayor. The Mayor should ask the City Manager and/or the City Attorney to investigate the allegation and report the findings to the Mayor. It is the Mayor's responsibility to take the next appropriate action. These actions can include, but are not limited to: discussing and counseling the individual on the violations; recommending sanction to the full Council to consider in a public meeting; or forming a Council ad hoc subcommittee to review the allegation; the investigation and its findings, as well as to recommend sanction options for Council consideration. Videotaping of the complaint hearing should be used for a Council ad hoc subcommittee. Back to Table of Contents Principles of Proper Conduct Proper conduct IS ... Keeping promises Being dependable Building a solid reputation Participating and being available Demonstrating patience Showing empathy Holding onto ethical principles under stress Listening attentively Studying thoroughly Keeping integrity intact Overcoming discouragement Going above and beyond, time and time again Modeling a professional manner Proper conduct IS NOT ... Showing antagonism or hostility Deliberately lying or misleading Speaking recklessly Spreading rumors Stirring up bad feelings, divisiveness Acting in a self-righteous manner It all comes down to respect Respect for one another as individuals respect for the validity of different opinions . . . respect for the democratic process . . . respect for the community that we serve. Back to Table of Contents Checklist for Monitoring Conduct Will my decision/statement/action violate the trust, rights or good will of others? What are my interior motives and the spirit behind my actions? If I have to justify my conduct in public tomorrow, will I do so with pride or shame? How would my conduct be evaluated by people whose integrity and character I respect? Even if my conduct is not illegal or unethical, is it done at someone else's painful expense? Will it destroy their trust in me? Will it harm their reputation? Is my conduct fair? Just? Morally right? If I were on the receiving end of my conduct, would I approve and agree, or would I take offense? Does my conduct give others reason to trust or distrust me? Am I willing to take an ethical stand when it is called for? Am I willing to make my ethical beliefs public in a way that makes it clear what I stand for? Do I exhibit the same conduct in my private life as I do in my public life? Can I take legitimate pride in the way I conduct myself and the example I set? Do I listen and understand the views of others? Do I question and confront different points of view in a constructive manner? Do I work to resolve differences and come to mutual agreement? Do I support others and show respect for their ideas? Will my conduct cause public embarrassment to someone else? Back to Table of Contents Glossary of Terms attitudeThe manner in which one shows one' s dispositions, opinions, and feelings behaviorExternal appearance or action; manner of behaving; carriage of oneself civilityPoliteness, consideration, courtesy conductThe way one acts; personal behavior courtesyPoliteness connected with kindness decorumSuitable; proper; good taste in behavior mannersA way of acting; a style, method, or form; the way in which thing are done point of orderAn interruption of a meeting to question whether rules or bylaws are being broken, such as the speaker has strayed from the motion currently under consideration point of personal privilegeA challenge to a speaker to defend or apologize for comments that a fellow Council memberCouncilmember considers offensive proprietyConforming to acceptable standards of behavior protocolThe courtesies that are established as proper and correct respectThe act of noticing with attention; holding in esteem; courteous regard City Council Home Page City of Sunnyvale Home Page