HomeMy WebLinkAboutPipeline Replacement Legal LAW OFFICE OF
PATRICK McNAMARA
VIA EMAIL (gross@portersimon.com)
March 4,2009
Steven Gross
Porter Simon Graham et al. ./
40200 Truckee Airport Rd.
Truckee, CA 96161
Re: Wunschel & Sons, Inc. ("Wunschel")
Truckee Donner Public Utility District("District")
Pipeline Replacement,2009—Contract C("Project")
Dear.Mr. Gross:
This office represents Wunschel&Sons, Inc. ("Wunschel),the apparent low
bidder on the Project. Although,to my client's knowledge, no bid protest pertaining to
the Project has been submitted,we have been informed that the District is aware of an
irregularity in Wunschel's bid: a missing notation that repeats the penal sum of the bid
bond specified in the District's specifications.The points and authorities contained in this
letter support my client's position that the District may legally waive Wunschel's bid
bond form irregularity for the Project and, in fact, should award the contract to Wunschel.
Public Entity Duty in Competitive Bid Process
The statutes applicable to most public works, including the Project, require that
public agencies award the contract to the responsible bidder with the lowest responsive
bid. A bid is responsive if it promises to do what the bidding instructions require. Taylor
Bus Service, Inc. v. San Diego Board of Education(1987), 195 Cal.App.3d 1331, 1341.
In the Wunschel situation, there are no statements, facts,or figures contained in
Wunschel's bid that promise to do something different than what is required in the bid
instructions—there is merely omitted language in the bid security form which, as
explained below, did not negate or lessen Wunschel's obligations to honor its bid,nor did
it provide Wunschel with a competitive advantage.
Public Entity Mgy Not Waive a Bid Irre lari if the Irregularity ives the Bidder an
Unfair Competitive Advantage.
A basic rule of competitive bidding is that bids must conform to the specifications
and that if a bid does not so conform, it may not be accepted. However, it is further well
established that a bid which substantially conforms to the call for bids may,though it is not
strictly responsive,be accepted if the variance cannot have affected the amount of the bid
or given the bidder an advantage or benefit not allowed other bidders or, in other words,if
) 916/941-7522
1107 INVESTMENT BLVD., SUITE 180 (FA(TEL.) 9161941-7522
ELDORADO HILLS,CA 95762
pm@patrickmcnamara.com
LAW OFFICE OF
PATRICK McNAMARA
Steven Gross
March 4,2009
Page 2 of 4
the variance is inconsequenti 8.'20Konica6 Cal Business
449achines USA Inc. v. Regents of
University of California(198 ) PP
In addressing the"unfair bidder advantage"term,the Court of Appeals, in
Menefee v. County of Fresno (1985), 163 Ca1.App.3d 1175,reduced the rule of bid
irregularity waivability to a simple test: "...the real issue in determining the validity of a
bid is whether the bidder would be liable on its bond if it attempted to back out after it
was accepted."Menefee court,quoting Williams v. Bergen(1900) 129 Cal. 461.
The bid bond surety has informed me that Merchants Bonding Company,
through
its agent,issued Wunschel a fully valid bond with the 10%penal sum and, were
Wunschel to default on its bid,the bond would be enforceable by the District. I have
requested a letter from Merchants legal counsel addressing this situation;I will forward
the letter to you when I receive it.
WunscheI's Bid Irregularity is"Inconsequential" under Ghilotti Construction Co. v. City
ofRichmond as it Afforded Wunschel No Unfair Competitive Advantage
If the bid irregularity is found to have given the bidder no unfair competitive
advantage over the other bidders,the public agency may properly waive the irregularity.
In Ghilotti Construction Co. v. City of Richmond(1996),45 Cal.AppA 897, Ghilotti
Brothers(the apparent low bidder) incorrectly stated in its bid that 55.44%of the contract
work would be subcontracted. (The bid specifications required that the general contractor
self perform at least 50% of the work.) When the irregularity was brought to Ghilotti's
attention after bid opening, the contractor was able to provide evidence that it could
readily meet the 50% self-performance bid requirement.
In affirming the trial court's rejection of a bid protest brought by the second
lowest bidder,the Court of Appeals held that the city had waived what the court
identified as an"inconsequential irregularity."The Court relied on the fact that no
evidence was resented b laintiff showing that Ghilotti would have submitted a higher
bid if it had complied with the City's specifications. Therefore,reasoned the court,the
irregularity did not result in an unfair competitive advantage and, as a result,was
waivable by the public entity.
Under the Ghilotti court ruling, if Wunschel is able to demonstrate that its bid
sum and its commitment to the District are identical—with and without the ten percent
notation in the bid security form—then the bid irregularity is inconsequential and may be
properly waived by the District.
(TEL.) 9161941-7522
1107 INVESTMENT BLVD., SUITE 180 (FAX) 9161941-7551
EL DORADO HILLS,CA 95762 pm@patrickmcnsmara.com
LAW OFFICE OF
PATRICK McNAMARA
Steven Gross
March 4,2009
Page 3 of 4
To this point, I spoke yesterday with Sandra Renee Black, Attorney-in-Fact for
bid bond surety Merchants Bonding Company(916-481-8108). She informed me that,as
is typical with all public works bid bond clients,Merchants' broker did not charge
Wunschel a premium for the bid bond provided on the Project. Stating the transaction
another way,Ms. Black informed me that there would have been no bid bond premium
charged to Wunschel or any other bidder on the Project,regardless of the existence or
lack of a written notation of the penal sum on the bid bond form. Please advise if the
District wishes to receive an affidavit from Merchants' broker on this point.
Based on Ms. Black's statements and my own understanding of the standard
practices between sureties and contractors on public works bonds,the irregularity in
Wunschel's bid security form has no significance,whatsoever, as the bidder's and
surety's commitments to the District were identical in this instance as they would have
been had the bond penal sum requirement been repeated on the District's form.
Wunschel's Bid Irregularity does not meet the Criteria set out in Public Contract Code
§5103 for Bidder Relief from its Bid
In Valley Crest Landscape, Inc. v. City Council,41 Cal.App.4`h 1432 (1996),the
City of Davis permitted the apparent low bidder to revise its bid, i.e. modify the cost
figures contained in the bidder's bid form to conform with the City's self-performance
requirements. Plaintiff, as second low bidder,protested the award. In reversing the City
of Davis' waiver of low bidder North Bay Construction's bid irregularity,the Valley
Crest court ruled that a bid irregularity may be waived only if the variance cannot have
affected the amount of the bid or given the bidder an advantage not allowed to other
bidders. The court applied Public Contract Code §5103 and, finding that North Bay's bid
met the criteria set out for relief of the bid,ruled that North Bay had, in fact, obtained an
unfair competitive advantage in that North Bay could have been relieved of its bid,had it
wished.
Under the Valley Crest court reasoning, a public agency may not waive a bid
irregularity if it meets all the Public Contract Code §5103 criteria:
(1) a mistake was made;
(2) [procedural requirement; irrelevant here];
(3) the mistake made the bid materially different than the bidder intended it to be;
and
(4) the mistake was made in filling out the bid,not in reading the plans or
specifications or due to an error in judgment or in its inspection of the site.
(TEL.) 916/941-7522
1107 INVESTMENT BLVD., SUITE 180 (FAX) 9161941-7551
ELDORADO HILLS,CA 95762 pm@patrickmcnamara.com
LAW OFFICE OF
PATRICK McNAMARA
Steven Gross
March 4,2009
Page 4 of 4
Wunschel's bid irregularity, although a mistake,did not make the bid 'materially
different than intended." Wunschel's commitments,burdens, and promises of
performance contained in their bid were identical to those that would be in place had the
entry been made.No figures pertaining to Wunschel's bid or Wunschel's use of
subcontractors or suppliers on the Project were affected.
In conclusion, it is my client's position that its bid is responsive and,as a result,
the District should award the contract for the Project to Wunschel& Sons, Inc. Wunschel
stands behind its bid and is ready,willing, and able to enter into a contract with the
District for the Project.
No Bid Protect has been Filed; in the Event a Protest is filed,the Protest is Likely to Fail.
My client is informed that no bid protest has been filed, as of earlier this week.
Although I am not informed of the protest time limit applicable to the Project, it is likely
that the period for bringing a protest has passed. If a protest were brought and the
protester were to seek mandamus,the standard of review would be limited to whether the
District's awarding of the contract to Wunschel was arbitrary and capricious, lacking in
evidentiary support, failed to follow proper procedures,or failed to give required notice.
See Valley Crest; Ghilotti, supra. Assuming the District has followed its procedures in
this matter, it appears that any protest brought against the District for awarding the
contract to Wunschel would fail.
Mr. Gross,thank you for giving this matter your thoughtful consideration. I am
available to present my client's case at the District board meeting this evening. Feel free
to contact me with any questions or information.
Sincerely,
4LAW PATRICK MCNAMARA
McNamara
Cc: Sandra Renee Black, Lesron Insurance Agency,Inc.
Client
2
1107 INVESTMENT BLVD., SUITE 180 (FAX)(TEL.) 916/941-75916/941-7521
ELDORADO HILLS,CA 95762
pm@patrickmcnamara.com
MER_CHAh1TS
BONDING COMPANY
March 3, 2009
Neil Kaufman
Water System Engineer
Truckee Donner Public Utility District
P.O. Box 309
Truckee, CA 96160
Re: Bid Bond Issue -Wunschel & Sons, Inc.
Mr. Kaufman:
We are writing in regard to the bid bond issued by our agent, Lesron Insurance Agency,
Inc., for Wunschel & Sons, Inc. in relation to the District Pipeline Replacement—2009 —
Contract C. It is our understanding that the Truckee Donner Public Utility District is
considering rejecting Wunschel & Sons, Inc. bid due to irregularities in the bid bond,
specifically that the penal sum
stated
with thebid
requirements ements of the note
nd. it is our posit'
that the bond is valid and enforceable in accordance
inviting bids, and that the irregularity can be waived by the district.
Courts have held that when the bid bond is alleged to be defective, the determinative
issue is whether the surety has sufficiently manifested its intention to be bound under the
invitation to bid such that the bond would be enforceable by the owner in the event of a
default by the contractor. (See -PCIIRCI, a Joint Venture v. United States 36 Fed. Cl.
761,773 (Cl. Ct.1996)). As indicated in Lesron's February 27, 2009 letter, this bond was
issued by Merchants with full knowledge of the 10% requirement included in the bid
specifications and it was our intent to provide a bond that met these specifications. Due
to the clear requirement in the bid specifications that bid security equal 10% of the bid
amount, it is our position that a submitted bid bond which fails to state an amount is
defacto equal to 10% of the submitted bid amount. It is our position that the bid bond is
valid and enforceable against us in the event of a default by our principal Wunschel &
Sons, Inc., and as such is acceptable bid security in support of this bid.
The secondary issue is whether this alleged deficiency in the bid bond is one which can
be waived by the owner. In the notice to inviting bids for this project, the Truckee
Donner PUD expressly reserves the right to waive any irregularities or informalities in
the bidding. Courts have held that the public interest in obtaining the lowest available
price for a project through the bidding process dictates that if the low bidder is
responsible and has submitted an otherwise responsive bid, and if there is in fact adequate
is not served by rejection of the bid due to a
security for the bid, the public interest
2100 Fleur Drive•Des Moines,Iowa 50321-1158
515-243-8171 • 1-800-678-8171 •Fax 515-243-3854
www.merchantsbonding.com
technical defect in the bid bond. We feel that these circumstances fall into this category,
as the bond was submitted with the intent of complying with the 10% bid security
requirement of the notice to bidders and would be enforceable if the contractor defaults
upon its bid. As such it is our belief that the Truckee Donner PUD should exercise its
right to waive irregularities and award the contract to Wunschel & Sons, Inc.
We appreciate your consideration of this matter. If you have any questions or concerns,
please do not hesitate to contact us.
Sincerely,
Michael Safris
Counsel
Merchants Bonding Company
P. 001/003
FEB-23-2009(MON) 09: 42
THE SURETY SrECIALISTS Bid Date: 2124/2009
LESRON INS-AGENCY,INC Time: 2:00 PM
2391 El CA.MINO AVE,#A
SACR.ANXNT%CA 958Z1
93.6-48I-8108 FAX 916481-2392
BID BONI)REQUEST FORM ,;; E.MAILED
.:lam 23
contractor(principal): Wunschel &Sons, Inc.
3071 Newtown Road, Placerville CA 05667 Q
530-ti—8675 f f.-530-626-5956
Job owner(Obligee): Tahoe Donner Public Utility District
Address(Obllgee): 11570 Donner Pass Road,Truckee CA 96160
.Job.Name&Description: District Pipeline Replacement.2009 Contract C
Bid Bond Form Required; generic AIA Fed#24 _x_Attached
Job Location/City: Truckee, CA
Estimated Contract Amount: $ 750,000.00
Bid Bond 10% Time Frame: 210 Calendar Days Work pays
Contract Bonds: Performance 100% Payment 100% Maintenance
Liquidated Damages $500 per day Percentage to be Subcontracted put 0%
Hazardous Waste Remediation7 Yes X No If yes advise of details:
Maintenance I Warranty Period 1 YEAR Method of Payment? PROGRESS
Retention:Design Responsibilities? Yes X No If yes advise of details:
Cost Breakdown (Rough Estimate...Prefer a 10%cushion for increases)
$ 405,000.00 Contractor's Labor Cost
$ 27%000.00 Contractor's Material/Equipment Costs
Major Subcontractor Costs (HVAC, Electrical, Roofing,5tc.)
1
2
3
4
Miscellaneous Sub-Contractor Costs(Provide Additional Pages if Needed)
$ 75,000.00 Gross Profits
$ 750,000.00 Totals
Estimated Signed Contracts in Progress(Costs Remaining) $ 64,000.00 as of 2I212009
Other Probable Future Contracts(Low Bids or Negotiated Projects)? $ 130,000.00
Lesron Insurance Agency, Inc.
THE SURETY SPECIALISTS
2381 El Camino Ave
Sacramento CA 95821
(916) 481 -8108 Fax: (916) 481-2382
WUNSCHEL It SONS, INC.
3071 NEWTON ROAD
PLACERVILLE, CA 95667
Dear Client:
Your bid bond was approved based on the estimate you provided. If your bid bond exceeds the
estimate, it must be re-approved. Please provide
he bid Please callts to us as should youoon haves possible. Thi will any questionss Good
us to keep your file current and avoid any probls
Luck on your bid!
Bid Date: 2/24/2009 (if postponed, please enter new date: )
Obligee: TRUCKEE DONNER PUBLIC UTILITY DIST.
Job Description: DISTRICT PIPELINE REPLACEMENT-2009 CONTRACT C
Bid Bond No: WSI-9
Estimate: $ 750,000.00
Bid Results:
Bid Price Contractor Name
o'U
Low Bidder $
G`7 7
2nd $
Co 5 ly 2 yn,00 W y�,nttc�p SoKs �Th�.
�59 ?3ao Cr LA xGCIIVJ-iAg -
3 rd ,,nn
High Bid $ t�.s2}3�2 6o JrJe✓,�• �XCuy�-�y�,q
Engineers Estimate: $
Your bid price (if not listed above:)
Thanks for your assistance. It is appreciated.