HomeMy WebLinkAbout10 Foreclosures and CFD Action Grays Crossing and Old Greenwoodenda Item a
ACTION
To: Board of Directors
From: Jeremy Popov
Date. October 05, 2016
Subject: Consideration of Foreclosures in the Communities Facilities
Districts and Consideration of Certain Actions Therewith; and
Delinquency Updates for Old Greenwood and Gray's Crossing
1. WHY THIS MATTER IS BEFORE THE BOARD
10
This matter concerns updating the Board on the Gray's Crossing and Old Greenwood
Communities Facilities Districts (CFD) delinquencies and consideration of adopting a
foreclosure resolution and contracting with a foreclosure attorney in order to facilitate
the collection of delinquent CFD assessments.
This matter also -concerns the consideration of exercising certain authorities granted to
the legislative body of the CFD and authorizing staff to implement provisions thereto of
the Mello -Roos Communities Facilities Act of 1982, as amended, being Chapter 2.5,
Part 1, Division 2, Title 5, of the Government Code of the State of California.
2. HISTORY
In 2003, the Board formed a CFD for the Old Greenwood development. In 2004, the
Board formed a CFD for the Gray's Crossing development. Both CFDs were formed
for the purpose of selling bonds to finance infrastructure for the developments.
The property owners in each CFD have been annually assessed through their
property tax bill to pay the principal and interest on the bonds.
Each year since 2010, and consistent with the Bond covenant requirements, the
Board has adopted a foreclosure resolution authorizing staff and special counsel to
proceed with the foreclosure process on all parcels with delinquent assessments in
both CFDs.
Last year, there were 18 parcels with delinquencies. Three of those parcels were
large undeveloped multi -family parcels owned by developers. The previous Sheriff's
sales failed to obtain the minimum bid on those parcels.
The remaining parcels were single family residential lots owned by individuals.
3. NEW INFORMATION
STATUS OF PRIOR DELINQUENCIES
Of the remaining 15 parcels, 11 parcels have since paid their delinquent assessment.
NEW DELINQUENCIES
Attachment 1 lists the parcels that did not pay their assessments this past year. There
are 18 delinquent parcels in Gray's Crossing and 4 delinquent parcels in Old
Greenwood. The three largest delinquent assessments from Gray's Crossing are
again the three largest multi -family parcels mentioned above.
Attachment 2 is a map of the delinquent parcels in Gray's Crossing.
Attachment 3 is a map of the delinquent parcels in Old Greenwood.
FORECLOSURE CRITERIA
The bond covenant defines when the foreclosure proceedings apply. The criteria for
when the Board must proceed with foreclosure are.
A) A parcel or property owner is past due more than $7,500, or
B) If more than 5% of the amount billed is past due, all past due parcels are
subject to foreclosure.
There are 18 property owners in Gray's Crossing that are delinquent. The delinquent
assessments totaling $523,900 exceeds 59/o of the amount billed. The Board must
proceed with foreclosure on all the parcels, per bond covenant.
There are 4 property owners in Old Greenwood that are delinquent. The delinquent
assessments totaling $9,346 does not exceed 510 of the amount billed Cl"d no owner
is past due more than $7,500. The Board may proceed with foreclosure (but is not
required by covenant) on all the parcels.
All of the property owners have received reminder letters and demand letters prepared
by Cl" Financial, the third party firm that administers the collection of the
assessments.
CFD UPDATE
The Old Greenwood development is mature and mostly developed, and overall
delinquency percentage is low. This results in a low overall risk of insufficient funds to
make debt service payments. On January 15, 2014, the Board authorized the District
to refinance the bonds of the Old Greenwood CFD, saving the Old Greenwood
property owners over $3 million over the term of the bonds ending in 2032.
The Gray's Crossing development, specifically the multi -family and commercial
parcels, remain largely undeveloped.
Although Gray's Crossing has proven to be a desirable community, an overall
significant delinquency percentage remains. As a result, the administration of the
CFD remains a significant challenge. Many years ago, the initial developer, East West
Partners, defaulted on their development agreement and filed for bankruptcy. As a
result of that and other complications, the three large multi -family parcels mentioned
above remain undeveloped and have over the years contributed as the majority cause
of the overall CFD delinquency. Special Tax assessments for these parcels have
remain unpaid since the 2009/2010 tax year. As a result of these three parcels and
some others, the CFD has had to draw from reserve funds in order to make the debt
service payments to bond holders.
Staff has invested significant time, hosted dozens of internal working meetings, and
engaged with concerned parties to review the financial condition of the CFD. Staft
has worked diligently to explore potential solutions to stabilize the CFD for the benefit
of the bond holders and for the community at large. These efforts are above and
beyond the District's basic CFD administration responsibilities, and these efforts
exemplify the District's commitment to fully exploring and vetting potential solutions.
Stabilizing the Gray's Crossing CFD, after the initial developer bankruptcy, ongoing
lack of development, and over 7 years of unpaid assessments on several parcels,
results in a very complex task.
In addition to the goal of stabilizing the CFD, the District has recognized an indirect but
related community goal. Specifically, the District recognizes that providing housing in
the Truckee Tahoe community is a current top priority of the Town of Truckee, Tahoe
Truckee Community Foundation, and of the community at large. Housing in our local
community is also a concern of the District, as over 50% of our employees currently
commute from outside Town limits. Based on a very recent study completed by Bay
Area Economics (sponsored by the Tahoe Truckee Community Foundation) the
housing need is critical and has been covered widely by local media as a "housing
crisis". The Gray's Crossing development was originally intended to provide a portion
of housing inventory that was envisioned to be more affordable and originally included
the concept of providing 89 smaller footprint "Cottages" units in addition to over 80
Townhome (or similar) units. These units were intended to meet different income
levels for both market sales and rental opportunities. So, while this community need
is not specifically a concern of the CFD, and while it does not in any manner affect or
influence the District's responsibilities for administration of the CFD, it does provide
the District the opportunity to participate in potential community wide conversations by
working withing the District's responsibilities to administer the CFD and to consider
solutions to ensure timely collection of Special Taxes, which, in turn, may promote
completion of development and thereby align to the community housing need.
Although the District's administration responsibilities are fairly basic and transactional,
and although the District is a separate legal entity from the CFDs and not legally or
fiscally responsible for any losses,
the District does acknowledge the community housing concerns of the community and
can conclude from the concerns that a successful and stable CFD, when, and if, fully
developed, would offer some relief to the community "housing crisis" by providing the
additional housing inventory mentioned above. For these compelling reasons, and for
the benefit of the bond holders, Staff has invested time to explore solutions to stabilize
the CFD, and should a viable solution develop, Staff will bring forth any such potential
solution for Board review and consideration at a later meeting of the Board of
Directors.
There are, however, near term actions for Board consideration that support the long
term stabilization effort. Potential actions are explained hereafter and would authorize
the Board, acting as the legislative body of the CFD, to exercise certain authorities
granted to the legislative body of the CFD by the Mello -Roos Communities Facilities
Act of 1982, as amended, being Chapter 2.5, Part 1, Division 2, Title 5, of the
Government Code of the State, and also to authorize staff to implement steps and
provisions thereto.
Unpaid Special Tax by December 10 and/or April 10 of each year results in the
application of a delinquency penalty of ten percent (10%) of the delinquent amount,
and delinquent amounts accrue redemption penalties at the rate of one and one-half
percent (1.50%) per month from the first day of July following the date on which the
delinquency occurred until paid.
As mentioned above, several parcels have been delinquent for a significant period of
time with the result that substantial amounts of delinquency and redemption penalties
are due in addition to the delinquent amounts of the Special Tax. The aforesaid
accumulations of delinquency and redemption penalties (a) make it more expensive
for the potential purchasers of the subject parcels to acquire them, bring all applicable
taxes (including the Special Tax) current and develop the properties, (b) provide a
disincentive to potential purchasers to undertake such activities and (c) tend to
impede the recovery of the past due Special Tax and contribute to further
delinquencies in the payment of the Special Tax and increases in the unpaid
delinquency and redemption penalties, thereby impairing the credit -worthiness of the
Bonds; and even in the case of properties that have been conveyed to new owners
since the occurrence of the initial Special Tax delinquencies, the accumulations of
delinquency and redemption penalties tend to create a disincentive for the new
property owners to pay the past due Special Tax, thereby also contributing to a
worsening of the problem.
This problem, which compounds and worsens each year as additional delinquencies,
penalties, interest, legal, and foreclosure fees accrue, for those certain parcels, has
ultimately resulted in a significant financial burden thereby creating a significant
disincentive for a future purchaser to acquire those certain parcels and bring current
the amounts owed. For these reasons, certain parcels have failed to secure minimum
As at foreclosure auction.
Without near term consideration of action, the financial burden respective to certain
parcels will increase further and any resolution thereafter is unlikely, thus contributing
to a continued worsening of the problem and impairing the credit -worthiness of the
bonds. Staff has identified the certain parcels of concern to be those which have
been delinquent for more than six (6) years.
In order to provide a potential remedy to situations such as this, the Mello -Roos
Community Facilities Act of 1982, as amended, being Chapter 2.5, Part 1, Division 2,
Title 5, of the Government Code of the State of California, includes certain provisions
that authorize the Legislative Body to consider waiver of all or part of redemption
penalties and accumulated interest. The conditions for such waiver are narrowly
defined and ensure that those responsible for the delinquency do not benefit from any
determination for waiver of redemption penalties and interest. Parcels that the Board
may find to qualify for determination are included as Exhibit A of Resolution 2016-25.
Although other delinquencies exist, those parcels have been delinquent for fewer than
6 years and do not and/or are not reasonably expected to meet the criteria of the
Mello -Roos Act for consideration of waiver of redemption penalties and interest
specifically under the terms and provisions of Government Code Section 53311 and
following.
SPECIAL COUNSEL
Stradling Yocca Carlson & Rauth has six offices throughout California and they have
done an excellent job in collecting most of the delinquencies from last year.
4. FISCAL IMPACT
There is no fiscal impact to the Truckee Donner Public Utility District with this action
item. All charges incurred related to the judicial foreclosure process are the
responsibility of the property owners within the CFD.
The waivers of delinquency and redemption penalties that the Board may consider to
authorize by Resolution do not have any negative fiscal impact to the District or to the
CFD, because (1) the delinquency and redemption penalties are not part of the "Net
Revenues" that are pledged to secure the Bonds, so a waiver thereof will not result in
a reduction of "Net Revenues" and (2) the waivers will increase the likelihood that both
the delinquent installments of the Special Tax and the future installments thereof will
be paid thereby increasing the amount of "Net Revenues" with which to pay debt
service on the Bonds and enhancing their credit -worthiness.
Approximately $415,720 was drawn from the Gray's Crossing Reserve Fund to make
the $1.4 million bond payment because of the accumulated delinquencies. Most of
the total assessment delinquencies, as mentioned above, are due to the three large
undeveloped multi -family parcels. Drawing from the Reserve Fund is a reportable
event to the bond holders and a report was completed by the District.
5. REC®MMENDATION
a) Adopt the attached foreclosure Resolution 2016-23 (Attachment 4) authorizing staff
and special counsel to proceed with the foreclosure process on all parcels with
delinquent assessments within the CFDs as required by Bond covenant.
b) Authorize the General Manager to execute the agreement for legal services with
Stradling Yocca Carlson & Rauth for their work relating to the foreclosure on
delinquent parcels.
c) Adopt the attached Resolution 2016-25 (Attachment 5) permitting the waiver of
redemption penalties under certain findings and determinations as authorized under
Section 53340(f) of the California Government Code.
f-
Jeremy Popov
Administrative Services Manager
61, G Ac
Michael D. Holley
General Manager
CFD Delinquent Assessments
as of 9.21.16
(Excludes penalty, interest and fees)
Grays Crossing CFD
ATTACHMENT 1
2015/2016
Prior Years
Total
APN
Owner
Past Due
Past Due
Past Due
Notes
19-770-02
Gray's Station
207,845
1,0191130
11226,975
Failed Auction - Undeveloped
19-780-03
Douglas & Eleanor Sumaraga
31730
11828
51559
In Foreclosure Process
19-780-20
Manuel & Juanita Delarroz
31854
3,854
New Delinquency
19-800-15
Endeavor Assets LLC
21,591
21,591
Sold at Auction, in collection process with new owner for prior year assessment
19-800-25
Manuel & Juanita Delarroz
3,854
31854
New Delinquency
19-840-18
LAL Real Estate & Dev LLC
41507
41419
81926
In Foreclosure Process
19-870-09
Drake & Nannette Niven
41663
17,580
22,243
Failed Auction
19-870-13
Innovative Custom Homes
21254
21254
New Delinquency
19-870-20
Ridgewood Enterprises
21254
21254
New Delinquency
19-890-06
Manuel &Juanita Delarroz
4,663
41663
New Delinquency
19-890-08
Manuel & Juanita Delarroz
41974
41974
New Delinquency
19-890-09
John Wheeler
41663
-
4,663
New Delinquency
19-900-20
John Wheeler
21487
-
2,487
New Delinquency
19-910-02
Bank of America
21487
-
2,487
New Delinquency
19-910-16
Manuel & Juanita Delarroz
41818
-
41818
New Delinquency
19-910-17
Manuel & Juanita Delarroz
41507
-
41507
New Delinquency
43-010-05
LDK GC 81 LLC
96,600
473,661
570,261
Failed Auction - Undeveloped
43-010-07
LDK GC 81 LLC
165,741
812,681
978,422
Failed Auction - Undeveloped
18 523,900 2,350,891 2,874,790
Old Greenwood CFD
2015/2016 Prior Years
Total
APN
Owner
Past Due Past Due
Past Due
Notes
19-740-19
Kevin Kassekert
11558
1,558
New
Delinquency
19-750-14
Truckee Lahontan
Equity Group
31115
3,115
New
Delinquency
19-750-35
Truckee Lahontan
Equity Group
31115
3,115
New
Delinquency
19-750-43
Cynthia & Charles
Anderson
11558
1,558
New
Delinquency
4 91346 - 9,346
Gray's Crossing
® Failed Auction N
New Delinquency
In Foreclosure Process
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TRUCKEE DONNER
Public Utility District
RESOLUTION NO. 2016 - 23
RESOLUTION OF THE BOARD OF DIRECTORS OF
THE TRUCKEE DONNER PUBLIC UTILITY DISTRICT
ACTING ON ITS OWN BEHALF AND AS THE GOVERNING BODY OF ALL
OF ITS COMMUNITY FACILITIES DISTRICTS
(OLD GREENWOOD No. 03-1 AND GRAYS CROSSING No. 04-1)
AUTHORIZING RETENTION OF SPECIAL COUNSEL
WHEREAS, the Truckee Donner Public Utility District (the "TDPUD") has conducted
proceedings resulting in the formation of Community Facilities Districts ("CFDs"; the
District and the CFDs are collectively referred to as "District") and the issuance and sale of
bonds or debt pursuant to the Mello -Roos Community Facilities Act of 1982 (Cal. Gov.
Code Section 53311, et seq.; the "Act"); and
WHEREAS, pursuant to the Act, the District has duly recorded Notices of Special Tax Lien
and has duly and regularly levied CFD special taxes, which special taxes and interest and
penalties thereon constitute a lien against the parcel of the land against which it was levied
until the same are paid, which liens secure in whole or part debt issued pursuant to the
Act; and
WHEREAS, certain installments of the special taxes have not been paid when due, and
certain special taxes may not be paid when due in the future; and
WHEREAS, pursuant to Section 53356.1(a) of the Act, the District is authorized to order
the special taxes collected by an action brought in the Superior Court to foreclose their
liens; and
WHEREAS, pursuant to Section 53356.1(b) of the Act, the District covenanted for the
benefit of owners of the debt to file such foreclosure actions on behalf of the debt holders
and are authorized to order the County Auditor to credit the delinquent special taxes upon
the secured tax roll, thus relieving the County Tax Collector of further duty and regard
thereto; and,
WHEREAS, the District wishes to retain experienced, qualified counsel to prosecute such
judicial foreclosure actions,
NOW THEREFORE, BE IT RESOLVED by the Board of Directors of the TDPUD acting on
its own behalf and as the Legislative Body of all of the District CFDs that:
1. The Board finds that the Act authorizes the commencement of judicial foreclosure
proceedings to collect delinquent special taxes, and hereby orders that the
delinquent special taxes listed on the attached Exhibits 1 and all future delinquent
special taxes as to such property, be collected by action brought in the appropriate
Superior Court to foreclose the liens thereof.
Resolution 2014-19 1
2. The District President of the Board is authorized to retain Stradling Yocca Carlson &
Rauth, a law firm, as special counsel on the terms set forth in the agreement
presented to the Board to prosecute the foreclosure actions and to collect on behalf
of the CFDs all amounts due on account of the special taxes listed in Exhibits 1 and
any subsequent delinquent special taxes.
3. The Board finds that the Act provides for the payment of the costs and attorneys
fees for prosecution of the foreclosures authorized by the District and hereby
authorizes Attorneys to require payment on its behalf of all costs and all attorneys
fees incurred as to each delinquent parcel as a condition of such redemption as
provided in the agreement.
Adopted by the Board of Directors of the Truckee Donner Public Utility District acting on its
own behalf and as the Legislative Body of all of its Community Facilities Districts at a
regular meeting held on October 5, 2016, by the following vote:
AYES:
NOES:
ABSTAIN:
ABSENT:
TRUCKEE DONNER PUBLIC UTILITY DISTRICT
Joe Aguera, President
ATTEST:
Michael D. Holley, P.E. Clerk of the Board
Resolution 2013-XX 2
Attachment 5
RESOLUTION NO. 2016-25
RESOLUTION OF THE BOARD OF DIRECTORS OF THE
TRUCKEE DONNER PUBLIC UTILITY DISTRICT, ACTING
AS THE LEGISLATIVE BODY OF TRUCKEE DONNER
PUBLIC UTILITY DISTRICT COMMUNITY FACILITIES
DISTRICT NO. 044 (GRAY'S CROSSING), PERMITTING
THE WAIVER OF DELINQUENCY AND REDEMPTION
PENALTIES UNDER CERTAIN CONDITIONS AND MAKING
CERTAIN FINDINGS AND DETERMINATIONS IN
CONNECTION THEREWITH
WHEREAS, the Board of Directors (hereinafter sometimes referred to as the "legislative
body of the Community Facilities District") of the Truckee Donner Public Utility District (the
"Public Utility District") has heretofore undertaken proceedings to form Truckee Donner Public
Utility District Community Facilities District No. 044 (Gray's Crossing) (the "Community Facilities
District") pursuant to the terms and provisions of the Mello -Roos Community Facilities Act of 1982,
as amended, being Chapter 2.5, Part 1, Division 2, Title 5, of the Government Code of the State of
California; and
WHEREAS, the Community Facilities District is authorized to levy and collect a special tax
he "Special Tax") on parcels located within its boundaries in order to pay debt service on its
outstanding bonds (the "Bonds"); and
WHEREAS, the failure of an owner of properly to pay an installment of the Special Tax by
December 10 and/or April 10 of each year results in the application of a delinquency penalty of ten
percent (10%) of the delinquent amount, and delinquent amounts accrue redemption penalties at the
rate of one and one-half percent (1.50%) per month from the first day of July following the date on
which the delinquency occurred until paid; and
WHEREAS, installments of the Special Tax applicable to certain of the parcels within the
Community Facilities District have been delinquent for some period of time with the result that
substantial amounts of delinquency and redemption penalties are due in addition to the delinquent
amounts of the Special Tax; and
WHEREAS, pursuant to its covenant for the benefit of the owners of the Bonds, the
Community Facilities District has undertaken judicial proceedings to foreclose the lien of the Special
Fax with respect to some of the properties whose Special Tax was delinquent and has successfully
obtained judgments in certain cases in which the delinquencies were not cured; however, in some
cases there have been no satisfactory bids for the applicable properties at the respective foreclosure
sales and the delinquent amounts applicable to those properties have continued to accrue penalties;
and
WHEREAS, the aforesaid accumulations of delinquency and redemption penalties (a) make
it more expensive for potential purchasers of the subject properties to acquire them, bring all
applicable taxes (including the Special Tax) current and develop the properties, (b) provide a
disincentive to potential purchasers to undertake such activities and (c) tend to impede the recovery
of the past due Special Tax and contribute to further delinquencies in the payment of the Special Tax
and increases in the unpaid delinquency and redemption penalties, thereby impairing the credit-
worthiness of the Bonds; and
WHEREAS, even in the case of properties that have been conveyed to new owners since the
occurrence of the initial Special Tax delinquencies, the accumulations of delinquency and
redemption penalties tend to create a disincentive for the new owners to pay the past due Special
Tax, thereby also contributing to a worsening of the problem; and
WHEREAS, Section 53340(f) of the California Government Code authorizes the legislative
bodies of community facilities districts to waive delinquency and redemption penalties under certain
conditions; and
WHEREAS, the legislative body of the Community Facilities District intends to consider
various possible methods to help assure that there will always be sufficient Special Tax revenues
available to pay debt service on the Bonds when due, and incentivizing the payment of Special Taxes
that have been delinquent for extended periods of time by waiving delinquency and redemption
penalties under certain conditions will materially assist in that effort; and
WHEREAS, accordingly, the legislative body of the Community Facilities District desires to
exercise the authority granted to it by said Section 53340(f) and to waive delinquency and
redemption penalties as set forth herein;
NOW, THEREFORE, THE BOARD OF DIRECTORS OF THE TRUCKEE DONNER
PUBLIC UTILITY DISTRICT, ACTING AS THE LEGISLATIVE BODY OF TRUCKEE
DONNER PUBLIC UTILITY DISTRICT COMMUNITY FACILITIES DISTRICT NO. 044
(GRAY'S CROSSING), DOES HEREBY RESOLVE, DETERMINE, AND ORDER AS
FOLLOWS:
Section 1. Each of the above recitals is true and correct.
Section 2. The properties listed on Exhibit A hereto (each, an "Eligible Property") are
currently delinquent in the payment %J the Special Tax for more than six years, and each of them is
eligible for a waiver of delinquency and redemption penalties, subject to complying with the terms
requirements set forth herein.
Section 3. A waiver of delinquency and redemption penalties shall be available to an
Eligible Property only if all past due and currently due installments of the Special Tax applicable to
such Eligible Property and all other costs due from it are paid in full on or before December 31,
2017; provided that if a plan for the payment in full of all such past due and currently due
installments of the Special Tax satisfactory in form and substance to the Administrative Services
Manager of the Public Utility District (the "Administrative Services Manager") is then in effect and
if all payments required pursuant to said plan are made when due, the Administrative Services
Manager may extend the aforesaid period for such additional time as he deems appropriate, but not
beyond December 31, 2018.
Section 4. A waiver of delinquency and redemption penalties shall be available to an
Eligible Property only if the Eligible Property has been sold or otherwise transferred to a new owner
2
unrelated to the owner responsible for the delinquency as determined by the Administrative Services
Manager.
Section 5. The Administrative Services Manager is hereby authorized to such steps as
are reasonable and necessary in order to implement the provisions of this Resolution, including but
not limited to notifying the Treasurer -Tax Collector of Nevada County (to provide for the removal of
the amount waived from the tax roll pursuant to 53340(f)(2) of the California Government Code and
the owner or owners of each Eligible Property of the amount of any waiver granted to such Eligible
Property pursuant hereto.
Section 6. The waivers of delinquency and redemption penalties authorized by this
Resolution are in the best interests of the owners of the Bonds because (1) the delinquency and
redemption penalties are not part of the "Net Revenues" that are pledged to secure the Bonds, so a
waiver thereof will not result in a reduction of "Net Revenues" and (2) the waivers will increase the
likelihood that both the delinquent installments of the Special Tax and the future installments thereof
will be paid thereby increasing the amount of "Net Revenues" with which to pay debt service on the
Bonds and enhancing their credit -worthiness.
Section 7. This Resolution shall take effect from and after its adoption.
ADOPTED and APPROVED by the Board of Directors of the Truckee Donner Public
Utility District, acting as the legislative body of the Truckee Donner Public Utility District
Community Facilities District No. 044 (Gray's Crossing), on this 5th day of October, 2016 by the
following vote:
AYES:
NOES:
ABSENT:
TRUCKEE DONNER PUBLIC UTILITY DISTRICT
By:
ATTEST:
Michael D. Holley, District Clerk
Joe Aguera, President of the Board of Directors
EXHIBIT A
LIST OF ELIGIBLE PARCELS
ASSESSOR PARCEL NOS.
43-010-OS-000
43-010-07-000
19-770-02
19-800-15
19-870-09