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HomeMy WebLinkAbout2020-08-05 Finance Corp Final Packet Truckee Donner Public Utility District Directors FINANCE CORPORATION SPECIAL MEETING Joseph R. Aguera 6:00 p.m., Wednesday, August 5, 2020 Jeff Bender TDPUD Board Room Bob Ellis Tony Laliotis AGENDA Christa Finn General Manager/CEO Remleh Scherzinger As permitted by State of California Executive Order (EO) N-29-20, the Truckee Donner Public Utility District Board meeting room will not be accessible to the public. Members of the Board will be participating from separate remote locations. The meeting is accessible for public observation via Tahoe Truckee Media (TTM) online at http://ttctv.org/live-meeting/truckee-donner-public-utility-district/ or cable TV channel 18. Public comment will be accepted via email at shannakuhlemier@tdpud.org and via Zoom in the question/answer feature on any item on the agenda until the Board President closes public comment on each item. 1. Call to order 2. Roll Call 3. Public Input—This is time set aside for the public to address the Board on any matter not on the agenda. Testimony related to any agendized matter should be addressed at the time that that item is considered. (The public may comment on any subject that is not on the agenda. Each speaker will be limited to three minutes, but speaker time may be reduced at the discretion of the Board President if there are a large number of speakers on any given subject.) BUSINESS ITEM(S) 4. Consideration of Accepting the Annual Report and Financial Statements ADJOURNMENT The agenda is available for review at the TDPUD administrative office and the District's internet website. Posted on Friday, July 31, 2020. Shanna D. Kuhlemier, CMC, District Clerk A copy of the agenda packet is available for public review, during normal business hours, at the district administrative office located at 11570 Donner Pass Road. Public participation is encouraged. The meeting location is accessible to people with disabilities. Every reasonable effort will be made to accommodate participation of the disabled in all of the Districts public meetings. If particular accommodations for the disabled are needed (i.e. disability-related aids, or other services), please contact the District Clerk at (530) 582-3980 or ShannaKuhlemier@tdpud.org, at least 24 hours in advance of the meeting. Any person with a disability may submit a request for reasonable modification or accommodation to the above- described means for accessing and offering comment at the meeting to Shanna Kuhlemier, District Clerk, at shannakuhlemier@tdpud.org who will swiftly resolve such request. 11570 Donner Pass Rd,Truckee,CA 96161—Phone 530-587-3896—www.tdpud.org TRUCKEE DONNE - AGENDA ITEM # 4 Public Utility District MEETING DATE: August 5, 2020 FROM: Michael Salmon, Chief Financial Officer SUBJECT: Accept the Annual Report and Financial Statements APPROVED BY Michael Salmon, Chief Financial Officer RECOMMENDATION: Approve the annual disclosure report and audited financial statements for the 2015 Certificate of Participation continuing disclosure requirements. BACKGROUND: The Financing Corporation Board reviews and approves the annual disclosure report. Also, provided is a copy of the most recent audited financial statements of the Truckee Donner Public Utility District. The annual disclosure report is prepared according to the requirements of the continuing disclosure statements for the refunded 2015 Certificates of Participation. Attached are the following reports: • Certificates of Participation (Water System Improvements) Series 2015- Refunded Portion Annual Report as of December 31 , 2019 (Attachment 1); • Truckee Donner Public Utility District Consolidated annual audited financial statements as of December 31 , 2019 (Attachment 2); and • Truckee Donner Public Utility District Primary Government Only annual audited financial statements as of December 31, 2019 (Attachment 3). FISCAL IMPACT: There is no fiscal impact associated with this action. Page 1 of 1 TRUCKEE DONNER PUBLIC UTILITY DISTRICT CERTIFICATES OF PARTICIPATION (WATER SYSTEM IMPROVEMENT PROJECTS) SERIES 2015 - REFUNDED PORTION ANNUAL REPORT 12/31/2019 CONTINUING DISCLOSURE CERTIFICATE: 4. Content of Annual Reports (a)The audited financial statements were electronically forwarded to Bank of New York on 05/24/2019. (b)The principal amount of refunded Certificates outstanding was $12,410,000 as of December 31, 2018. (c) The Reserve is no longer required due to the 2015 refunding. (d) Updated tables from "THE WATER SYSTEM OF THE DISTRICT" IN THE Official Statement are attached: (i) "TRUCKEE DONNER PUBLIC UTILITY DISTRICT - Historic Water Production and Accounts" on page 30 in the 2015 Refunding of the Official Statement. (h) "TRUCKEE DONNER PUBLIC UTILITY DISTRICT - Historic Sales Revenue" on page 30 in the 2015 Refunding of the Official Statement. (iii) "TRUCKEE DONNER PUBLIC UTILITY DISTRICT - Largest Customers" on page 32 in the 2015 Refunding of the Official Statement. (iv) "TRUCKEE DONNER PUBLIC UTILITY DISTRICT - Historic Operating Results of Debt Service Coverage" on page 42 in the 2015 Refunding of the Official Statement. TRUCKEE DONNER PUBLIC UTILITY DISTRICT Historic Water Production and Accounts Total Production (Million %Increase/ Commercial %Increase/ Residential %Increase/ Year Gallons) (Decrease) Accounts (Decrease) Accounts (Decrease) 2001 1,736 481 8,130 2002 2,198 26.61% 548 13.93% 10,268 26.30% 2003 2,208 0.45% 563 2.74% 10,491 2.17% 2004 2,424 9.78% 582 3.37% 10,739 2.36% 2005 2,206 -8.99% 605 3.95% 11,146 3.79% 2006 2,371 7.48% 646 6.78% 11,436 2.60% 2007 2,433 2.61% 641 -0.77% 11,801 3.19% 2008 2,304 -5.30% 656 2.34% 11,843 0.36% 2009 2,056 -10.76% 670 2.13% 11,900 0.48% 2010 1,786 -13.13% 695 3.73% 11,876 -0.20% 2011 1,727 -3.31% 709 2.01% 11,711 -1.39% 2012 1,857 7.53% 706 -0.42% 11,753 0.36% 2013 1,846 -0.58% 706 0.00% 11,809 0.48% 2014 1,682 -8.88% 699 -0.99% 11,915 0.90% 2015 1,381 -17.90% 704 0.72% 12,012 0.81% 2016 1,460 5.72% 706 0.28% 12,121 0.91% 2017 1,471 0.75% 706 0.00% 12,218 0.80% 2018 1,501 2.04% 709 0.42% 12,317 0.81% 2019 1,300 -13.40% 709 -0.02% 12,264 -0.43% TRUCKEE DONNER PUBLIC UTILTIY DISTRICT Historic Water Sales Revenues %Increase/ %Increase/ Year Residential (Decrease) Commercial (Decrease) 2001 $3,944,222 $476,195 2002 5,013,242 27.10% 647,822 36.04% 2003 5,768,092 15.06% 678,423 4.72% 2004 6,254,756 8.44% 825,109 21.62% 2005 6,609,311 5.67% 844,812 2.39% 2006 7,160,485 8.34% 991,941 17.42% 2007 7,875,829 9.99% 1,165,511 17.50% 2008 8,459,823 7.42% 1,179,157 1.17% 2009 8,577,396 1.39% 1,137,447 -3.54% 2010 8,973,220 4.61% 1,184,084 4.10% 2011 8,731,670 -2.69% 1,227,533 3.67% 2012 8,492,037 -2.74% 1,374,376 11.96% 2013 8,508,607 0.20% 1,338,298 -2.63% 2014 8,742,143 2.74% 1,328,800 -0.71% 2015 9,014,695 3.12% 1,230,259 -7.42% 2016 9,783,533 8.53% 1,407,446 14.40% 2017 10,383,019 6.13% 1,464,514 4.05% 2018 10,819,427 4.20% 1,558,775 6.44% 2019 11,166,567 3.21% 1,576,190 1.12% TRUCKEE DONNER PUBLIC UTILTIY DISTRICT Largest Water Customers-Fiscal Year 2019 Customer Water Usage (1) Annual Payments TAHOE MOUNTAIN CLUB (Old Greenwood&Gray's Grossing Golf Courses) 148,457,464 $155,683 COYOTE MOON GOLF COURSE 57,559,450 49,031 TRUCKEE DONNER RECREATION AND PARK DISTRICT 24,428,296 65,358 TAHOE DONNER ASSOCIATION 22,878,793 120,939 TAHOE TRUCKEE UNIFIED SCHOOL DISTRICT 14,203,414 44,208 VILLAGE GREEN MOBILE HOME PARK 13,007,941 32,657 TAHOE FOREST HOSPITAL 12,350,624 52,859 VILLAGE BASECAMP,LLC(Coachland Mobile Home Park) 10,611,000 25,456 DONNER CREEK MOBILE HOME PARK 8,173,559 16,992 OREGON INVESTORS(Truckee Pines) 7,345,436 37,268 TOP TEN TOTAL 319,015,977 $600,451 TOTAL SYSTEM 1,299,857,443 $12,789,947.00 24.54% 4.69% ���Gallons TRUCKEE DONNER PUBLIC UTILITY DISTRICT Historic Water Operating Results&Debt Service Coverage Fiscal Year Ending December 31 Revenues 2015 2016 2017 2018 2019 Sales to Customers $10,313,593 $11,312,973 $11,801,888 $12,440,975 $12,789,947 Standby Fees 145,840 138,480 133,440 123,280 118,320 Investment Income(1) 85,741 70,573 84,678 113,664 201,306 Facilites Fees(2) 386,647 595,761 338,461 539,946 840,685 Connection Fees(2)(3) 139,771 180,226 144,722 245,393 169,920 Other(4) 329,644 610,697 405,521 306,260 299,159 Total Revenues $11,401,236 $12,908,710 $12,908,711 $13,769,518 $14,419,337 Operating&Maintenance Expenses Operations and Maintenance $4,422,049 $4,484,787 $4,835,623 $5,409,637 $5,779,099 Administration and General 2,088,100 2,254,537 2,231,453 2,489,625 2,884,293 Customer Services 725,096 656,181 640,793 762,962 888,927 Pension Expense-GASB 68 226,149 488,236 907,844 0 0 OPEB Expense 0 287,687 158,940 0 0 Total Operations&Maintenance Expenses $7,461,394 $8,171,428 $8,774,653 $8,662,224 $9,552,319 Net Revenues $3,939,842 $4,737,282 $4,134,058 $5,107,294 $4,867,018 Parity Debt Service(5) 2006 Installment Purchase Agreement 1,812,849 1,768,638 $1,721,629 $1,717,072 $1,720,600 DWR Proposition 55 Loan $306,481 $306,481 $306,481 $306,481 $306,481 Interest on Parity Debt Service Reserve Funds (5,485) 2( ,904) (4,301) (7,436) (9,287) Total Parity Debt Service $2,113,845 $2,072,215 $2,023,808 $2,016,117 $2,017,794 Parity Debt Service Coverage 1.86 2.29 2.04 2.53 2.41 Net Revenues Remaining for Subordinate Debt $1,825,997 $2,665,067 $2,110,250 $3,091,177 $2,849,224 Service Subordinate Debt Service(5)(6) $316,944 $316,944 $316,944 $0 $0 Parity and Subordinate Debt Service Coverage 1.62 1.98 1.77 2.53 2.41 Balance Available for Capital Projects or Other $1,509,053 $2,348,123 $1,793,306 $3,091,177 $2,849,224 Purposes NOTES (1) Excludes interest component of Donner Lake Assessment and interest on parity debt service reserve funds. (2) Appears as contributed capital in the Financial Statement of the District. (3) Historically,connection fees were recognized in the year in which the connection to the Water System was effected rather than the year in which the connection fee was allocated. (4) Includes interdepartmental sales. (5) Debt service presented on an accrual basis. (6) Represents payments on Capital Leases. The DWR Loan,which is secured by,and has historically been paid entirely from,the Donner Lake Assessments,is excluded form subordinate debt service. TRUCKEE DONNER PUBLIC UTILITY DISTRICT CONSOLIDATED FINANCIAL STATEMENTS Including Report of Independent Auditors December 31, 2019 and 2018 TABLE OF CONTENTS Report of Independent Auditors ................................................................................................1 Management's Discussion and Analysis......................................................................................3 FinancialStatements...............................................................................................................8 Consolidated Statements of Net Position........................................................................ 9 Consolidated Statements of Revenues, Expenses and Changes in Net Position.....................12 Consolidated Statements of Cash Flows.........................................................................13 Notes to Financial Statements.................................................................................................15 Required Supplementary Information........................................................................................51 Cost Sharing Defined Benefit Pension Plans...................................................................52 Schedule of Changes in Net OPEB Liability and Related Ratios..........................................54 Supplementary Information.....................................................................................................57 Consolidating Statement of Net Position.........................................................................58 Consolidating Statement of Revenues, Expenses, and Changes in Net Position......................60 Consolidating Statement of Cash Flows..........................................................................61 I MOSSADAMS Report of Independent Auditors The Board of Directors Truckee Donner Public Utility District Report on the Financial Statements We have audited the accompanying consolidated financial statements of Truckee Donner Public Utility District(the "District"), which comprise the consolidated statements of net position as of December 31, 2019 and 2018, and the related consolidated statements of revenues, expenses and changes in net position, and cash flows for the years then ended, and the related notes to the consolidated financial statements. Management's Responsibility for the Financial Statements Management is responsible for the preparation and fair presentation of these consolidated financial statements in accordance with accounting principles generally accepted in the United States of America; this includes the design, implementation, and maintenance of internal control relevant to the preparation and fair presentation of consolidated financial statements that are free from material misstatement, whether due to fraud or error. Auditor's Responsibility Our responsibility is to express an opinion on these financial statements based on our audits. We conducted our audits in accordance with auditing standards generally accepted in the United States of America. Those standards require that we plan and perform the audits to obtain reasonable assurance about whether the financial statements are free from material misstatement. An audit involves performing procedures to obtain audit evidence about the amounts and disclosures in the consolidated financial statements. The procedures selected depend on the auditor's judgment, including the assessment of the risks of material misstatement of the consolidated financial statements, whether due to fraud or error. In making those risk assessments, the auditor considers internal control relevant to the entity's preparation and fair presentation of the consolidated financial statements in order to design audit procedures that are appropriate in the circumstances, but not for the purpose of expressing an opinion on the effectiveness of the entity's internal control. Accordingly, we express no such opinion. An audit also includes evaluating the appropriateness of accounting policies used and the reasonableness of significant accounting estimates made by management, as well as evaluating the overall presentation of the consolidated financial statements. We believe that the audit evidence we have obtained is sufficient and appropriate to provide a basis for our audit opinion. Page 1 Opinion In our opinion, the consolidated financial statements referred to above present fairly, in all material respects, the consolidated financial position of Truckee Donner Public Utility District as of December 31, 2019 and 2018, and the results of its operations and its cash flows for the years then ended in accordance with accounting principles generally accepted in the United States of America. Other Matters Required Supplementary Information Accounting principles generally accepted in the United States of America require that the accompanying management's discussion and analysis on pages 3 through 7, the schedule of the District's proportionate share of the net pension liability on page 52, the schedule of contributions on page 53, the schedule of the District's change in the net OPEB liability and related ratios on page 54, the schedule of the District's OPEB contributions on page 55, and the schedule of investment returns on page 55, be presented to supplement the basic consolidated financial statements. Such information, although not a part of the basic consolidated financial statements, is required by the Governmental Accounting Standards Board who considers it to be an essential part of financial reporting for placing the basic consolidated financial statements in an appropriate operational, economic, or historical context. We have applied certain limited procedures in the required supplementary information in accordance with auditing standards generally accepted in the United States of America, which consisted of inquiries of management about the methods of preparing the information and comparing the information for consistency with management's responses to our inquiries, the basic consolidated financial statements, and other knowledge we obtained during our audit of the basic consolidated financial statements. We do not express an opinion or provide any assurance on the information because the limited procedures do not provide us with sufficient evidence to express an opinion or provide any assurance. Supplementary Information Our audits were conducted for the purpose of forming an opinion on the consolidated financial statements that collectively comprise the District's consolidated financial statements. The accompanying consolidating statements of net position, and the related consolidating statements of revenues, expenses and changes in net position and cash flows as of and for the year ended December 31, 2019 on pages 58 through 62, are presented for purposes of additional analysis and are not a required part of the basic consolidated financial statements (collectively, the supplementary information). The supplementary information is the responsibility of management and was derived from and relates directly to the underlying accounting and other records used to prepare the basic consolidated financial statements. Such information been subjected to the auditing procedures applied in the audit of the basic consolidated financial statements and certain additional procedures, including comparing and reconciling such information directly to the underlying accounting and other records used to prepare the basic consolidated financial statements or to the basic consolidated financial statements themselves, and other additional procedures in accordance with auditing standards generally accepted in the United States of America. In our opinion, the supplementary information, as described above, is fairly stated, in all material respects, in relation to the basic consolidated financial statements as a whole. A f Portland, Oregon May 22, 2020 Page 2 TRUCKEE DONNER PUBLIC UTILITY DISTRICT MANAGEMENT'S DISCUSSION AND ANALYSIS December 31, 2019 and 2018 MANAGEMENT'S DISCUSSION AND ANALYSIS As financial management of the Truckee Donner Public Utility District (the District), we offer readers of these financial statements this narrative overview and analysis of the financial activities of the District for the years ended December 31, 2019 and 2018. This discussion and analysis is designed to assist the reader in focusing on the significant financial topics, provide an overview of the District's financial activity and identify changes in the District's financial position. We encourage readers to consider the information presented here in conjunction with that presented within the basic financial statements. The reader should take time to read and evaluate all sections of this report, including the footnotes and other supplementary information that is provided, in addition to this management discussion and analysis. FINANCIAL HIGHLIGHTS The District's current assets increased$3.1 million(6.8%)from$45.5 million at December 31,2018 to$48.5 million at December 31, 2019, predominantly due to higher than anticipated revenues and lower than anticipated purchase power costs for the Electric Utility. The District's current assets increased $1.7 million (3.8%)from$43.8 million at December 31, 2017 to$45.5 million at December 31, 2018, predominantly due to higher than anticipated revenues for the Electric Utility. The District's total net position increased $9.4 million (10.3%)from $90.9 million at December 31, 2018, to $100.3 million at December 31, 2019. The total increase in net position from operating activities was $2.9 million, primarily due to higher than anticipated revenues for the Electric Utility coupled with strong capital contributions for both Electric and Water. These contributions are related to infrastructure constructed for new development and improvements within the District's service area.There was a reduction in net position at the beginning of 2018 of $3.4 million due to a change in accounting principal to comply with GASB statement 75 for Other Postemployment Benefit reporting. The District's total net position increased $6.0 million (7.1%)from $84.9 million at December 31, 2017, to $90.9 million at December 31, 2018. The total increase in net position was $9.4 million, primarily due to higher than anticipated revenues for the Electric Utility coupled with strong capital contributions for both Electric and Water.The total increase in net position from operating activities of$9.4 million was then offset by a reduction in net position. Total operating revenues were $39.3 million in 2019, $37.7 million in 2018 and $38.3 million in 2017. Electric revenues increased 4.9%in 2019 compared to 2018 respectfully. A 3% rate increase in 2019 along with a colder winter can be attributed to the increase. Water revenues increased 2.6% in 2019; a 3%water rate increase also occurred in 2019 slightly offset by the colder winter resulting in later irrigation patterns by consumers than the prior year. Electric and Water Utilities both implemented a 3% rate increase in 2018. Other operating revenues in 2017 include CalOES and FEMA reimbursement funds from the extreme winter storms during January and February 2017. However, 2018 revenues were higher than anticipated on the Electric Utility side even though the District experienced a milder winter compared to 2017.Water revenues also exceeded expectations as irrigation patterns for consumers started earlier than 2017 due to the milder winter in 2018. Other operating revenues in 2017 include CalOES and FEMA reimbursement funds from the extreme winter storms during January and February 2017. Operating expenses of the District increased $2.3 million (6.8%)from $34.1 million in 2018 to$36.4 million in 2019. The Water Utility had a 9.9% increase in operating expenses primarily due to internal labor shifting from capital to operations. This was planned as the District is deferring smaller pipeline replacements for a large project in 2022. In addition to the shift in labor the District as a whole experienced increased insurance, regulatory and maintenance material costs. Operating expenses of the District decreased $1.6 million (4.5%) from $35.7 million in 2017 to $34.1 million in 2018. Operating expenses in 2017 for the See accompanying auditors' report. Page 3 TRUCKEE DONNER PUBLIC UTILITY DISTRICT MANAGEMENT'S DISCUSSION AND ANALYSIS December 31, 2019 and 2018 Electric Utility included all of the extra expenses associated with the extreme winter storms that occurred in Q1, and were subsequently reimbursed by FEMA and CalOES in 2017. Non-operating revenues increased 11.7% at $4.5 million in 2019 compared to $4.0 million in 2018 due primarily to an increase in investment income. Non-operating revenues increased 4.6% at $4.0 million in 2018 compared to $3.8 million in 2017 due primarily to an increase in investment income. Non-operating expenses decreased 3.5% from $2.8 million in 2018 to $2.7 million in 2019 primarily due to a decrease in interest expense. Non-operating expenses decreased 3.7%from$2.9 million in 2017 to$2.8 million in 2018 primarily due to a decrease in interest expense. No new debt was incurred in 2019 and 2018. OVERVIEW OF THE FINANCIAL STATEMENTS This report includes Management's Discussion and Analysis, Report of Independent Auditors, the Basic Financial Statements, (which includes the notes to the financial statements), Required Supplementary Information and additional Supplementary Information. REQUIRED FINANCIAL STATEMENTS The financial statements of the District are designed to provide readers with a broad overview of the District's finances similar to a private-sector business. They have been prepared using the accrual basis of accounting in accordance with accounting principles generally accepted in the United States of America (GAAP). Under this basis of accounting, revenues are recognized in the period in which they are earned and expenses are recognized in the period in which they are incurred, regardless of the timing of related cash flows. These statements offer short-term and long-term financial information about the District's activities. The reporting entity consists of the primary government, which provides two utilities (electric utility and water utility), and the blended component units. Further details about the component units are provided in note 1(A). The Consolidated Statement of Net Position presents information on all of the District's assets, deferred outflows of resources and liabilities, and deferred inflows of resources and provides information about the nature and amounts of investments in resources(assets)and the obligations to District creditors(liabilities). It also provides the basis for computing rate of return, evaluating the capital structure of the District, and assessing the liquidity and financial flexibility of the District. All of the current year's revenues and expenses are reported in the Consolidated Statements of Revenues, Expenses, and Changes in Net Position. This statement provides a measurement of the District's operations over the past year and can be used to determine whether the District has successfully recovered all its costs through its rates and other charges. The Consolidated Statement of Cash Flows provides relevant information about the District's cash receipts and cash payments during the reporting period. This statement reports cash receipts and cash payments resulting from operating, non-capital financing, capital and related financing, and investing activities. When used with related disclosures and information in the other financial statements, the statement of cash flows should provide insight into(a)the District's ability to generate future net cash flows, (b) the District's ability to meet its obligations as they come due, (c) the District's needs for external financing, (d) the reasons for differences between operating income and associated cash receipts and payments, and (e)the effects on the District's financial position of both its cash and its non-cash investing, See accompanying auditors' report. Page 4 TRUCKEE DONNER PUBLIC UTILITY DISTRICT MANAGEMENT'S DISCUSSION AND ANALYSIS December 31, 2019 and 2018 capital, and financing transactions during the period. The changes in cash balances are an important indicator of the District's liquidity and financial condition. The Notes to the Financial Statements provide additional information that is essential to a full understanding of the data provided in the basic financial statements. This includes but is not limited to, significant accounting policies, significant financial statement balances and activities, material risks, commitments and obligations, and subsequent events, as applicable. DISTRICT HIGHLIGHTS The condensed financial statements at December 31, 2019, 2018, and 2017 are presented below. Increase ASSETS AND DEFERRED (Decrease) OUTFLOWS OF RESOURCES 2019 2018 2017 2019-2018 Current assets $ 48,544,973 $ 45,472,272 $ 43,809,466 $ 3,072,701 Non-current assets: Capital assets,net 133,812,252 130,173,550 123,114,074 3,638,702 Restricted assets 1,730,450 1,753,275 1,818,513 (22,825) Other long-term assets 1,811,627 2,605,968 3,848,264 (794,341) Total Assets 185,899,302 180,005,065 172,590,317 5,894,237 Deferred outflows of resources 3,529,595 3,270,661 4,350,842 258,934 TOTAL ASSETS AND DEFERRED OUTFLOWS OF RESOURCES $ 189,428,897 $ 183,275,726 $ 176,941,159 $ 6,153,171 LIABILITIES,DEFERRED INFLOWS OF RESOURCES AND NET POSITION Current liabilities $ 9,852,426 $ 9,734,621 $ 9,170,662 $ 117,805 Non-current Liabilities Long-term debt,net of current portion 54,997,965 59,647,062 64,032,297 (4,649,097) Net pension liability 12,872,646 11,742,137 11,975,655 1,130,509 OPEB liability 4,328,352 4,408,729 1,116,568 (80,377) Unearned revenues 6,252,705 6,569,632 5,236,402 (316,927) Total Liabilities 88,304,094 92,102,181 91,531,584 (3,798,087) Deferred inflows of resources 849,728 259,666 551,932 590,062 NET POSITION Net investment in capital assets 74,841,973 66,843,642 55,267,086 7,998,331 Restricted for debt service 11,052,667 9,742,741 9,288,950 1,309,926 Unrestricted 14,380,435 14,327,496 20,301,607 52,939 Total Net Position 100,275,075 90,913,879 84,857,643 9,361,196 TOTAL LIABILITIES,DEFERRED INFLOWS OF RESOURCES AND NET POSITION $ 189,428,897 $ 183,275,726 $ 176,941,159 $ 6,153,171 The District's current assets increased $3.1 million in 2019 and increased $1.7 million in 2018, predominantly due to increased cash reserves associated with the Electric Utility. The District continued to focus on capital asset replacements including Envision Donner Pass Road Project, completion of the Electric meter replacement project, phase 5 of the SCADA reliability project, Old Greenwood well repairs, upgrading data collector units and the continuation of the SCADA replacement project. Capital assets increased by a total of$3.6 million 2019 compared to $7.0 million in 2018. Net Long Term debt decreased $4.6 million in 2019 and decreased $4.4 million in 2018, due to annual reduction of existing debt. In 2018, Other Long Term assets decreased $1.2 million due to the scheduled collection of special assessments receivable. See note 5 for details on remaining debt. No new debt was issued in 2019 and 2018. See accompanying auditors' report. Page 5 TRUCKEE DONNER PUBLIC UTILITY DISTRICT MANAGEMENT'S DISCUSSION AND ANALYSIS December 31, 2019 and 2018 "Restricted for debt service" represents amounts restricted for payments related to outstanding revenue bonds. The District had income before capital contributions of $4.7 million, $4.7 million, and $3.5 million for the years ended December 31, 2019, 2018, and 2017, respectively. Changes in the District's net position can be determined by reviewing the following Condensed Revenues, Expenses, and Changes in Net Position. Increase (Decrease) 2019 2018 2017 2019-2018 Sales to consumers $ 37,029,653 $ 35,486,412 $ 34,462,146 $ 1,543,241 Other operating revenues 2,303,918 2,198,605 3,873,207 105,313 Total Operating Revenues 39,333,571 37,685,017 38,335,353 1,648,554 Operating expenses 36,383,962 34,092,086 35,702,131 2,291,876 Operating Income 2,949,609 3,592,931 2,633,222 (643,322) Non-operating revenues(expenses) 1,728,488 1,162,050 879,451 566,438 Income before capital contributions 4,678,097 4,754,981 3,512,673 (76,884) Capital contributions,net 4,683,099 4,652,720 2,096,828 30,379 Change in net position 9,361,196 9,407,701 5,609,501 (46,505) Net Position,Beginning of Year 90,913,879 81,506,178 79,248,142 9,407,701 NET POSITION,END OF YEAR $ 100,275,075 $ 90,913,879 $ 84,857,643 $ 9,361,196 Total operating revenues were $39.3 million in 2019, $37.7 million in 2018, and $38.3 million in 2017. Electric revenues increased 4.9% in 2019 compared to 2018. A 3% rate increase in 2019 along with a colder winter can be attributed to the increase. Water revenues increased 2.6% largely due to a 3% rate increase implemented in 2019 slightly offset by the colder winter resulting in later irrigation patterns. Electric revenues decreased 4% in 2018 compared to 2017.A 3% rate increase in 2018 was offset by a mild winter compared to the 2017 extreme winter. Water revenues increased 4.0%; a 3% rate increase in 2018 was implemented. Additionally, irrigation patterns for consumers started earlier in 2018 due to the milder winter than 2017. Total operating expenses were $36.4 million in 2019, $34.1 million in 2018, and $35.7 million in 2017. Increased operating expenses can be attributed to increased tree trimming costs to reduce the risk of wildfire along with increased insurance and maintenance material costs. Non-operating revenues and expenses increased $0.6 million in 2019 and increased $0.3 million in 2018 due to an increase in investment income coupled by a decrease in interest expense in 2019. In 2018 the District implemented Governmental Accounting Standards(GASB)Statement of Governmental Accounting Standards No. 75"Accounting and Financial Reporting for Postemployment Benefits other than Pensions" (GASB No. 75). The primary objective of GASB No. 75 is to improve accounting and financial reporting for postemployment benefits. Under GASB No. 75, the District is required to report the net other postemployment benefits liability and deferred inflows and outflows in the statement of Net Position. The District's net position at the beginning of 2018 was reduced $3.4 million for this new standard. See accompanying auditors' report. Page 6 TRUCKEE DONNER PUBLIC UTILITY DISTRICT MANAGEMENT'S DISCUSSION AND ANALYSIS December 31, 2019 and 2018 CAPITAL ASSETS As of December 31, 2019, 2018, and 2017, the District had $133.8 million, $130.2 million, and $123.1 million, respectively, invested in a variety of capital assets, net of accumulated depreciation.A summary of capital assets is reflected in the following schedule. CAPITAL ASSETS 2019 2018 2017 Electric distribution facilities $ 67,692,718 $ 64,204,691 $ 60,416,921 Water distribution facilities 120,131,130 116,378,593 112,596,747 General plant 18,450,144 16,513,295 15,782,620 Sub-totals 206,273,992 197,096,579 188,796,288 Less: Accumulated depreciation (78,575,819) (74,092,843) (68,563,235) Net of accumulated depreciation 127,698,173 123,003,736 120,233,053 Construction work in progress 6,114,079 7,169,814 2,881,021 Net capital assets $ 133,812,252 $ 130,173,550 $ 123,114,074 Net capital assets (additions, less retirements and depreciation) increased $3.6 million in 2019 compared to$7.0 million in 2018.The District ended 2019 with decreased construction work in progress of$6.1 million compared to $7.2 million in 2018; this includes the overhead pole replacement project, District upstairs remodel, Aclara MTU replacement project and the SCADA reliability phase 5 project. LONG-TERM DEBT Long-term debt includes revenue bonds and installment loans.At December 31, 2019, 2018, and 2017,the District had $55.0 million, $59.6 million, and $64.0 million, respectively, in long-term debt outstanding, net current maturities. In 2019 and 2018,the District did not enter into any new debt agreements and the overall decrease in long-term debt was due to scheduled debt payments. ECONOMIC FACTORS AND NEXT YEARS BUDGETS AND RATES The District operates on a two year budget. The FY20 & FY21 Board approved Budget includes an assumption for growth in fiscal year 2020 of 1%, Consistent with what the District experienced in fiscal year 2019. Revenue projections for fiscal year 2020 include rate increases of 3% for both Electric and Water. Rates by rate class can be found on the District's website at www.tdpud.org. Expenditures for Electric and Water excluding debt service, were projected to increase approximately 3% compared to fiscal year 2020 budgeted expenditures. CONTACTING THE DISTRICT'S FINANCIAL MANAGEMENT The financial report is designed to provide readers with a general overview of the District's finances and to demonstrate the District's accountability for the money it receives. If you have questions about this report or need additional financial information, contact: Truckee Donner Public Utility District Attn: Treasurer 11570 Donner Pass Road Truckee, CA 96161 See accompanying auditors' report. Page 7 FINANCIAL STATEMENTS TRUCKEE DONNER PUBLIC UTILITY DISTRICT CONSOLIDATED STATEMENTS OF NET POSITION December 31, 2019 and 2018 ASSETS AND DEFERRED OUTFLOWS OF RESOURCES 2019 2018 CURRENT ASSETS Cash Funds Operating $ 12,969,107 $ 9,947,858 Designated 12,635,745 13,958,250 Restricted 9,355,602 8,233,756 Total Cash Funds 34,960,454 32,139,864 Accounts receivable, net 9,024,044 8,637,436 Unbilled revenues 2,945,446 2,907,072 Accrued interest receivable 110,486 101,616 Materials and supplies 736,544 884,238 Prepaid expenses 643,240 684,816 Other 124,759 117,230 Total Current Assets 48,544,973 45,472,272 NON-CURRENT ASSETS Other Non-Current Assets Restricted investment fund 1,730,450 1,753,275 Special assessments receivable 1,562,702 2,294,810 Other 248,925 311,158 Total Other Non-Current Assets 3,542,077 4,359,243 CAPITAL ASSETS Utility plant 206,273,992 197,096,579 Accumulated depreciation (78,575,819) (74,092,843) Construction work in progress 6,114,079 7,169,814 Total Capital Assets 133,812,252 130,173,550 DEFERRED OUTFLOWS OF RESOURCES Pension 2,350,006 2,286,573 OPEB 600,263 344,700 Unamortized loss on refunding 511,174 543,976 Unamortized redemption premium 68,152 95,412 Total Deferred Outflows of Resources 3,529,595 3,270,661 TOTAL ASSETS AND DEFERRED OUTFLOWS OF RESOURCES $ 189,428,897 $ 183,275,726 The accompanying notes are an integral part of these consolidated financial statements. Page 9 TRUCKEE DONNER PUBLIC UTILITY DISTRICT CONSOLIDATED STATEMENTS OF NET POSITION December 31, 2019 and 2018 LIABILITIES, DEFERRED INFLOWS OF RESOURCES AND NET POSITION 2019 2018 CURRENT LIABILITIES Other Liabilities Accounts payable $ 3,111,240 $ 3,173,938 Customer deposits 454,959 448,968 Other 995,795 1,035,235 Total Other Liabilities 4,561,994 4,658,141 Current Liabilities Payable From Restricted Assets Current portion of long-term debt 4,508,430 4,263,421 Accrued interest payable 782,002 813,059 Total Current Liabilities Payable from Restricted Assets 5,290,432 5,076,480 Total Current Liabilities 9,852,426 9,734,621 NON-CURRENT LIABILITIES Long-term debt, net of discounts and premiums 54,973,023 59,610,463 Net pension liability 12,872,646 11,742,137 Net OPEB liability 4,328,352 4,408,729 Installment loans 24,942 36,599 Unearned revenues 6,252,705 6,569,632 Total Non-Current Liabilities 78,451,668 82,367,560 Total Liabilities 88,304,094 92,102,181 DEFERRED INFLOWS OF RESOURCES Pension 544,868 244,597 OPEB 304,860 15,069 Total Deferred Inflows of Resources 849,728 259,666 NET POSITION Net investment in capital assets 74,841,973 66,843,642 Restricted for debt service 11,052,667 9,742,741 Unrestricted 14,380,435 14,327,496 Total Net Position 100,275,075 90,913,879 LIABILITIES, DEFERRED INFLOWS OF RESOURCES AND NET POSITION $ 189,428,897 $ 183,275,726 The accompanying notes are an integral part of these consolidated financial statements. Page 10 THIS PAGE IS INTENTIONALLY LEFT BLANK TRUCKEE DONNER PUBLIC UTILITY DISTRICT CONSOLIDATED STATEMENTS OF REVENUES, EXPENSES, AND CHANGES IN NET POSITION December 31, 2019 and 2018 2019 2018 OPERATING REVENUES Sales to customers $ 37,029,653 $35,486,412 Standby fees 137,580 143,320 Cap and trade proceeds 1,503,495 1,186,320 Other 662,843 868,965 Total Operating Revenues 39,333,571 37,685,017 OPERATING EXPENSES Purchased power 10,754,898 11,001,858 Operations and maintenance 9,768,460 9,056,263 Consumer services 2,667,957 2,152,817 Administration and general 5,772,396 5,002,288 Depreciation 7,420,251 6,878,860 Total Operating Expenses 36,383,962 34,092,086 Operating Income 2,949,609 3,592,931 NON-OPERATING REVENUE (EXPENSES) Special tax revenue 3,352,289 3,268,849 Investment income 1,038,582 694,432 Interest expense (2,647,817) (2,753,906) Amortization (38,250) (38,250) Other non-operating revenues 48,096 21,332 Other non-operating expenses (38,160) (31,691) Gain on disposition of assets 13,748 1,284 Total Non-Operating Revenue (Expenses) 1,728,488 1,162,050 Income Before Contributions 4,678,097 4,754,981 CAPITAL & OTHER CONTRIBUTIONS 4,683,099 4,652,720 CHANGE IN NET POSITION 9,361,196 9,407,701 Net Position - Beginning of Year 90,913,879 81,506,178 NET POSITION - END OF YEAR $ 100,275,075 $90,913,879 The accompanying notes are an integral part of these consolidated financial statements. Page 12 TRUCKEE DONNER PUBLIC UTILITY DISTRICT CONSOLIDATED STATEMENTS OF CASH FLOWS December 31, 2019 and 2018 2019 2018 CASH FLOWS FROM OPERATING ACTIVITIES Received from customers $ 39,359,150 $ 38,294,792 Paid to suppliers for goods and services (19,921,223) (18,317,973) Paid to employees for services (7,090,512) (7,139,320) Net Cash Flows from Operating Activities 12,347,415 12,837,499 CASH FLOWS FROM NONCAPITAL FINANCING ACTIVITIES Principal payments on long-term debt (920,000) (1,269,000) Interest payments on long-term debt (80,177) (160,464) Net Cash Flows from Noncapital Financing Activities (1,000,177) (1,429,464) CASH FLOWS FROM CAPITAL AND RELATED FINANCING ACTIVITIES Capital expenditures for utility plant (9,589,498) (11,609,527) Cost of disposal of property net of salvage (170,589) (125,836) Capital contributions, connection and facility fees 2,540,734 3,573,769 Special assessments receipts 732,107 710,368 Special tax receipts 2,976,560 2,881,818 Principal payments on long-term debt (3,489,293) (3,297,233) Interest payments on long-term debt (2,571,679) (2,656,256) Cash Flows From Capital and Related Financing Activities (9,571,658) (10,522,897) CASH FLOWS FROM INVESTING ACTIVITIES Interest income received 926,371 726,597 Cash Flows from Investing Activities 926,371 726,597 Net Change in Cash and Cash Equivalents 2,701,951 1,611,735 CASH AND CASH EQUIVALENTS— Beginning of Year 32,206,519 30,594,784 CASH AND CASH EQUIVALENTS— END OF YEAR $ 34,908,470 $ 32,206,519 NONCASH CAPITAL AND RELATED FINANCING ACTIVITIES Developer and customer added capital assets $ 1,762,711 $ 2,379,814 Recognition of prior period unearned revenues $ 5,688,114 $ 4,028,393 The accompanying notes are an integral part of these consolidated financial statements. Page 13 TRUCKEE DONNER PUBLIC UTILITY DISTRICT CONSOLIDATED STATEMENTS OF CASH FLOWS December 31, 2019 and 2018 2019 2018 RECONCILIATION OF OPERATING INCOME TO NET CASH FLOWS FROM OPERATING ACTIVITIES Operating income $ 2,949,609 $ 3,592,931 Noncash items included in operating income Depreciation and amortization 7,420,251 6,878,870 Depreciation charged to other accounts 477,592 178,114 Changes in assets and liabilities Accounts receivable 19,591 649,002 Materials and supplies 147,694 (206,340) Prepaid expenses 41,575 (51,625) Accounts payable (62,698) 828,192 Customer deposits 5,991 (39,228) Deferred Pension Contributions- GASB 68 1,367,347 435,033 Deferred OPEB Contributions- GASB 75 (46,149) - Other current liabilities 26,612 572,550 NET CASH FLOWS FROM OPERATING ACTIVITIES $ 12,347,415 $ 12,837,499 RECONCILIATION OF CASH AND CASH EQUIVALENTS TO THE BALANCE SHEET Operating $ 12,969,107 $ 9,947,858 Designated 12,635,745 13,958,250 Restricted funds - current 9,355,602 8,233,756 Restricted funds - non-current 1,730,450 1,753,275 Total Cash and Investments 36,690,904 33,893,139 Less: Long-term investments (1,698,880) (1,698,880) Mark to market adjustments (83,554) 12,260 TOTAL CASH AND CASH EQUIVALENTS $ 34,908,470 $ 32,206,519 The accompanying notes are an integral part of these consolidated financial statements. Page 14 TRUCKEE DONNER PUBLIC UTILITY DISTRICT NOTES TO FINANCIAL STATEMENTS December 31, 2019 and 2018 NOTE 1 —ORGANIZATION AND SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES A. ORGANIZATION The Truckee Donner Public Utility District (the District) was formed and operates under the State of California Public Utility District Act. The District is governed by a board of directors which consists of five elected members. The District provides electric and water service to portions of Nevada and Placer Counties described as Truckee. The electric and water service operations are separately maintained and operated. These financial statements reflect the combined electric and water operations of the District. All significant transactions between electric and water operations have been eliminated. These eliminations include power purchases and rent for shared facilities. The District's blended component units consist of organizations whose respective governing boards are comprised entirely of the members of the District's Board of Directors. These organizations are reported as if they are a part of the District's operations. The entities are legally separate, however, in the case of the Truckee Donner Public Utility District Financing Corporation, financial support has been pledged and financial and operational policies may be significantly influenced by the District. The following is a description of the District's blended component units: Truckee Donner Public Utility District Financing Corporation is a legal entity that was created to issue and administer Certificates of Participation on behalf of the District. (See note 5). Truckee Donner Public Utility District Community Facilities District No. 03-1 (Old Greenwood) is a legal entity created to issue special tax bonds to finance various public improvements needed to develop property located within Old Greenwood. (See note 7). Truckee Donner Public Utility District Community Facilities District No. 04-1 (Gray's Crossing) is a legal entity created to issue special tax bonds to finance various public improvements needed to develop property located within Gray's Crossing. (See note 7). Separate standalone financial statements are not available for the blended component units described above. Unless noted, disclosures relating to the component units are the same as for the District. B. ACCOUNTING POLICIES The financial statements of the District have been prepared in conformity with accounting principles generally accepted in the United States of America. The Governmental Accounting Standards Board (GASB) is the accepted standard setting body for establishing governmental accounting and financial reporting principles. The financial statements are reported using the economic resources measurement focus and the accrual basis of accounting. Under the accrual basis of accounting, revenues are recognized when earned and expenses are recorded when the liability is incurred or economic asset used. Revenues, expenses, gains, losses, assets and liabilities, that are a result of exchange and exchange like transactions, are recognized when the exchange takes place. Page 15 TRUCKEE DONNER PUBLIC UTILITY DISTRICT NOTES TO FINANCIAL STATEMENTS December 31, 2019 and 2018 NOTE 1 —ORGANIZATION AND SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (Continued) C. USE OF ESTIMATES Preparation of financial statements in conformity with accounting principles generally accepted in the United States of America requires management to make estimates and assumptions that affect the reported amounts of assets and liabilities and disclosure of contingent assets and liabilities at the date of the financial statements and the reported amounts of revenues and expenses during the reporting period.Actual results could differ from those estimates. D. CASH AND CASH EQUIVALENTS For the purpose of the accompanying statement of cash flows, the District considers all highly liquid instruments with original maturities of three months or less when purchased to be cash equivalents and are shown in the financial statements as "Cash Funds". E. INVESTMENTS The District pools cash and investments. The District's investment policy allows for investments in instruments permitted by the California Government Code and/or the investments permitted by the trust agreements on District financing. The District's investment policy contains provisions intended to limit the District's exposure to interest rate risk, credit risk, and concentration of credit risk. Investment income from pooled investments is allocated to all funds in the pool. Interest is allocated on the basis of month end cash amounts for each fund as a percentage of the total balance. The District categorizes the fair value measurements of its investments based on the hierarchy established by generally accepted accounting principles. The fair value hierarchy, which has three levels, is based on the valuation inputs used to measure an assets fair value: Level 1 inputs are quoted prices in active markets for identical assets; Level 2 inputs are significant other observable inputs; Level 3 inputs are significant unobservable inputs. The District does not have any investments that are measured using Level 3 inputs. F. DESIGNATED ASSETS The board has designated certain resources for future capital projects, replacements, and operational needs. G. RESTRICTED ASSETS Restricted assets are assets restricted by the covenants of long-term financial arrangements or other third party legal restrictions. Restricted assets are used in accordance with their requirements and where both restricted and unrestricted resources are available for use, restricted resources are used first and then unrestricted as they are needed. H. ACCOUNTS RECEIVABLE AND ALLOWANCES FOR DOUBTFUL ACCOUNTS Accounts receivable are recorded at the invoiced amount and are reported net of allowances for doubtful accounts of$13,100 and $18,100 for 2019 and 2018, respectively. Receivables are considered past due after 30 days and routine collection efforts begin. District Code allows for the Treasurer to write off delinquent account balances up to 0.17% of the amounts billed. This write off process occurs semi- annually. Page 16 TRUCKEE DONNER PUBLIC UTILITY DISTRICT NOTES TO FINANCIAL STATEMENTS December 31, 2019 and 2018 NOTE 1 —ORGANIZATION AND SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (Continued) I. MATERIALS AND SUPPLIES Materials and supplies are recorded at average cost. J. DEBT PREMIUM, BOND ISSUANCE COSTS,AND DISCOUNTS Original issue and reacquired bond premiums and discounts relating to revenue bonds are amortized over the terms of the respective bond issues using the effective interest method. Debt issuance costs are expensed in the period incurred. K. SPECIAL ASSESSMENT RECEIVABLE Special assessment receivable represents amounts due from property owners within the Donner Lake Assessment District for improvements made by the District pursuant to an agreement with the property owners to improve their water quality as discussed in note 8. L. AMORTIZED EXPENSES In 2003, the District entered into a broadband dark fiber maintenance agreement with Sierra Pacific Communications (SPC) which is included in the line item "other non-current assets" in the accompanying Statement of Net Position.SPC subsequently assigned the agreement to AT&T.The agreement is expected to provide benefit to the District over the estimated 20-year life of the agreement. (See note 4). M. CAPITAL ASSETS Capital assets are generally defined by the District as assets with an initial, individual cost of more than $10,000 and an estimated useful life of at least two years. Capital assets of the District are stated at the lower of cost or the acquisition value at the time of contribution to the District. Major outlays for plant are capitalized as projects are constructed. Depreciation on capital assets is calculated using the straight-line method over the estimated useful lives of the assets, which are as follows: Distribution Plant Electric 23—35 years Water 15—40 years Computer software and hardware 3— 7 years Building and improvements 20—33 years Equipment and furniture 4— 10 years It is the District's policy to capitalize interest paid on debt incurred for significant construction projects while those projects are under construction, less any interest earned on related unspent debt proceeds. No new debt related to capital assets was issued in 2019 and 2018; no interest was capitalized in 2019 or in 2018. N. COMPENSATED ABSENCES Under terms of employment, employees are granted sick leave and vacations in varying amounts. Only benefits considered to be vested are disclosed in these statements. Vested vacation and sick leave pay is accrued when earned in the financial statements.The liability is liquidated from general operating revenues of the utility. Page 17 TRUCKEE DONNER PUBLIC UTILITY DISTRICT NOTES TO FINANCIAL STATEMENTS December 31, 2019 and 2018 NOTE 1 —ORGANIZATION AND SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (Continued) O. REVENUE RECOGNITION Unbilled revenues, representing estimated consumer usage for the period between the last meter reading and the end of the period, are accrued in the period of consumption. Water customers without meters are billed on a flat-rate basis, and revenues are recorded as billed. Revenues from connection fees are recognized upon completion of the connection. Income that the District has earned through investing its excess cash is reflected within income from investments when earned. P. REVENUE AND EXPENSE CLASSIFICATION The District distinguishes operating revenues and expenses from non-operating items in the preparation of its financial statements. Operating revenues and expenses generally result from providing electric and water services in connection with the District's principal ongoing operations. The principal operating revenues are sales to customers. The District's operating expenses include power purchases, labor, materials, services, and other expenses related to the delivery of electric and water services. All revenues and expenses not meeting this definition are reported as non-operating revenues and expenses, or capital contributions and other. Q. POWER PURCHASES AND TRANSMISSION In 1999,the District entered into an agreement with Sierra Pacific Power Company dba NV Energy(SPPC), whereby SPPC will provide transmission services to the District through December 31, 2027. The District uses this transmission service to import energy over SPPC's transmission system to serve District load. In addition,the District purchases scheduling services from Utah Municipal Power Systems (UAMPS)and the scheduling services are included in the monthly power billings from UAMPS. The purchase of transmission services from SPPC represented 7.8% and 7.7% of total purchased power costs in 2018 and 2019, respectively. In December of 2005, the District entered into an agreement with UAMPS. Subsequently, the District entered into several pooling appendices for power capacity and energy that relate to various time periods from January 2008 through March 2028. Also in 2009, the District signed an agreement with UAMPS for approximately 5 MW of the Nebo natural gas generation plant capacity. In August 2012, the Horse Butte Wind project began commercial operation and the District owns approximately 15 MW of nameplate capacity that generates about 5 MW on average. The District has also invested in the Veyo Heat Recovery project that came on line in mid-2016. The District receives about 1.7 MW of carbon-free generation from this resource. In September 2019 the District entered into 25-year Purchase Power Agreement with UAMPS for a 6MW share of the Red Mesa Solar Project.The Project is being developed by UAMPS and the Navajo Tribal Utility Authority for use by UAMPS members. It is scheduled to be online by June 1, 2022. The Red Mesa Solar Project price for energy is among the lowest wholesale price paid by the District for any resource. It is estimated that a 6MW share equates to about 10 percent of total annual District energy requirements. In August of 2007, the District entered into an agreement with Western Area Power Administration (WAPA) for the delivery of Stampede Dam Hydroelectric generation. In accordance with this agreement,the District is entitled to a portion of the power generated by Stampede Dam. This generation is dependent upon the amount of water that is made available to the generator. This agreement is effective through 2024. In 2018 and 2019, the UAMPS contract, along with its appendices, and the WAPA contract for Stampede Dam Hydroelectric generation comprised the majority of a diversified power portfolio that balanced risk and costs for the District. Page 18 TRUCKEE DONNER PUBLIC UTILITY DISTRICT NOTES TO FINANCIAL STATEMENTS December 31, 2019 and 2018 NOTE 1 —ORGANIZATION AND SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (Continued) R. CAP AND TRADE PROGRAM PROCEEDS California Assembly Bill 32 (AB32) is an effort by the State of California to set a 2020 greenhouse gas (GHG) emissions reduction goal into law. AB32 requires California to lower greenhouse gas emissions to 1990 levels by 2020.Central to this initiative is the implementation of a cap and trade program,which covers major sources of GHG emissions in the State including power plants. The California Cap and Trade Program is designed to achieve cost-effective emissions reductions across the capped sectors. The program sets maximum statewide GHG emissions for all covered sectors each year ("cap"), and allows covered entities to sell off allowances ("trade"). An allowance is a tradable permit that allows the emission of one metric ton of COz. The California carbon price is driven by allowance trading. The District is subject to AB32 and has excess allowances due to reducing carbon-based generation in its power portfolio. In 2019 and 2018, the District sold its excess allowances in the program auctions and the proceeds were recorded as$1,503,495 and $1,186,320 operating revenue for the respective years. The auction proceeds are held in a restricted fund and are used to purchase qualified renewable power. (See note 2) S. INCOME TAXES As a government agency, the District is exempt from payment of federal and state income taxes. T. TAX REVENUES Beginning in 2004, the District levied ad valorem property tax on all the taxable property within the Old Greenwood District in an amount sufficient to pay the yearly principal and interest on the Special Assessment District Tax Bonds. (See notes 5 and 7). The District had revenues of$749,609 in 2019 and $703,090 in 2018. On January 28, 2014, refunding bonds were sold to a private investment firm and the proceeds were used to call the 2003 Old Greenwood bonds on March 1, 2014. The 2014 refunding bonds have the same rate and method of apportionment conditions on the Old Greenwood properties as the original 2003 bonds. Beginning in 2005, the District levied ad valorem property tax on all taxable property within the Gray's Crossing District in an amount sufficient to pay the yearly principal and interest on the Special Assessment District Tax Bonds. (See notes 5 and 7). The District had revenues of$2,602,680 in 2019 and $2,565,759 in 2018. Taxes are assessed based on the county tax year ending June 30, resulting in unearned revenues for each of the community facility districts. (See note 6). U. CONTRIBUTED CAPITAL ASSETS A portion of the District's capital assets have been obtained through amounts charged to developers for plant constructed by the District; direct contributions of capital assets from developers and other parties; as well as assessments of local property owners. These items are recognized within capital assets as construction is completed for plant constructed by the District based on the cost of the items,when received for contributed capital assets based on the actual or estimated fair value of the contributed items, or upon completion of the related project for development agreements.The District records amounts received within capital contributions when a legally enforceable claim is established. Until the District meets the criteria to record the amounts described above as capital contributions, any amounts received are recorded within unearned revenues on the Statement of Net Position. Page 19 TRUCKEE DONNER PUBLIC UTILITY DISTRICT NOTES TO FINANCIAL STATEMENTS December 31, 2019 and 2018 NOTE 1 —ORGANIZATION AND SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (Continued) V. OTHER—PENSION SIDEFUND As a result of implementing GASB Statement No. 68, the pension side-fund payoff that occurred in 2011 and which had been reported in the financial statements as an asset was written off due to the District's participation in CalPERS cost-sharing multi-employer retirement benefit plan. However, the liability for the payoff remains until paid in full thru 2022. The intercompany fund transfers for the principal portion of the debt service between the electric and water utility is included as "other." W. PENSION For purposes of measuring the net pension liability and deferred outflows/inflows of resources related to pensions,and pension expense, information about the fiduciary net position of the District's California Public Employee's Retirement System (CaIPERS) plans (Plans) and the additions to/deductions from the Plans' fiduciary net position have been determined on the same basis as they are reported by CalPERS. For this purpose, benefit payments (including refunds of employee contributions) are recognized when due and payable in accordance with the benefit terms. Investments are reported at fair value. X. RECENT ACCOUNTING PRONOUNCEMENTS IMPLEMENTED BY THE DISTRICT GASB Statement No. 83, Certain Asset Retirement Obligations, addresses accounting and financial reporting for certain asset retirement obligations (ARO's). The District has determined that this pronouncement had no impact on the District's financial position or results of operations. In May 2020, GASB issued Statement No. 95, Postponement of the Effective Dates of Certain Authoritative Guidance. The objective of this Statement is to provide temporary relief from certain new accounting and financial reporting requirements to districts in light of the COVID-19 pandemic. With the statement being effective immediately, the District has adopted this pronouncement for fiscal year 2019 resulting in postponement of implementing GASB Statement No. 84, Fiduciary Activities and GASB Statement No. 88, Certain Disclosures Related to Debt, including Direct Borrowings and Direct Placements. Other statements impacted by this statement are not effective for the fiscal year end 2019. The District will continue to evaluate the financial statement impact of adopting this Statement. Y. DEFERRED OUTFLOWS OF RESOURCES AND DEFERRED INFLOWS OF RESOURCES Deferred Outflows of Resources:This separate financial statement element represents consumption of net position or fund balance that applies to future period(s)and so will not be recognized until that time. Deferred Inflows of Resources:This separate financial statement element represents an acquisition of net positon or fund balance that applies to future period(s) and so will not be recognized as an inflow of resources until that time. Z. UNAMORTIZED LOSS ON BOND REFUNDING For current and advanced refunding results in defeasance of debt, the difference between the reacquisition price and the net carrying amount of the old debt(Gain or loss) is deferred and amortized as a component of interest expense over the remaining life of the old debt or the new debt, whichever is shorter. These amounts are reported as deferred outflow on the statements of net position. Page 20 TRUCKEE DONNER PUBLIC UTILITY DISTRICT NOTES TO FINANCIAL STATEMENTS December 31, 2019 and 2018 NOTE 1 —ORGANIZATION AND SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (Continued) AA.ACCOUNTING PRONOUNCEMENTS TO BE IMPLEMENTED IN UPCOMING YEARS GASB Statement No. 84, Fiduciary Activities, addresses identifying fiduciary activities of all state and local governments. The general focus of the criteria is on (1)whether a government is controlling the assets of the fiduciary activity and (2) the beneficiaries with whom a fiduciary relationship exists. Separate criteria are included to identify component units and postemployment benefit arrangements that are fiduciary activities. The District has not determined what impact, if any,this pronouncement will have on the financial statements. This statement is effective for the District fiscal year ending December 31, 2020. GASB Statement No. 87, Leases, addresses accounting and financial reporting for leases by governments. This Statement increases the usefulness of financials statements by requiring recognition of certain lease assets and liabilities for leases that previously were classified as operating leases by establishing a single model of lease accounting based on the foundational principle that leases are financings of the right to use an underlying asset. Under this statement, a lessee is required to recognize a lease liability and intangible right-to-use lease asset, and a lessor is required to recognize a lease receivable and a deferred inflow of resources, thereby enhancing the relevance and consistency of information about leasing activities. The District has not determined what impact, if any, this pronouncement will have on the financial statements. This statement is effective for the District fiscal year ending December 31, 2021. GASB Statement No. 88, Certain Disclosures Related to Debt, including Direct Borrowings and Direct Placements, addresses information that is disclosed in notes related to debt including direct borrowing and direct placements. It also clarifies which liabilities the District should include when disclosing information related to debt. This statement is effective for the District fiscal year ending December 31, 2020. GASB Statement No. 89, Accounting for Interest Cost Incurred before the End of a Construction Period, addresses interest costs incurred before the end of a construction period to be recorded as an expenditure in the applicable period. As a result, interest costs incurred before the end of a construction period will not be included in the historical cost of a capital asset reported. The District has not determined what impact this pronouncement will have on the financial statements. Application of this statement is effective for the District's fiscal year ending December 31, 2022. NOTE 2—CASH, CASH EQUIVALENTS, AND INVESTMENTS Cash, cash equivalents and investments are recorded in accounts as either restricted or unrestricted as required by the District's certificates of participation indentures or other third-party legal restrictions. Restricted assets represent funds that are restricted by certificates of participation covenants or third party contractual agreements. Assets that are allocated by resolution of the Board of Directors are considered to be Board designated assets. Board designated assets are a component of unrestricted assets as their use may be redirected at any time by approval of the Board. Upon Board approval, assets from board designated accounts may be used to pay for selected capital projects. Such accounts have been designated by the Board for the following purposes: Electric Capital Replacement Starting in 2009,the Board set aside funds designated for future electric infrastructure replacement. Electric Vehicle Reserve Beginning in 2009, the Board set aside funds designated for future electric utility vehicle replacements. Page 21 TRUCKEE DONNER PUBLIC UTILITY DISTRICT NOTES TO FINANCIAL STATEMENTS December 31, 2019 and 2018 NOTE 2—CASH, CASH EQUIVALENTS, AND INVESTMENTS (Continued) Electric Rate Reserve In compliance with Board rules, the District created an electric rate stabilization fund in anticipation of future costs. During both 2019 and 2018, there was no utilization of these funds to offset increased power costs in lieu of raising electric rates. Water Vehicle Reserve Beginning in 2009, the Board set aside funds designated for future Water Utility vehicle replacements. Prepaid Connection Fees In compliance with Board rules, the District has set aside prepaid connection fees to cover installation costs of water services. Debt Service Coverage and Operating Reserve Fund Effective 2007, the Board has voluntarily set aside funds to improve the District's cash-to-debt- service ratio. In 2019 funds were used for capital improvement projects. Donner Lake Assessment District Surcharge Fund The District established a monthly billing surcharge in the amount of$6.65 applicable to customers in the Donner Lake area to provide revenue to pay the remainder of the cost of reconstruction effective October 2006. Deferred Liabilities Reserve Starting in 2017, the Board established a reserve to protect the District from volatility in pension, other post-employment benefits, and worker's compensation premiums. As of December 31, Board designated accounts at fair value consisted of the following: 2019 2018 Electric capital replacement fund $ 2,419,674 $ 3,547,434 Electric vehicle reserve 402,741 521,293 Electric rate reserve 5,852,452 5,545,624 Electric deferred liabilities reserve 2,053,044 2,010,947 Water vehicle reserve - 235,493 Prepaid connection fees 76,837 75,957 Debt service&operating reserve fund 1,592,690 1,799,719 Donner Lake Assessment District surcharge fund 133,379 119,751 Water deferred liabilities reserve 104,928 102,032 Totals $ 12,635,745 $ 13,958,250 Page 22 TRUCKEE DONNER PUBLIC UTILITY DISTRICT NOTES TO FINANCIAL STATEMENTS December 31, 2019 and 2018 NOTE 2—CASH, CASH EQUIVALENTS, AND INVESTMENTS (Continued) Certain assets have been restricted by bond covenants or third party contractual agreements for the following purposes: Certificates of Participation Prepayments to the Trustee from the District for upcoming debt payments. Special Tax Bonds: Gray's Crossing The terms of the special tax bonds issued for the Mello-Roos Community Facilities Districts (CFD) require reserve funds as security for each principal and interest payment as they come due. Reserve funds are set aside as prescribed in the loan documents. These reserve funds are held by Bank of New York Mellon Trust Company. Facilities Fees The District charges facilities fees to applicants for new service to cover the costs of infrastructure needed to meet their systems demand. The use of such funds is restricted by California state law. Department of Water Resources (DWR) Prop 55 Reserve Fund Regulations relating to the Department of Water Resources loan require the accumulation of a reserve fund as security for each principal and interest payment as they come due. Annual payments into the fund were required for each of the first ten years beginning April 1, 1996. The total reserve fund equals two semi-annual payments and was fully funded during 2006.These funds are set aside for the life of the borrowed amount. All of the reserve funds are invested in the State of California Local Agency Investment Fund. Donner Lake Special Assessment District Improvement and Reserve Fund The District established the Donner Lake Special Assessment District (DLAD) Improvement Fund to account for all funds received from the Special Assessment Receivable, which will be used to pay the debt service costs related to the Donner Lake Water System project. The DLAD Improvement Fund also has a reserve fund as required by the California — Safe Drinking Water— State Revolving Fund (SRF). This fund is required to set aside$40,043 semi-annually for ten years beginning in 2006. The reserve fund was fully funded as of December 31, 2016. AB32 Cap and Trade Auction Fund The District electric utility is identified as an "Electric Distribution Utility" under the Cap and Trade regulations and is therefore eligible to receive a direct allocation of allowances that can be sold in an auction. The proceeds from quarterly allowance auctions are held in this restricted fund and are used to purchase qualified renewable power. These funds are intended to mitigate the burden on the consumer without impacting a carbon price signal. Other(Area Improvement Funds) The District received funds from the County of Nevada,which are to be used only for improvements to specific areas within the District's boundaries in Nevada County. These areas include various Nevada County assessment districts. Page 23 TRUCKEE DONNER PUBLIC UTILITY DISTRICT NOTES TO FINANCIAL STATEMENTS December 31, 2019 and 2018 NOTE 2—CASH, CASH EQUIVALENTS, AND INVESTMENTS (Continued) As of December 31, restricted cash and cash equivalents and investments at fair value consisted of the following: 2019 2018 Certificates of Participation $ 557,673 $ 575,626 Special tax bonds 2,658,411 2,925,431 Facilities fees 2,349,620 1,416,480 DWR-Prop 55 reserve fund 336,596 327,308 Donner Lake Special Assessment District improvement 2,767,820 2,679,245 Donner Lake Special Assessment District reserve fund 821,579 811,379 AB 32 Cap and Trade Auction fund 1,538,615 1,197,362 Other(area improvement funds) 55,738 54,200 Total Restricted Cash and Cash Equivalents and Investments $ 11,086,052 $ 9,987,031 Cash and investments are comprised of the following cash and cash equivalents and investments as of December 31: 2019 2018 Cash and cash equivalents $ 34,960,454 $ 32,139,864 Investments—government bonds 1,730,450 1,753,275 Totals $ 36,690,904 $ 33,893,139 Cash and cash equivalents and investments were $36,690,904 and $33,893,139 at December 31, 2019 and 2018, respectively. Cash equivalents substantially consist of deposits in the state pooled fund, Placer County pooled fund, money market funds and investments. Adjustments necessary to record investments at fair market value are recorded in the operating statement as increases or decreases in investment income. Market values may have changed significantly after year end. FAIR VALUE MEASUREMENT The District applies the provisions of Governmental Accounting Standards Board (GASB) Statement No. 72, Fair Value Measurement and Application, which requires governmental entities, to report certain investments at fair value on the Statements of Net Position. Investments are valued at fair value at December 31. Fair value is defined as the price that would be received to sell an asset or paid to transfer a liability in an orderly transaction between market participants at the measurement date. The District categorizes its fair value measurements within the fair value hierarchy established by generally accepted accounting principles. The hierarchy is based on the valuation inputs used to measure the fair value of the asset. Level 1 inputs are quoted prices for identical instruments in active markets. Level 2 inputs are quoted prices for similar instruments in active markets; quoted prices for identical or similar instruments in markets that are not active; and model derived valuations in which all significant inputs are observable. Level 3 inputs are valuations derived from valuation techniques in which significant inputs are unobservable. Page 24 TRUCKEE DONNER PUBLIC UTILITY DISTRICT NOTES TO FINANCIAL STATEMENTS December 31, 2019 and 2018 NOTE 2—CASH, CASH EQUIVALENTS, AND INVESTMENTS (Continued) The District classifies its fair value measurements within the fair value hierarchy established by generally accepted accounting principles. The District has the following fair value measurements as of December 31, 2019: • US Government bonds and cash equivalents are valued using observable inputs (Level 2 inputs). INVESTMENTS AUTHORIZED BY THE DISTRICT'S INVESTMENT POLICY The District adopted an investment policy in 2006 which allowed for investments in instruments permitted by the California Government Code and/or the investments permitted by the trust agreements on District financing, including investments in the local government investment fund pool administered by the State of California (LAIF), Placer County Treasurer's Investment Portfolio (PCTIP) pooled investment and Utah Public Treasurers' Investment Fund (UPTIF). The District's investment policy contains provisions intended to limit the District's exposure to interest rate risk, credit risk, and concentration of credit risk. At December 31, 2019 and 2018 the District's deposits and investments at fair value were held as follows: 2019 2018 Cash on hand $ 2,400 $ 2,400 Deposits 1,287,103 1,538,997 LAIF 15,260,179 12,108,937 PCTIP 8,271,436 8,068,948 UPTIF 8,856,197 8,813,143 Money Market Funds 1,283,139 1,607,439 Government Bonds 1,730,450 1,753,275 Totals $ 36,690,904 $ 33,893,139 DISCLOSURES RELATING TO INTEREST RATE RISK Interest rate risk is the risk that changes in the market interest rates will adversely affect the fair value of an investment. Generally,the longer the maturity of an investment, the greater is the sensitivity of its fair value to changes in market interest rates. Information about the sensitivity of the fair values of the District's investments to market interest rate fluctuations is provided by the following table that shows the District's investments by maturity for 2019 and 2018: Investments and Deposits Maturity LAIF 3 months or less PCTIP 3 months or less UPTIF 3 months or less Federated U.S.Treasury Cash Reserve 3 months or less Morgan Stanley Treasury 3 months or less Fidelity Money Market Government Portfolio 57 3 months or less Dreyfus Treasury Securities 3 months or less Federal Farm Credit Banks 03/02/2021 Page 25 TRUCKEE DONNER PUBLIC UTILITY DISTRICT NOTES TO FINANCIAL STATEMENTS December 31, 2019 and 2018 NOTE 2—CASH, CASH EQUIVALENTS, AND INVESTMENTS (Continued) DISCLOSURES RELATING TO CREDIT RISK Generally, credit risk is the risk that an issuer of an investment will not fulfill its obligation to the holder of the investment. This is measured by the assignment of a rating by a nationally recognized statistical rating organization. LAIF, PCTIF and UPTIF do not have a rating provided by a nationally recognized statistical rating organization. The Morgan Stanley Treasury is rated AAAm by S&P and Aaa-mf by Moody's. The Federated U.S. Treasury Cash Reserve is rated AAAm by S&P and Aaa-mf by Moody's. Federal Farm Credit Banks is rated AA+ by S&P and Aaa by Moody's. The Dreyfus Treasury Securities is rated Aaa-mf by Moody's and AAAm by S&P.The Fidelity Money Market is rated AAA-mf by Moody's and AAAm by S&P. CUSTODIAL CREDIT RISK Custodial credit risk for deposits is the risk that, in the event of the failure of a depository financial institution, a government will not be able to recover its deposits or will not be able to recover collateral securities that are in the possession of an outside party. The District's investment policy does not contain legal or policy requirements that would limit the exposure to custodial credit risk for deposits. However, the California Government Code requires that a financial institution secure deposits made by state or local governmental units by pledging securities in an undivided collateral pool held by a depository regulated under state law (unless waived by the government unit). The market value of pledged securities in the collateral pool must equal at least 110% of the total amount deposited by the public agencies. As of December 31, 2019 and 2018 all deposits were fully insured or collateralized. The custodial credit risk for investments is the risk that, in the event of the failure of the counterparty (e.g., broker/dealer) to a transaction, a government will not be able to recover the value of its investment or collateral securities that are in the possession of another party. The California Government Code and the District's investment policy do not contain legal or policy requirements that would limit the exposure to custodial credit risk for investments. With respect to investments, custodial credit risk generally applies only to direct investments in marketable securities. Custodial credit risk does not apply to a local government's indirect investment in securities through the use of mutual funds or governmental investment pools (such as LAIF). DEPOSIT IN STATE INVESTMENT POOL The District is a voluntary participant in the Local Agency Investment Fund (LAIF). This investment fund has an equity interest in the State of California's (State's) Pooled Money Investment Account(PMIA). PMIA funds are on deposit with the State's Centralized Treasury System and are managed in compliance with the California Government Code according to a statement of investment policy which sets forth permitted investment vehicles, liquidity parameters, and maximum maturity of investments. The fair value of the District's investment in this pool is reported in the accompanying financial statements at amounts based upon the District's pro-rata share of the fair value provided by the LAIF for the entire LAIF portfolio (in relation to the amortized cost of the portfolio). The balance available for withdrawal is based on the accounting records maintained by the LAIF, which are recorded on an amortized cost basis. Page 26 TRUCKEE DONNER PUBLIC UTILITY DISTRICT NOTES TO FINANCIAL STATEMENTS December 31, 2019 and 2018 NOTE 2—CASH, CASH EQUIVALENTS, AND INVESTMENTS (Continued) DEPOSIT IN PLACER COUNTY TREASURER INVESTMENT POOL The District is a voluntary participant in the Placer County Investment Portfolio (PCTIP). The District is eligible to participate in PCTIP because a portion of the District's service area is in Placer County. Investments are on deposit with the Placer County Treasurer and are managed in compliance with the California Government Code according to a statement of investment policy which sets forth permitted investment vehicles, liquidity parameters, and maximum maturity of investments. The fair value of the District's investment in this pool is reported in the accompanying financial statements at amounts based upon the District's pro-rata share of the fair value provided by Placer County Treasurer for the entire PCTIP (in relation to the amortized cost of the portfolio). The balance available for withdrawal is based on the accounting records maintained by the Placer County Treasurer, which are recorded on an amortized cost basis. DEPOSIT IN UTAH PUBLIC TREASURERS'INVESTMENT FUND The District is a voluntary participant in the Utah Public Treasurers' Investment Fund (UPTIF). The District is eligible to participate in (UPTIF)through its membership with Utah Associated Municipal Power Systems (UAMPS). Investments are on deposit with State of Utah public treasury and investments are restricted to those authorized by the Utah Money Management Act and rules of the Money Management Council of Utah. The fair value of the District's investments in this pool is reported in the accompanying financial statements at amounts based upon the District's pro-rata share of the fair value provided by UPTIF through UAMPS Member Retention Fund. NOTE 3—CAPITAL ASSETS Capital assets consist of the following at December 31, 2019 and 2018: January 1, December 31, 2019 Additions Reductions 2019 Electric distribution facilities $ 64,204,692 $ 5,482,262 $ (1,994,235) $ 67,692,719 Water distribution facilities 116,378,593 4,138,345 (385,808) 120,131,130 General plant 16,513,294 2,787,341 (850,492) 18,450,143 197,096,579 12,407,948 (3,230,535) 206,273,992 Less:Accumulated depreciation (74,092,843) (7,782,420) 3,299,444 (78,575,819) Construction work in progress 7,169,814 10,013,133 (11,068,868) 6,114,079 Totals $ 130,173,550 $ 14,638,661 $ (10,999,959) $ 133,812,252 January 1, December 31, 2018 Additions Reductions 2018 Electric distribution facilities $ 60,416,921 $ 5,100,497 $ (1,312,726) $ 64,204,692 Water distribution facilities 112,596,747 3,836,606 (54,760) 116,378,593 General plant 15,782,620 921,628 (190,954) 16,513,294 188,796,288 9,858,731 (1,558,440) 197,096,579 Less:Accumulated depreciation (68,563,235) (7,203,036) 1,673,428 (74,092,843) Construction work in progress 2,881,021 11,929,099 (7,640,306) 7,169,814 Totals $ 123,114,074 $ 14,584,794 $ (7,525,318) $ 130,173,550 As of December 31, 2019 and 2018, the plant in service included land and land rights of$3,318,346 which are not being depreciated. A portion of the plant has been contributed to the District. When replacement is needed, the District replaces the contributed plant with District-financed plant. Page 27 TRUCKEE DONNER PUBLIC UTILITY DISTRICT NOTES TO FINANCIAL STATEMENTS December 31, 2019 and 2018 NOTE 4—TELECOMMUNICATION SERVICES In 1999, the District initiated a project to expand its basic service offerings to include internet access, cable television and voice delivered over fiber optic networks (the broadband project). The District completed the broadband design project and obtained the necessary regulatory approvals and franchises needed to construct and launch the broadband project. A local cable television service provider filed an objection in September 2004 with the Nevada County Local Agency Formation Commission (LAFCO), the entity responsible for providing regulatory approval for the broadband project. After denying the cable television provider's request for a reconsideration of their approval of the District's project, the cable television provider filed a lawsuit against LAFCO. The District was not named in the lawsuit. A ruling on the lawsuit was received in January 2006. LAFCO prevailed on all portions of the cable television provider's claim. The cable television provider filed an appeal; however, in June of 2007, the Court ruled in favor of LAFCO, upholding the initial ruling. Since 2009, the District has been exploring options to sell or lease the existing infrastructure to provide a return on investment in the project. Expenses incurred by the District to date on the broadband project total $2,834,079, of which $496,990 was expensed in 2014 for legal fees and preliminary feasibility studies. In 2019 and 2018 there were no material expenditures for this project. In 2018, The District signed a Memorandum of Understanding with Plumas Sierra Telecommunications to offer services utilizing these four fibers from Reno to Sacramento in future years. Page 28 TRUCKEE DONNER PUBLIC UTILITY DISTRICT NOTES TO FINANCIAL STATEMENTS December 31, 2019 and 2018 NOTE 5— LONG-TERM DEBT Long-term debt consisted of the following at December 31, 2019: January 1, December 31, Due within 2019 Additions Reductions 2019 one year Pension Obligation Bonds Electric,2.47% due semi-annually to 2022 $ 3,476,000 $ $ (920,000) $ 2,556,000 $ 978,000 State Revolving Fund Loan— Water,2.34%,due semi-annually beginning in 2006 to 2026 5,479,589 (676,565) 4,803,024 692,489 Special Tax Bonds—Mello Roos,4.18%,due serially to2032 9,164,800 (371,200) 8,793,600 408,500 Special Tax Bonds—Mello Roos,3.25%to 5.7°%, due serially to 2035(net unamortized discounts of$73,380) 13,556,933 (385,313) 13,171,620 375,000 Special Tax Bonds—Mello Roos,3.50%to 5.50%, due serially to 2035(net unamortized discounts of$8,108) 16,606,374 (514,482) 16,091,892 485,000 Certificates of Participation— Water,1.54% due serially to 2021 refinanced in 2016 1,990,000 (659,000) 1,331,000 667,000 Certificates of Participation— Water,2.00%to 4.00%, due serially to 2035(net premiums of$421,023) 12,858,041 (592,018) 12,266,023 585,000 Department of Water Resources, 3.18%,due semiannually to 2021,secured by real and personal property 731,001 (285,510) 445,491 294,638 Installment loan,4.58% due serially to 2023 47,745 47,745 22,803 Totals $ 63,910,483 $ $ (4,404,088) $ 59,506,395 $ 4,508,430 Page 29 TRUCKEE DONNER PUBLIC UTILITY DISTRICT NOTES TO FINANCIAL STATEMENTS December 31, 2019 and 2018 NOTE 5— LONG-TERM DEBT (Continued) Long-term debt consisted of the following at December 31, 2018: January 1, December 31, Due within 2018 Additions Reductions 2018 one year Pension Obligation Bonds Electric,2.47% due semi-annually to 2022 $ 4,745,000 $ $ (1,269,000) $ 3,476,000 $ 920,000 State Revolving Fund Loan— Water,2.34%,due semi-annually beginning in 2006 to 2026 6,140,596 (661,007) 5,479,589 676,565 Special Tax Bonds—Mello Roos,4.18%,due serially to2032 9,502,700 (337,900) 9,164,800 371,200 Special Tax Bonds—Mello Roos,3.25%to 5.7%, due serially to 2035(net unamortized discounts of$78,067) 13,892,246 (335,313) 13,556,933 335,000 Special Tax Bonds—Mello Roos,3.50%to 5.50%, due serially to 2035(net unamortized discounts of$8,626) 17,055,856 (449,482) 16,606,374 440,000 Certificates of Participation— Water,4.00%to 5.00% due serially to 2021 refinanced in 2016 2,634,000 (644,000) 1,990,000 659,000 Certificates of Participation— Water,2.00%to 4.00%, due serially to 2035(net premiums of$448,041) 13,435,059 (577,018) 12,858,041 565,000 Department of Water Resources, 3.18%,due semiannually to 2021,secured by real and personal property 1,007,651 (276,650) 731,001 285,510 Installment loan,4.58% due serially to 2023 58,403 (10,658) 47,745 11,146 Totals $ 68,471,511 $ $ (4,561,028) $ 63,910,483 $ 4,263,421 Page 30 TRUCKEE DONNER PUBLIC UTILITY DISTRICT NOTES TO FINANCIAL STATEMENTS December 31, 2019 and 2018 NOTE 5— LONG-TERM DEBT (Continued) During April 2004, the District obtained financing in the form of a State Revolving Fund Loan, the proceeds of which were utilized in the replacement of the Donner Lake water system. The District submitted expenditures to the State for reimbursement of $12,732,965. The semi-annual principal and interest payments are$400,426 and commenced in 2006. In 2004,the remaining balance of$12,227,122 was used to pay off the temporary lines of credit obtained in 2001 and 2002 to fund the Donner Lake project. (See note 8). During December 2003, the Old Greenwood Community Facilities District issued $12,445,000 of Special Tax Bonds, the net proceeds of which were utilized to finance various public improvements for property within Old Greenwood. (See note 7). The terms of the Special Tax Bonds call for debt service payments to be provided solely by taxes levied on and collected from the owners of the taxable land within Old Greenwood. The bonds are secured by land located within Old Greenwood. In January 2014, the original 2003 bonds issued for the Old Greenwood Community Facilities District were refunded (refinanced)by issuing 2014 bonds to a private investment firm at a lower rate,saving the property owners in Old Greenwood over $3 million over the term of the bonds. The 2014 bonds did not require a reserve fund. Therefore the reserve fund of the 2003 bonds was utilized to reduce the principal. The 2014 bonds have similar terms and have the same rate and method of apportionment for the Old Greenwood parcel owners as the original 2003 bonds. During 2005 and 2004 respectively, the Gray's Crossing Community Facilities District issued $15,375,000 and $19,155,000 of Special Tax Bonds, the net proceeds of which were utilized to finance various public improvements for property within Gray's Crossing. (See note 7). The terms of the Special Tax Bonds call for debt service payments to be provided solely by taxes levied on and collected from the owners of the taxable land within Gray's Crossing. The bonds are secured by land located within Gray's Crossing. On October 12, 2006, through the Truckee Donner Public Utility District Financing Corporation on behalf of the District issued $26,570,000 of Certificates of Participation to refund 100% of the outstanding balance of Certificates issued in 1996, complete the funding of the Donner Lake Assessment District water system, and fund water system capital improvements.The refunding portion of the 2006 COP's,totaling$8,465,000, has an average interest rate of 4.10%. The refunded 1996 COP's had an average interest rate of 5.41%. The net proceeds of $7,500,557 (after payment of $63,733 in underwriting fees, insurance and other issuance costs) plus an additional $1,315,194 of reserve fund monies were used to prepay the outstanding debt service requirements on the 1996 COP's. The terms of the Certificates call for payments to be made only from the net revenues of the Water Division and the debt is secured by this revenue. These revenues are required to be at least equal to 125% of the debt service for each year. In 2015, a portion of the 2006 COP was refunded. Since a portion of the 2006 COP was used for advance refunding of previous COP, that portion could not be advance refunded at the time of the refunding. The new 2015 refunding did not require a reserve fund. The reserve fund was liquidated and applied towards reducing the debt principal. The estimated net present value savings were $1,600,000 or 10% over the remaining life of issuance. In 2016, the remaining portion of the 2006 COP was refunded. Due to the refunding an estimated net present value savings of$222,000 was achieved. Page 31 TRUCKEE DONNER PUBLIC UTILITY DISTRICT NOTES TO FINANCIAL STATEMENTS December 31, 2019 and 2018 NOTE 5— LONG-TERM DEBT (Continued) Under the Safe Drinking Water Bond Law of 1986, the Department of Water Resources provided a $5,000,000 loan to the District in 1993. The loan was to finance capital improvements to the public water supply and to reduce water quality hazards. The terms of the loan call for payments to be made only from the net revenues of the Water Division, which are required to be sufficient to pay the debt service for each year. In June 2011, the District refunded (refinanced) an existing $7.8 million pension side fund obligation for its participation in CalPERS. Prior to 2011, the annual side fund payments were expensed and described in the Notes to Financial Statements. The pension side fund liability was amortized through June 2022 with a 7.75% rate. This liability was not required to be reported on the District's Statement of Net Position, but the future pension expense was included in budget and rate calculations.The new refunding rate of 5%reduced the District's annual pension costs by almost $100,000 through 2022. In 2016, the District refunded the pension side fund again earning the District annual savings of$30,000 or$164,000 in total. As a normal part of its operations, the District finances the acquisition of certain assets through the use of installment loans. These loans have been used to finance the purchase of vehicles, equipment, and certain water system improvements. There were no additional installment loans in 2019 or in 2018. Scheduled payments on debt are: Principal Interest Total 2020 $ 4,508,430 $ 2,627,679 $ 7,136,109 2021 4,574,633 2,479,049 7,053,682 2022 3,441,721 2,331,982 5,773,703 2023 3,075,746 2,205,289 5,281,035 2024 3,280,323 2,076,955 5,357,278 2025-2029 16,909,107 8,207,185 25,116,292 2030-3034 19,926,900 3,894,715 23,821,615 2035-2039 3,450,000 186,265 3,636,265 $ 59,166,860 $ 24,009,119 $ 83,175,979 Plus: Unamortized premiums 421,023 Less: Unamortized discounts (81,488) $ 59,506,395 Page 32 TRUCKEE DONNER PUBLIC UTILITY DISTRICT NOTES TO FINANCIAL STATEMENTS December 31, 2019 and 2018 NOTE 6— UNEARNED REVENUES Transactions that have not yet met revenue recognition requirements are recorded as a non-current liability and reflected in the accompanying Statement of Net Position. As of December 31, 2019 and 2018, unearned revenues consist of unearned special assessment revenues, development agreement deposits, connection fees, and other deposits. Unearned revenues consisted of the following at December 31, 2019 and 2018: January 1, December 31, 2019 Additions Reductions 2019 Unearned tax revenues $ 1,614,691 $ 1,706,804 $ (1,644,077) $ 1,677,418 Development agreement deposits 3,727,796 2,051,670 (2,568,805) 3,210,661 Connection fees and other deposits 1,227,145 1,612,713 (1,475,232) 1,364,626 Totals $ 6,569,632 $ 5,371,187 $ (5,688,114) $ 6,252,705 January 1, December 31, 2018 Additions Reductions 2018 Unearned tax revenues $ 1,582,326 $ 1,614,691 $ (1,582,326) $ 1,614,691 Development agreement deposits 2,768,422 2,306,700 (1,347,326) 3,727,796 Connection fees and other deposits 885,654 1,440,232 (1,098,741) 1,227,145 Totals $ 5,236,402 $ 5,361,623 $ (4,028,393) $ 6,569,632 NOTE 7—COMMUNITY FACILITIES DISTRICTS In order to finance various public improvements needed to develop property within the Town of Truckee, California, the District formed Community Facilities Districts (CFD), which issued Special Tax Bonds pursuant to the Mello-Roos Community Facilities Act of 1982, as amended. Accordingly, the Bonds are special obligations of the respective Community Facilities Districts and are payable solely from revenues derived from taxes levied on and collected from the owners of the taxable land within the respective Community Facilities Districts. These Special Tax Bonds are not general or special obligations of the District. The Board of Directors of the District is the legislative body of the Communities Facilities Districts and as such they approve the rates and method of apportionment of the special taxes. As improvements were completed, the infrastructure was donated in the form of a capital contribution to the Town of Truckee, the Truckee Sanitary District, Southwest Gas, and the District. In December 2003, the Community Facilities District No. 03-1 (Old Greenwood) was formed and issued $12,445,000 in Special Tax Bonds (the 03-1 Bonds). In January 2014, the original 2003 bonds were refunded (refinanced)by issuing 2014 bonds to a private investment firm at a lower rate,saving the property owners in Old Greenwood over$3 million over the term of the bonds. The 2014 bonds have similar terms and have the same rate and method of apportionment for the Old Greenwood parcel owners as the original 2003 bonds. During 2019 and 2018 respectively, taxes of$775,524 and $723,694 were levied by Old Greenwood. Of these amounts, $387,762 and $361,847 relate to 2019 and 2018 respectively, and accordingly are included in tax revenues in the accompanying Statement of Revenues, Expenses, and Changes in Net Position.The remaining amount will be recognized in future periods and are included in unearned revenues on the accompanying Statement of Net Position. Page 33 TRUCKEE DONNER PUBLIC UTILITY DISTRICT NOTES TO FINANCIAL STATEMENTS December 31, 2019 and 2018 NOTE 7—COMMUNITY FACILITIES DISTRICTS (Continued) In September 2004, the Community Facilities District No. 04-1 (Gray's Crossing) was formed and issued $15,375,000 in Special Tax Bonds (the 04-1 Bonds). In 2005, an additional $19,155,000 (2005 Series) in Special Tax Bonds was issued for the Gray's Crossing CFD. During the county tax roll for 2019 and 2018, taxes of $2,579,317 and $2,505,688 respectively were levied by Gray's Crossing. Of this amount, $1,298,658 and $1,252,844 relate to 2019 and 2018 respectively, and accordingly, are included in tax revenues. The remaining levied amount through the county tax roll will be recognized in future periods and is included in unearned revenues on the accompanying Statement of Net Position. The official statements and continuing disclosures may be viewed on the web site of Electronic Municipal Market Access(EMMA)of the Municipal Securities Rulemaking Board (MSRB), http://emma.msrb.org/.The Committee on Uniform Securities Identification Procedures number(CUSIP)for these special tax bonds is CUSIP 897817. NOTE 8— DONNER LAKE WATER COMPANY ACQUISITION In 2001, the District acquired the Donner Lake Water Company by initiating an eminent domain lawsuit. As a part of the takeover, the District replaced the entire water system, which cost approximately $15.6 million and was completed in 2006. The District initially estimated the replacement cost to be $13 million. The Donner Lake property owners agreed to reimburse the District for the full costs of the replacement. Therefore, an assessment was placed on each Donner Lake homeowner's property for a pro- rata share of the $13 million payable immediately or with an option to pay over 20 years. The assessment is collected by Nevada County and Placer County on behalf of the District and is secured by the Donner Lake property owners. A monthly $6.65 water system upgrade surcharge is paid by the Donner Lake customers to reimburse the District for the $2.6 million cost incurred in excess of the assessment. In April 2004, the District obtained financing in the form of a State Revolving Fund Loan for$12,732,965 at a rate of 2.34%.The District is required to fund a reserve account by making semi-annual reserve payments in the amount of$40,043 for a 10-year period. The reserve fund was fully funded as of December 31, 2016. As of December 31, 2019 and 2018, the assessment receivable from the property owners was$1,562,702 and $2,294,810. These amounts are shown as Special Assessments Receivable in the Statement of Net Position. The proceeds of the assessment and surcharge are placed in the Donner Lake Special Assessment District Improvement Fund and used to pay the debt service for the water system improvements. Page 34 TRUCKEE DONNER PUBLIC UTILITY DISTRICT NOTES TO FINANCIAL STATEMENTS December 31, 2019 and 2018 NOTE 9— EMPLOYEE BENEFIT PLANS A. PENSION PLANS Plan Description —All qualified permanent and probationary employees are eligible to participate in the District's Miscellaneous Employee Pension Plans, cost-sharing multiple employer defined benefit pension plans administered by the California Public Employees' Retirement System (CaIPERS). Benefit provisions under the Plans are established by State statute and Local Government resolution. CalPERS issues publicly available reports that include a full description of the pension plans regarding benefit provisions, assumptions and membership information that can be found on the CalPERS website. Benefits Provided—CalPERS provides service retirement and disability benefits,annual costs of living adjustments and death benefits to plan members, who must be public employees and beneficiaries. Benefits are based on years of credited service, equal to one year of full time employment. Members with five years of total service are eligible to retire at age 50 with statutorily reduced benefits. All members are eligible for non-duty disability benefits after 10 years of service. The death benefits is Optional Settlement 2W Death Benefit. The cost of living adjustments for each plan are applied as specified by the Public Employees' Retirement Law. The 2.7% at 55 Miscellaneous Plan is closed to new entrants. The plans' provisions and benefits in effect at December 31, 2019 are summarized as follows: Miscellaneous Prior to On or after Hire Date January 1, 2013 January 1, Benefit Formula 2.7% @ 55 2% @ 62 Benefit Vesting Schedule 5 years service 5 years service Benefit Payments monthly for life monthly for life Retirement Age 50 and Up 52 and Up Monthly Benefits, as a % of eligible compensation 2.0% - 2.7% 1.0%to 2.5% Required Employee Contributions Rates 8% 6.75% Required Employer Contributions Rates 12.514% 6.985% Contributions— Section 208149(c) of the California Public Employee's Retirement Law requires that the employer contribution rates for all public employers be determined on an annual basis by the actuary and shall be effective on the July 1 following notice of a change in the rate. Funding contributions for both Plans are determined annually on an actuarial basis as of June 30 by CalPERS. The actuarially determined rate is the estimated amount necessary to finance the costs of benefits earned by employees during the year, with an additional amount to finance any unfunded accrued liability. The District is required to contribute the difference between the actuarially determined rate and the contribution rate of employees. Contributions shown below are for the fiscal year of July 1, 2018 through June 30, 2019. Miscellaneous Prior to On or after Hire Date January 1, 2013 January 1, Benefit Formula 2.7% @ 55 2% @ 62 2019 Employer Contributions $1,248,232 $160,568 2018 Employer Contributions $1,136,849 $109,627 Page 35 TRUCKEE DONNER PUBLIC UTILITY DISTRICT NOTES TO FINANCIAL STATEMENTS December 31, 2019 and 2018 NOTE 9— EMPLOYEE BENEFIT PLANS (Continued) B. PENSION LIABILITIES, PENSION EXPENSES AND DEFERRED OUTFLOWS/INFLOWS OF RESOURCES RELATED TO PENSIONS As of December 31, 2019, the District reported net pension liabilities for its proportionate shares of the net pension liability as follows: Proportionate Share of Net Pension Liability Fiscal Year Ending June 30, 2019 June 30, 2018 $12,872,646 $11,742,137 The District's net pension liability is measured as a proportionate share of the net pension liability. The net pension liability is measured as of June 30, 2019, and the total pension liability used to calculate the net pension liability was determined by an actuarial valuation as of June 30, 2018 rolled forward to June 30, 2019 using standard update procedures. The District's proportion of the net pension liability was based on a projection of the District's long-term share of contributions to the pension plans relative to the projected contributions of all participating employers, actuarially determined. The District's proportionate share of the net pension liability for the Plan for the measurement date of June 30, 2019 and June 30, 2018 is as follows: Percentage Share of Risk Pool Measurement Date June 30, 2019 June 30, 2018 Change Percentage of Plan NPL 0.32145% 0.31157% 0.00988% At December 31, 2019 and 2018 the District reported deferred outflows of resources and deferred inflows of resources related to pensions from the following sources: 2019 Deferred Outflows of Deferred Inflows of Resources Resources Changes of assumptions $ 396,231 $ - Differences between expected and actual experience 824,788 - Differences between projected and actual investment earnings - 225,054 Differences between employer's contributions and proportionate share of contributions - 319,814 Change in employer's proportion 348,223 - Pension contributions made subsequent to the measurement date 780,764 - Total $ 2,350,006 $ 544,868 Page 36 TRUCKEE DONNER PUBLIC UTILITY DISTRICT NOTES TO FINANCIAL STATEMENTS December 31, 2019 and 2018 NOTE 9— EMPLOYEE BENEFIT PLANS (Continued) B. PENSION LIABILITIES, PENSION EXPENSES AND DEFERRED OUTFLOWS/INFLOWS OF RESOURCES RELATED TO PENSIONS (Continued) 2018 Deferred Outflows of Deferred Inflows of Resources Resources Changes of assumptions $ 1,010,564 $ - Differences between expected and actual experience 297,214 - Differences between projected and actual investment earnings 58,050 - Differences between employer's contributions and proportionate share of contributions - 244,597 Change in employer's proportion 215,948 - Pension contributions made subsequent to the measurement date 704,797 - Total $ 2,286,573 $ 244,597 $780,764 is reported as deferred outflows of resources related to contributions subsequent to the measurement date will be recognized as a reduction of the net pension liability in the year ended December 31, 2019. Other amounts reported as deferred outflows of resources and deferred inflows of resources related to pensions will be recognized as pension expense as follows: Year Ended December 31 Amount 2020 $ 970,823 2021 (111,347) 2022 119,421 2023 45,477 $ 1,024,374 Page 37 TRUCKEE DONNER PUBLIC UTILITY DISTRICT NOTES TO FINANCIAL STATEMENTS December 31, 2019 and 2018 NOTE 9— EMPLOYEE BENEFIT PLANS (Continued) B. PENSION LIABILITIES, PENSION EXPENSES AND DEFERRED OUTFLOWS/INFLOWS OF RESOURCES RELATED TO PENSIONS (Continued) Actuarial Assumptions —The total pension liabilities in the June 30, 2019 actuarial valuations were determined using the following actuarial assumptions: Miscellaneous 2019 Valuation Date June 30, 2018 Measurement Date June 30, 2019 Actuarial Cost Method Entry-Age Normal Cost Method Actuarial Assumptions: Discount Rate 7.15% Inflation 2.50% Salary Increase Varies by Entry Age and Service Investment Rate of Return 7.15% Net of Pension Plan Investment and Administrative Expenses; includes Inflation Mortality(1) Derived using CalPERS membership data for all funds (1) The mortality table used was developed based on CalPERS' specific data. The Table includes 15 years of mortality improvements using 90 percent of Scale MP 2016 published by the Society of Actuaries. For more details on this table, please refer to the 2017 experience study report. All underlying mortality assumptions and all other actuarial assumptions used in the June 30, 2018 valuation were based on results of a December 2017 CalPERS Experience Study and Review of Actuarial Assumptions. Further details of the Experience Study can be found on the CalPERS website. Discount Rate -The discount rate used to measure the total pension liability as of June 30, 2019 was 7.15%. To determine whether the municipal bond rate should be used in the calculation of a discount rate for each plan, CalPERS stress tested plans that would most likely result in a discount rate that would be different from the actuarially assumed discount rate. Based on the testing, none of the tested plans run out of assets. Therefore, the current 7.15% discount rate used is adequate and the use of the municipal bond rate calculation is not necessary. The long term expected discount rate of 7.15% will be applied to all plans in the Public Employees Retirement Fund (PERF). The stress test results are presented in a detailed report that can be obtained from the CalPERS website. The long-term expected rate of return on pension plan investments was determined using a building- block method in which best-estimate ranges of expected future real rate of return (expected returns, net of pension plan investment expense and inflation) are developed for each major asset class. In determining the long-term expected rate of return, CalPERS took into account both short-term and long-term market return expectations as well as the expected pension fund cash flows. Using historical returns of all the funds' asset classes, expected compound returns were calculated over the short-term Page 38 TRUCKEE DONNER PUBLIC UTILITY DISTRICT NOTES TO FINANCIAL STATEMENTS December 31, 2019 and 2018 NOTE 9— EMPLOYEE BENEFIT PLANS (Continued) B. PENSION LIABILITIES, PENSION EXPENSES AND DEFERRED OUTFLOWS/INFLOWS OF RESOURCES RELATED TO PENSIONS (Continued) (first 10 years) and the long term (11 + years) using a building-block approach. Using the expected nominal returns for both short-term and long-term,the present value of benefits was calculated for each fund. The expected rate of return was set by calculating the single equivalent expected return that arrived at the same present value of benefits for cash flows as the one calculated using both short-term and long-term returns. The expected rate of return was then set equivalent to the single equivalent rate calculated above and rounded down to the nearest one quarter of one percent. The table below reflects the long-term expected real rate of return by asset class. The rate of return was calculated using the capital market assumptions applied to determine the discount rate and asset allocation. The target allocation shown below was adopted by CaIPERS' Board effective on July 1, 2018. New Strategic Asset Class Allocation Global Equity 50.0% Private Equity 8.0% Fixed Income 28.0% Real Assets 13.0% Liquidity 1.0% Total 100.0% Sensitivity of the Proportionate Share of the Net Pension Liability to Changes in the Discount Rate — The following presents the District's proportionate share of the net pension liability for each Plan, calculated using the discount rate for each Plan, as well as what the District's proportionate share of the net pension liability would be if it were calculated using a discount rate that is 1% point lower or 1% point higher than the current rate: Miscellaneous Measurement Date June 30,2019 1% Decrease 6.15% Net Pension Liability $20,033,641 Current Discount Rate 7.15% Net Pension Liability $12,872,646 1% Increase 8.15% Net Pension Liability $6,961,750 Pension Plan Fiduciary Net Position—Detailed information about each pension plan's fiduciary net position is available in the separately issued CalPERS financial reports. C. PAYABLE TO THE PENSION PLAN At December 31, 2019 and 2018 respectively the District did not report a payable for outstanding required contributions to the pension plan. Page 39 TRUCKEE DONNER PUBLIC UTILITY DISTRICT NOTES TO FINANCIAL STATEMENTS December 31, 2019 and 2018 NOTE 9— EMPLOYEE BENEFIT PLANS (Continued) D. DEFERRED COMPENSATION PLAN The District maintains two deferred compensation plans: a 401(a)and a 457 plan, (the Plans)for certain qualified employees. The District matches 6.78% of eligible employee contributions. In 2019 the total match was $162,913 compared to $137,045 in 2018. The District has no liability for losses under the Plans, but does have the duty of due care that would be required of an ordinary prudent investor. The District has not reflected the Plans' assets and corresponding liabilities (if any) on the accompanying Statement of Net Position. E. OTHER POST EMPLOYMENT BENEFITS(OPEB) General Information - As discussed in Note 1, beginning with the year ended December 31, 2018, the District adopted the provisions of GASB Statement No. 75, Accounting and Financial Reporting for Postemployment Benefits Other Than Pensions. The District's retiree Benefits Plan (the Plan) recognizes benefit payments when due and payable in accordance with the benefit terms. The Plan's fiduciary net position has been determined on the same basis as is reported by the Plan in calculating the fiduciary net position (Net OPEB Liability), deferred outflows of resources and deferred inflows of resource and associated OPEB expense. The District administers a single-employer defined-benefit post-employment healthcare plan. Dependents are eligible to enroll. Benefits Provided—Retirees are eligible for a District contribution towards premiums for the retiree health plans(s) if they have 10+ years of District service. The maximum District contribution is based on years of service. The Retiree is eligible for 50% of the following maximums, with a minimum of 10 years of service, plus 5% for each year of service over 10 years: $475 per person enrolled in the plan, if not eligible for Medicare, and $375 per person enrolled, if eligible for Medicare. Employees Covered — At June 30, 2017 (the valuation date), the benefit terms covered the following employees: Category Count Active Employees: 68 Inactive Employees, spouses, or beneficiaries currently receiving payment(s): 53 Inactive employees entitled to but not yet receiving benefit payment(s): 0 Total 121 Contributions — The District pays benefits as they come due and contributes additionally to the Trust annually. The District's annual contribution to the Trust as of December 31, 2019 was $100,000. Page 40 TRUCKEE DONNER PUBLIC UTILITY DISTRICT NOTES TO FINANCIAL STATEMENTS December 31, 2019 and 2018 NOTE 9— EMPLOYEE BENEFIT PLANS (Continued) E. OTHER POST EMPLOYMENT BENEFITS(OPEB) (Continued) Net OPEB Liability— The District's net OPEB liability was measured as of December 31, 2018, and the total OPEB liability used to calculate the net OPEB liability was determined by an actuarial valuation as of June 30, 2017. Actuarial Assumptions The total OPEB Liability in the December 31, 2018 measurement was determined using the following actuarial assumptions, applied to all periods included in the measurement, unless otherwise specified: Inflation: 2.00% Salary Increases: Base salary increases in year one: 2.750%. Additional merit-based increases based on CalPERS. Investment Rate of Return: 7.59% Healthcare cost trend rates: 6.50% in the first year, trending down to 3.84% over 57 years Mortality Rates: Based on CalPERS tables The discount rate used to measure the total OPEB liability was 7.59%. The projection of cash flows used to determine the discount rate assumed that the District contribution will be made at rates equal to the actuarially determined contribution rates. Based on those assumptions,the OPEB plan's fiduciary net position was projected to cover all future OPEB payments. Therefore, the discount rate was set equal to the long-term expected rate of return. Changes in the Net OPEB Liability—The changes in the net OPEB liability for the Plan are as follows: Increases (Decreases) Total OPEB Plan Fiduciary Net OPEB Liability Net Position Liability (a) (b) (c)= (a)-(b) Balance as of Report Date December 31, 2018 $ 6,615,140 $ 2,206,411 $ 4,408,729 Changes for the year: Service Cost 178,856 - 178,856 Interest 457,563 - 457,563 Differences between Expected and (29,828) - (29,828) Actual Experience - - - Changes of Assumptions (233,084) (233,084) Contributions - - - Employer- District's Contribution - 294,698 (294,698) Employer- Implicit Subsidy - 270,061 (270,061) Net Investment Income - (110,318) 110,318 Benefit Payments (244,700) (244,700) - Implicity Rate Subsidy Credit (270,061) (270,061) - Administrative Expenses - (557) 557 Net Changes (141,254) (60,877) (80,377) Balance as of Report Date December 31, 2019 $ 6,473,886 $ 2,145,534 $ 4,328,352 Page 41 TRUCKEE DONNER PUBLIC UTILITY DISTRICT NOTES TO FINANCIAL STATEMENTS December 31, 2019 and 2018 NOTE 9— EMPLOYEE BENEFIT PLANS (Continued) E. OTHER POST EMPLOYMENT BENEFITS(OPEB)(Continued) Increases (Decreases) Total OPEB Plan Fiduciary Net OPEB Liability Net Position Liability (a) (b) (c)= (a)-(b) Balance as of Report Date December 31, 2017 $ 6,465,503 $ 1,997,471 $ 4,468,032 Changes for the year: Service Cost 170,473 - 170,473 Interest 448,374 - 448,374 Differences between Expected and - - - Actual Experience - - - Changes of Assumptions - - Contributions - - - Employer- District's Contribution - 256,280 (256,280) Employer- Implicit Subsidy - 254,930 (254,930) Net Investment Income - 167,459 (167,459) Benefit Payments (214,280) (214,280) - Implicity Rate Subsidy Credit (254,930) (254,930) - Administrative Expenses - (519) 519 Net Changes 149,637 208,940 (59,303) Balance as of Report Date December 31, 2018 $ 6,615,140 $ 2,206,411 $ 4,408,729 Sensitivity of the net OPEB liability to changes in the discount rate -The net OPEB liability of the District, as well as what the District's net OPEB liability would be if it were calculated using a discount rate that is one percentage point lower(6.59%) or one percentage point higher(8.59%) is as follows: 1%Decrease Discount Rate 1%Increase 6.59% 7.59% 8.59% Net OPEB Liability $4,899,679 $4,328,352 $3,687,036 Sensitivity of the net OPEB liability to changes in the healthcare cost trend rates -The net OPEB liability of the District, as well as what the District's net OPEB liability would be if it were calculated using healthcare cost trend rates that are one percentage point lower(5.50%) or one percentage point higher (7.50%)than current healthcare cost trend rates is as follows: 1% Decrease Trend Rate 1% Increase 5.50% 6.50% 7.50% Decreasing to Decreasing to Decreasing to 2.84% 3.84% 4.84% Net OPEB Liability $3,944,244 $4,328,352 $4,596,413 Page 42 TRUCKEE DONNER PUBLIC UTILITY DISTRICT NOTES TO FINANCIAL STATEMENTS December 31, 2019 and 2018 NOTE 9— EMPLOYEE BENEFIT PLANS (Continued) E. OTHER POST EMPLOYMENT BENEFITS(OPEB)(Continued) OPEB Plan Fiduciary Net Position—CERBT issues a publicly available financial report for the overall OPEB plan's fiduciary net position which may be obtained from CalPERS at PO Box 942709, Sacramento, Ca. 94229-2709. OPEB Expense and Deferred Inflows and Outflows of Resources Related to OPEB— For the year ended December 31, 2019, the District recognized an OPEB expense of$469,313. At December 31, 2019 and 2018, the District reported deferred outflows of resources and deferred inflows of resources related to OPEB from the follow sources: 2019 Deferred Outflows of Deferred Inflows of Resources Resources Differences between expected and actual experience $ - $ (25,566) Changes of assumptions - (279,294) Net Difference between Projected and Actual Earnings on OPEB Plan Investments 212,101 - District contributions made subsequent to the measurement date 388,162 - Total $ 600,263 $ (304,860) 2018 Deferred Outflows of Deferred Inflows of Resources Resources Differences between expected and actual experience $ - $ - Changes of assumptions -Net Difference between Projected and Actual Earnings on OPEB Plan Investments - (15,069) District contributions made subsequent to the measurement date 344,700 - Total $ 344,700 $ (15,069) Page 43 TRUCKEE DONNER PUBLIC UTILITY DISTRICT NOTES TO FINANCIAL STATEMENTS December 31, 2019 and 2018 NOTE 9— EMPLOYEE BENEFIT PLANS (Continued) E. OTHER POST EMPLOYMENT BENEFITS(OPEB)(Continued) The $388,162 reported as deferred outflows of resources related to contributions subsequent to the December 31, 2018 measurement date will be recognized as a reduction of the net OPEB liability during the fiscal year ending December 31, 2020. Other amounts reported as deferred outflows of resources and deferred inflows of resources related to OPEB will be recognized in OPEB expense as follows: Year Ended December 31 Amount 2020 $1,273 2021 $1,273 2022 $1,272 2023 $5,039 2024 ($50,811) remaining $50,805 Total ($92,759) NOTE 10—SELF FUNDED INSURANCE The District has a self-funded vision insurance program and claims were processed by and on behalf of the District. The District did not maintain a claim liability; rather claims were expensed as paid. The amount of claims paid for each of the past three years have not been material. Page 44 TRUCKEE DONNER PUBLIC UTILITY DISTRICT NOTES TO FINANCIAL STATEMENTS December 31, 2019 and 2018 NOTE 11 —SEGMENT DISCLOSURE The District has issued revenue bonds to finance electric and water distribution facilities. The District also issued special tax bonds secured by tax revenues from Mello-Roos Community Facilities Districts. Each project has an external requirement to be reported separately, and investors in the revenue bonds and special tax bonds rely solely on the revenue generated by the individual projects for repayment. Summary financial information for each project is presented on the following pages for the years ending December 31, 2019 and 2018. STATEMENT OF NET POSITION December 31,2019 Gray's Old ASSETS AND DEFERRED OUTFLOWS OF RESOURCES Electric Water Crossing Greenwood Eliminations Grand Total Current assets $ 27,392,285 $ 10,812,929 $ 9,297,427 $ 1,046,154 $ (3,822) $ 48,544,973 Non-current assets: Capital assets,net 58,755,925 75,056,327 - - - 133,812,252 Restricted assets - 1,730,450 - - - 1,730,450 Other long-term assets 248,925 1,562,702 1,811,627 Total Noncurrent Assets 59,004,850 78,349,479 137,354,329 Deferred outflows of resources Pension 1,410,003 940,003 - - - 2,350,006 OPEB 360,158 240,105 - - - 600,263 Unamortized loss on refunding 511,174 - - - 511,174 Unamortized redemption premium 68,152 68,152 1,838,313 1,691,282 3,529,595 TOTAL ASSETS AND DEFERRED OUTFLOWS $ 88,235,448 $ 90,853,690 $ 9,297,427 $ 1,046,154 $ (3,822) $ 189,428,897 OF RESOURCES LIABILITIES,DEFERRED INFLOWS OF RESOURCES AND NET POSITION Current liabilities $ 5,083,892 $ 2,838,642 $ 1,402,690 $ 531,024 $ (3,822) $ 9,852,426 Non-current Liabilities Long-term debt,net of current portion 1,602,942 16,606,411 28,403,512 8,385,100 - 54,997,965 Net pension liability 7,723,588 5,149,058 - - - 12,872,646 OPEB liability 2,597,011 1,731,341 - - - 4,328,352 Unearned revenues 3,431,825 1,143,462 1,289,656 387,762 6,252,705 Total Noncurrent Liabilities 15,355,366 24,630,272 29,693,168 8,772,862 78,451,668 Total Liabilities 20,439,258 27,468,914 31,095,858 9,303,886 (3,822) 88,304,094 Deferred inflows of resources Pension 326,921 217,947 - - - 544,868 OPEB 182,916 121,944 304,860 Total Deferred Inflows of Resources 509,837 339,891 849,728 Net Position Net investment in capital assets 56,177,122 56,721,963 (29,263,512) (8,793,600) - 74,841,973 Restricted for debt service 2,455,343 5,803,021 2,794,303 - - 11,052,667 Unrestricted 8,653,888 519,901 4,670,778 535,868 14,380,435 Total Net Position 67,286,353 63,044,885 (21,798,431) (8,257,732) 100,275,075 TOTAL LIABILITIES,DEFERRED INFLOWS $ 88,235,448 $ 90 853,690 $ 9,297,427 $ 1,046,154 $ (3,822) $ 189,428,897 OF RESOURCES AND NET POSITION Page 45 TRUCKEE DONNER PUBLIC UTILITY DISTRICT NOTES TO FINANCIAL STATEMENTS December 31, 2019 and 2018 NOTE 11 —SEGMENT DISCLOSURE (Continued) December 31,2018 Gray's Old ASSETS AND DEFERRED OUTFLOWS OF RESOURCES Electric Water Crossing Greenwood Eliminations Grand Total Current assets $ 25,903,974 $ 9,424,443 $ 9,098,052 $ 1,045,803 $ $ 45,472,272 Non-current assets: Capital assets,net 53,535,186 76,638,364 - - - 130,173,550 Restricted assets - 1,753,275 - - - 1,753,275 Other long term assets 311,157 2,294,811 2,605,968 Total Noncurrent Assets 53,846,343 80,686,450 134,532,793 Deferred outflows of resources Pension 1,371,944 914,629 - - - 2,286,573 OPEB 206,820 137,880 - - - 344,700 Unamortized loss on refunding - 543,976 - - - 543,976 Unamortized redemption premium 95,412 95,412 Total Deferred Outflows of Resources 1,674,176 1,596,485 3,270,661 TOTAL ASSETS AND DEFERRED OUTFLOWS $ 81,424,493 $ 91,707,378 $ 9,098,052 $ 1,045,803 $ $ 183,275,726 OF RESOURCES LIABILITIES,DEFERRED INFLOWS OF RESOURCES AND NET POSITION Current liabilities $ 5,114,244 $ 2,794,434 $ 1,327,047 $ 498,896 $ $ 9,734,621 Non-current Liabilities Long-term debt,net of current portion 2,592,599 18,872,556 29,388,307 8,793,600 - 59,647,062 Net pension liability 7,045,282 4,696,855 - - - 11,742,137 OPEB liability 2,645,237 1,763,492 - - - 4,408,729 Unearned revenues 3,451,288 1,503,653 1,252,844 361,847 6,569,632 Total Noncurrent Liabilities 15,734,406 26,836,556 30,641,151 9,155,447 82,367,560 Total Liabilities 2058481650 2916301990 3159681198 956541343 92,102,181 Deferred inflows of resources Pension 146,758 97,839 - - - 244,597 OPEB 91041 61028 15,069 Total Deferred Inflows of Resources 1551799 1039867 259,666 Net Position Net investment in capital assets 50,048,040 56,123,709 (30,163,307) (9,164,800) - 66,843,642 Restricted for debt service 15777,693 5,114,785 2,850,263 - - 9,742,741 Unrestricted 855949312 7349026 454429898 5569260 14,327,496 Total Net Position 60,420,045 61,972,520 (22,870,146) (8,608,540) 90,913,879 TOTAL LIABILITIES,DEFERRED INFLOWS $ 81,424,494 $ 91,707,377 $ 9,098,052 $ 1,045,803 $ $ 183,275,726 OF RESOURCES AND NET POSITION Page 46 TRUCKEE DONNER PUBLIC UTILITY DISTRICT NOTES TO FINANCIAL STATEMENTS December 31, 2019 and 2018 NOTE 11 —SEGMENT DISCLOSURE (Continued) STATEMENTS OF REVENUE, EXPENSES, AND CHANGES IN NET POSITION Year ended December 31,2019 Gray's Old Electric Water Crossing Greenwood Eliminations Grand Total Operating Revenues Sales to consumers $ 24,239,706 $ 12,789,947 $ - $ - $ - $ 37,029,653 Other operating revenues 3,568,272 417,479 - - (1,681,833) 2,303,918 Operating expenses (21,093,225) (9,552,319) - - 1,681,833 (28,963,711) Depreciation (2,893,711) (4,526,540) - - - (7,420,251) Non-operating revenues(expenses) 572,803 (266,838) 1,071,715 350,808 1,728,488 Income(loss)before capital&other contributions 4,393,845 (1,138,271) 1,071,715 350,808 - 4,678,097 Capital contributions,net 214725463 25210,636 4,683,099 CHANGE IN NET POSITION 6,866,308 1,072,365 1,071,715 350,808 - 9,361,196 Net Position,Beginning 601420,045 615972,520 (22,870,146) (8,608,540) 90,9135879 NET POSITION,ENDING $ 67,2865353 $ 635044,885 $ (21,7985431) $ (85257,732) $ $ 100,2755075 Year ended December 31,2018 Gray's Old Electric Water Crossing Greenwood Eliminations Grand Total Operating Revenues Sales to consumers $ 235045,437 $ 12,440,975 $ - $ - $ - S 35,486,412 Other operating revenues 3,454,838 429,540 - - (1,685,773) 2,198,605 Operating expenses (205236,775) (8,662,224) - - 1,685,773 (27,213,226) Depreciation (2,730,525) (4,148,335) - - - (6,878,860) Non-operating revenues(expenses) 344,897 (428,980) 952,248 293,885 1,162,050 Income(loss)before capital&other contributions 3,877,872 (369,024) 952,248 293,885 - 4,754,981 Capital contributions,net 25446,189 212061531 4,652,720 CHANGE IN NET POSITION 6,324,061 1,837,507 952,248 293,885 - 9,407,701 Net Position,Beginning 56,106,863 61,475,599 (23,822,394) (8,902,425) 84,857,643 Less,Restatement for change in accounting period (25010,879) (1,340,586) - - - (3,351,465) Net Position,Beginning of Year,as adjusted 545095,984 60,135,013 (23,822,394) (8,902,425) 81,506,178 NET POSITION,ENDING $ 60,420,045 $ 61,972,520 $ (22,870,146) $ (8,608,540) $ $ 90,913,879 Page 47 TRUCKEE DONNER PUBLIC UTILITY DISTRICT NOTES TO FINANCIAL STATEMENTS December 31, 2019 and 2018 NOTE 11 —SEGMENT DISCLOSURE (Continued) STATEMENTS OF CASH FLOWS Year ended December 31,2019 Gray's Old Electric Water Crossing Greenwood Eliminations Grand Total NET CASH PROVIDED BY(USED IN) Operating activities $ 8,270,006 $ 4,073,587 $ 3,822 $ - $ - $ 12,347,415 Noncapital financing activities (1,000,177) - - - - (1,000,177) Capital and related financing activities (6,146,527) (3,088,182) (281,398) (55,551) - (9,571,658) Investing activities 499,432 343,857 72,287 10,795 926,371 Net increase(decrease)in cash and cash equivalents 1,622,734 1,329,262 (205,289) (44,756) - 2,701,951 Cash and Cash Equivalents,Beginning 21,552,862 7,383,101 2,977,590 292,966 32,206,519 CASH AND CASH EQUIVALENTS,ENDING $ 23,175,596 $ 8,712,363 $ 2,772,301 $ 248,210 $ $ 34,908,470 Year ended December 31,2018 Gray's Old Electric Water Crossing Greenwood Eliminations Grand Total NET CASH PROVIDED BY(USED IN) Operating activities $ 8,346,474 $ 4,491,025 $ - $ - $ - $ 12,837,499 Noncapital financing activities (1,429,464) - - - - (1,429,464) Capital and related financing activities (5,164,526) (5,021,798) (244,480) (92,093) - (10,522,897) Investing activities 350,522 310,348 57,337 8,390 726,597 Net Increase(decrease)in cash and cash equivalents 2,103,006 (220,425) (187,143) (83,703) - 1,611,735 Cash and Cash Equivalents,Beginning 19,449,856 7,603,526 3,164,733 376,669 30,594,784 CASH AND CASH EQUIVALENTS,ENDING $ 21,552,862 $ 7,383,101 $ 2,977,590 $ 292,966 $ $ 32,206,519 Page 48 TRUCKEE DONNER PUBLIC UTILITY DISTRICT NOTES TO FINANCIAL STATEMENTS December 31, 2019 and 2018 NOTE 12— MARTIS VALLEY GROUNDWATER MANAGEMENT EFFORTS The Martis Valley aquifer underlies about 35,000 acres in both Placer and Nevada counties, near the Town of Truckee. It is the main groundwater supply for numerous public and private entities. This area has seen significant growth in the last few decades with more planned for the future. Maintaining an adequate water supply and protecting water quality are critical for the region's future. The Truckee Donner Public Utility District (TDPUD), Northstar Community Services District (NCSD) and Placer County Water Agency (PCWA) are the three primary public water agencies with jurisdiction in the Martis Valley Groundwater Basin (MVGB). Together, the TDPUD, NCSD and PCWA (Partnership Agencies) partnered to submit a Groundwater Management Plan and to help develop a groundwater model for the Martis Valley basin. The Martis Valley Groundwater Management Plan (GMP) was prepared in 2013 to reflect current water resources planning in the region and to incorporate the latest information and understanding of the underlying groundwater basin. This collaborative effort provided the guidance necessary to align groundwater policy. In addition to the GMP, a computer model of the groundwater basin was developed by the Desert Research Institute, which incorporated available data and enhanced understanding of the groundwater basin. A climate change modeling component out to the end of the century was part of the overall Federal study effort. Partner agencies each adopted the GMP in February 2012 and the model and associated report was completed in 2015. The total cost of the project was approximately $1,000,000, which includes federal funding of approximately$500,000 from the U.S. Bureau of Reclamation and $250,000 from the Lawrence Livermore National Laboratory; and contributions of$150,000 from TDPUD and $100,000 from the other members of the Partnership Agencies. In mid-2016, the California Sustainable Groundwater Management Act of 2014 (SGMA) took effect for which the District was the submitting agency of a SGMA Alternate Submittal in December, 2016 on behalf of the Town of Truckee, Placer County, Nevada County, PCWA, and Northstar CSD (Local SGMA Agencies). The SGMA Alternative Submittal was intended to comply with the new regulations. There was an adopted MOA amongst the six local agencies for this compliance project which covers the time period for preparation of the SGMA Alternative Submittal, possible conditional acceptance of the plan by DWR, and submittal of a first-year annual report. DWR had two years by statute to review the SGMA Alternative Submittal. In 2018, DWR was required to undergo groundwater basin prioritization which is the basis for compliance obligation for SGMA. The MVGB had previously been prioritized as medium priority. DWR's final Determination was to re-prioritize MVGB to low priority. This was a significant act that resulted in a direct reduction in regulatory burden and future regulatory costs that would be required for groundwater management. To ensure continued stewardship and management of the MVGB, the District and its local partners have agreed to return to the 2013 GMP framework which was never fully implemented due to SGMA. There was a kick-off meeting for the GMP in 2019 and the three local water agencies have hired a hydrogeologic consultant to prepare the first annual report as required by the GMP. The consultant's report will be presented to the GMP Stakeholder Working Group at the annual meeting in the summer of 2020. NOTE 13—CLAIMS AND JUDGMENTS From time to time,the utility is party to various pending claims and legal proceedings.Although the outcome of such matters cannot be forecasted with certainty, it is the opinion of management and the utility's legal counsel that the likelihood is remote that any such claims or proceedings will have a material adverse effect on the utility's financial position or results of operations. Page 49 TRUCKEE DONNER PUBLIC UTILITY DISTRICT NOTES TO FINANCIAL STATEMENTS December 31, 2019 and 2018 NOTE 14— RISK MANAGEMENT The utility is exposed to various risks of loss related to torts; theft of, damage to, or destruction of assets; errors and omissions; workers compensation; and health care of its employees. These risks are covered through the purchase of commercial insurance,with minimal deductibles. Settled claims have not exceeded the commercial liability in any of the past three years. There were no significant reductions in coverage compared to the prior year. NOTE 15—SUBSEQUENT EVENT Subsequent to year end, an outbreak of a novel coronavirus (COVID-19)occurred in the United States, along with various other countries globally. On March 11, 2020, the World Health Cooperative assessed the novel coronavirus outbreak and characterized it as a pandemic. Subsequent to the declaration of a pandemic, a variety of federal, state and local governments have taken actions in response to the pandemic, which have ranged by jurisdiction, but are generally expected to result in a variety of negative economic consequences, the scope of which are not currently known or quantifiable. The duration and intensity of the impact of the coronavirus and resulting impact to the District is unknown. Page 50 REQUIRED SUPPLEMENTARY INFORMATION TRUCKEE DONNER PUBLIC UTILITY DISTRICT REQUIRED SUPPLEMENTARY INFORMATION December 31, 2019 and 2018 COST SHARING DEFINED BENEFIT PENSION PLANS Schedule of the District's Proportionate Share of the Net Pension Liability Cost Sharing Defined Benefit Plans As of June 30 Last Ten Years' 2019 2018 2017 2016 2015 2014 Portion of Net Pension Liability 0.32145% 0.31157% 0.30379% 0.29837% 0.29209% 0.09982% Proportionate Share of The Net Pension Liability $12,872,646 $11,742,137 $11,975,655 $10,250,329 $8,013,400 $6,210,985 Covered-Employee Payroll $7,602,120 $7,375,933 $7,071,938 $6,670,248 $6,162,431 $6,278,545 Proportionate Share of the Net Pension Liability as Percentage of Covered Payroll 169.33% 159.20% 168.47% 153.67% 130.04% 98.92% Plan's Fiduciary Net Position(in$000s) $31,179,414 $29,308,590 $27,244,095 $30,950,578 $30,725,516 $30,386,101 Plan Fiduciary Net Position as a percentage of the Total Pension Liability 75.26% 75.26% 73.31% 75.12% 79.31% 89.17% Fiscal year 2014 was the 1st year of implementation,therefore only six years are shown Page 52 TRUCKEE DONNER PUBLIC UTILITY DISTRICT REQUIRED SUPPLEMENTARY INFORMATION December 31, 2019 and 2018 COST SHARING DEFINED BENEFIT PENSION PLANS-CONTINUED Schedule of Contributions Cost Sharing Defined Benefit Plans December 31 Last Ten Years* 2019 2018 2017 2016 2015 2014 Contractually Required Contribution(Actuarially Determined) $1,408,800 $1,246,476 $1,138,758 $1,011,908 $950,147 $943,118 Contributions in Relation to the Actuarially Determined Contributions $1,408,800 $1,246,476 $1,138,758 $1,048,897 $949,634 $943,118 Contribution deficiency(excess) $0 $0 $0 ($36,989) $513 $0 Covered-Employee Payroll $7,602,120 $7,375,933 $7,071,938 $6,670,248 $6,162,431 $6,278,545 Contributions as a percentage of covered-employee payroll 19% 17% 16% 16% 15% 15% "Fiscal year 2014 was the 1 st year of implementation,therefore only six years are shown Page 53 TRUCKEE DONNER PUBLIC UTILITY DISTRICT REQUIRED SUPPLEMENTARY INFORMATION December 31, 2019 and 2018 Schedule of Changes in The District's Net OPEB Liability and Related Ratios Measurement Date: December 31,2018 December 31,2017 Report Date: December 31,2019 December 31,2018 Total OPEB Liability Service Cost $ 178,856 $ 170,473 Interest 457,563 448,374 Changes in Benefit Terms - - Differences Between Expected and Actual Experience (29,828) - Changes of Assumptions (233,084) - Benefit Payments (244,700) (214,280) Implicit Rate Subsidy Credit (270,061) (254,930) Net Change in Total OPEB Liability (141,254) 149,637 Total OPEB Liability-Beginning of Year 6,615,140 6,465,503 Total OPEB Liability-End of Year(a) $ 6,473,886 $ 6,615,140 Plan Fiduciary Net Position Net Investment Income $ (110,318) $ 167,459 Contributions Employer-District's Contribution 294,698 256,280 Employer-Implicity Subsidy 270,061 254,930 Benefit Payments, Including Refunds of Employee Contributions (244,700) (214,280) Implicit Rate Subsidy Fulfilled (270,061) (254,930) Administrative Expense (557) (519) Net Change in Plan Fiduciary Net Position (60,877) 208,940 Plan Fiduciary Net Position-Beginning of Year 2,206,411 1,997,471 Plan Fiduciary Net Position-End of Year(b) $ 2,145,534 $ 2,206,411 District's Net OPEB liability-End of Year=(a)-(b) $ 4,328,352 $ 4,408,729 Plan Fiduciary Net Position as a Percentage of the Total OPEB Liability 33.14% 33.35% Covered Employee Payroll $ 7,400,587 $ 7,202,518 District's Net OPEB Liability as a Percentage of Covered-Employee Payroll 58.49% 61.21% Notes to Schedule: The District adopted GASB 75 for the fiscal Year Ending December 31,2018 Page 54 TRUCKEE DONNER PUBLIC UTILITY DISTRICT REQUIRED SUPPLEMENTARY INFORMATION December 31, 2019 and 2018 Other Post Employment Benefits -Schedule of Investment Returns Measurement Date: December 31, 2018 December 31, 2017 Report Date: December 31, 2019 December 31, 2018 Annual Money-Weighted Rate of Return, Net of Investment Expense -4.94% 8.30% The annual money-weighted rate of return, net of investment expenses, is the net investment income for the year divided by the average net position for the year(less investment expenses.) Notes to Schedule: The District adopted GASB 75 for the fiscal Year Ending December 31, 2018. Other Post Employment Benefits -Schedule of Contributions Report Date: December 31,2019 December 31,2018 Actuarially Determined Contribution $614,761 $569,210 Less: Actual Contributions 564,759 511,210 Contribution Deficiency $50,002 $58,000 Covered - Employee Payroll $7,400,587 $7,202,518 Contributions as a Percentage of Covered-Employee Payroll 7.63% 7.10% Notes to Schedule: The District adopted GASB 75 for the fiscal Year Ending December 31, 2018. Page 55 TRUCKEE DONNER PUBLIC UTILITY DISTRICT REQUIRED SUPPLEMENTARY INFORMATION December 31, 2019 and 2018 Other Post Employment Benefits-Actuarial Assumptions Actuarial methods and assumptions used to set the actuarially determined contributions for fiscal year 2019 were from the June 30,2017 valuation. Methods and assumptions used to determine contributions: Assumptions and Methods Actuarial Cost Method Entry age normal, level percent of pay Amortization Method Closed period, level percent of pay Amortization Period 20 years Inflation 2.00% Assumed Payroll Growth Year 1 2.750% Healthcare Trend Rates 6.50%,trending down to 3.84%over 57 years Rate of Return on Assets 7.59% Mortality Rate CalPERS Rates utilizing the decrement table Mort and Disb Rates—PA Misc from the CalPERS OPEB assumption model revised December 20,2017. Retirement Rates CalPERS Rates based on CalPERS Experience Study for the period from 1997 to 2014. Page 56 SUPPLEMENTARY INFORMATION TRUCKEE DONNER PUBLIC UTILITY DISTRICT SUPPLEMENTARY INFORMATION December 31, 2019 CONSOLIDATING STATEMENT OF NET POSITION As of December 31,2019 Component Units Electric Operations Water Operations Grays Crossing Old Greenwood Eliminations Totals ASSETS AND DEFERRED OUTFLOWS OF RESOURCES CURRENT ASSETS Funds Operating $ 10,006,682 $ 2,600,325 $ 113,890 $ 248,210 $ $ 12,969,107 Designated 10,727,912 1,907,833 - - 12,635,745 Restricted 2,458,043 4,239,148 2,658,411 9,355,602 Total Funds 23,192,637 8,747,306 2,772,301 248,210 34,960,454 Accounts receivable,net 1,054,052 655,634 6,522,916 795,264 (3,822) 9,024,044 Unbilled revenues 2,095,002 850,444 - - 2,945,446 Accrued interest receivable 59,314 46,282 2,210 2,680 110,486 Materials and supplies 560,563 175,981 - - 736,544 Prepaid expenses 370,535 272,705 643,240 Other 60,182 64,577 - - - 124,759 Total Current Assets 27,392,285 10,812,929 9,297,427 1,046,154 (3,822) 48,544,973 NON-CURRENT ASSETS Other Non-Current Assets Restricted funds - 1,730,450 - - - 1,730,450 Special assessments receivable - 1,562,702 1,562,702 Other 248,925 248,925 Total Other Non-Current Assets 248,925 3,293,152 3,542,077 CAPITAL ASSETS Utility plant 81,892,502 124,381,490 206,273,992 Accumulated depreciation (27,996,387) (50,579,432) (78,575,819) Construction work in progress 4,859,810 1,254,269 6,114,079 Total capital assets 58,755,925 75,056,327 133,812,252 DEFERRED OUTFLOWS OF RESOURCES Pension 1,410,003 940,003 2,350,006 OPEB 360,158 240,105 600,263 Unamortized loss on refunding - 511,174 511,174 Unamortized redemption premium 68,152 - 68,152 Total deferred outflows of resources 1,838,313 1,691,282 3,529,595 TOTAL ASSETS AND DEFERRED OUTFLOWS OF RESOURCES $ 88,235,448 $ 90,853,690 $ 9,297,427 $ 1,046,154 $ (3,822) $ 189,428,897 Page 58 TRUCKEE DONNER PUBLIC UTILITY DISTRICT SUPPLEMENTARY INFORMATION December 31, 2019 Component Units Electric Operations Water Operations Gray's Crossing Old Greenwood Eliminations Totals LIABILITIES,DEFERRED INFLOW OF RESOURCES AND NET POSITION CURRENT LIABILITIES Other liabilities Accounts payable $ 3,043,343 $ 64,075 $ 3,822 $ $ $ 3,111,240 Customer deposits 356,608 98,351 - 454,959 Other 680,951 318,666 (3,822) 995,795 Total other liabilities 4,080,902 481,092 3,822 (3,822) 4,561,994 Current liabilities payable from restricted assets: Current portion of long-term debt 1,000,803 2,239,127 860,000 408,500 4,508,430 Accrued interest payable 2,187 118,423 538,868 122,524 782,002 Total Current Liabilities Payable from Restricted Assets 1,002,990 2,357,550 1,398,868 531,024 5,290,432 Total Current Liabilities 5,083,892 2,838,642 1,402,690 531,024 (3,822) 9,852,426 NON-CURRENT LIABILITIES Long-term debt,net of discounts and premiums 1,578,000 16,606,411 28,403,512 8,385,100 - 54,973,023 Net pension liability 7,723,588 5,149,058 - - 12,872,646 OPEB liability 2,597,011 1,731,341 4,328,352 Installment loans 24,942 - - - 24,942 Unearned revenues 3,431,825 1,143,462 1,289,656 387,762 6,252,705 Total non-current liabilities 15,355,366 24,630,272 29,693,168 8,772,862 78,451,668 Total Liabilities 20,439,258 27,468,914 31,095,858 9,303,886 (3,822) 88,304,094 DEFERRED INFLOWS OF RESOURCES Pension 326,921 217,947 - - - 544,868 OPEB 182,916 121,944 304,860 Total deferred inflows of resources 509,837 339,891 849,728 NET POSITION Net investment in capital assets 56,177,122 56,721,963 (29,263,512) (8,793,600) 74,841,973 Restricted for debt service 2,455,343 5,803,021 2,794,303 - 11,052,667 Unrestricted 8,653,888 519,901 4,670,778 535,868 14,380,435 Total Net Position 67,286,353 63,044,885 (21,798,431) (8,257,732) 100,275,075 TOTAL LIABILITIES,DEFERRED INFLOWS OF RESOURCES AND NET POSITION $ 88,235,448 $ 90,853,690 $ 9,297,427 $ 1,046,154 $ (3,822) $ 189,428,897 Page 59 TRUCKEE DONNER PUBLIC UTILITY DISTRICT SUPPLEMENTARY INFORMATION December 31, 2019 CONSOLIDATING STATEMENT OF REVENUES, EXPENSES, AND CHANGES IN NET POSITION For the Year Ended December 31,2019 Component Units Electric Operations Water Operations Gray's Crossing Old Greenwood Eliminations Totals OPERATING REVENUES Sales to customers $ 24,239,706 $ 12,789,947 $ $ $ $ 37,029,653 Interdepartmental sales 1,205,537 2,292 (1,207,829) - Standby fees 19,260 118,320 137,580 Cap and trade proceeds 1,503,495 - 1,503,495 Other 839,980 296,867 (474,004) 662,843 Total Operating Revenues 27,807,978 13,207,426 (1,681,833) 39,333,571 OPERATING EXPENSES Purchased power 10,754,898 - 10,754,898 Operations and maintenance 5,197,190 5,779,099 (1,207,829) 9,768,460 Consumer services 1,779,030 888,927 2,667,957 Administration and general 3,362,107 2,884,293 (474,004) 5,772,396 Depreciation 2,893,711 4,526,540 7,420,251 Total Operating Expenses 23,986,936 14,078,859 (1,681,833) 36,383,962 Operating Income 3,821,042 (871,433) 2,949,609 NON-OPERATING REVENUE(EXPENSES) Special tax revenue - - 2,602,680 749,609 3,352,289 Investment income 593,366 360,756 73,857 10,603 1,038,582 I nterest expense (851) (628,009) (1,641,040) (377,917) (2,647,817) Amortization (27,261) (5,784) (5,205) - (38,250) Other non-operating revenues 41,423 6,673 48,096 Other non-operating expenses - - - (38,160) (38,160) Gain(loss)on disposition of assets 7,549 6,199 - - 13,748 Total Non-Operating Expenses 572,803 (266,838) 1,071,715 350,808 1,728,488 Income Before Contributions 4,393,845 (1,138,271) 1,071,715 350,808 4,678,097 CAPITAL&OTHER CONTRIBUTIONS,net Capital Contributions 2,132,170 2,550,929 - - 4,683,099 Intercompany Debt Service-Pension Sidefund 340,293 (340,293) - Total Capital and Other Contributions,net 2,472,463 2,210,636 - - 4,683,099 CHANGE IN NET POSITION 6,866,308 1,072,365 1,071,715 350,808 9,361,196 NET POSITION-Beginning of Year 60,420,045 61,972,520 (22,870,146) (8,608,540) 90,913,879 NET POSITION-END OF YEAR $ 67,286,353 $ 63,044,885 $ (21,798,431) $ (8,257,732) $ $ 100,275,075 Page 60 TRUCKEE DONNER PUBLIC UTILITY DISTRICT SUPPLEMENTARY INFORMATION December 31, 2019 CONSOLIDATING STATEMENT OF CASH FLOWS For the Year Ended December 31,2019 Component Units Electric Operations Water Operations Gray's Crossing Old Greenwood Eliminations Total CASH FLOWS FROM OPERATING ACTIVITIES Received from customers $ 28,191,131 $ 12,849,852 $ - $ $ (1,681,833) $ 39,359,150 Paid to suppliers for goods and services (15,354,990) (6,251,888) 3,822 1,681,833 (19,921,223) Paid to employees for services (4,566,135) (2,524,377) - - (7,090,512) Net Cash Flows from Operating Activities 8,270,006 4,073,587 3,822 12,347,415 CASH FLOWS FROM NONCAPITAL FINANCING ACTIVITIES Principal payments on long-term debt (920,000) - - (920,000) Interest payments on long-term debt (80,177) (80,177) Net Cash Flows from Noncapital Financing Activities (1,000,177) (1,000,177) CASH FLOWS FROM CAPITAL AND RELATED FINANCING ACTIVITIES Capital expenditures for utility plant (7,832,201) (1,757,297) (9,589,498) Cost of disposal of property net of salvage (176,622) 6,033 (170,589) Capital contributions,connection and facility fees 1,782,121 758,613 2,540,734 Special assessments receipts - 732,107 - 732,107 Special tax receipts - 2,277,822 698,738 2,976,560 Principal payments on long-term debt - (2,213,093) (905,000) (371,200) (3,489,293) Interest payments on long-term debt 80,175 (614,545) (1,654,220) (383,089) (2,571,679) Cash Flows From Capital and Related Financing Activities (6,146,527) (3,088,182) (281,398) (55,551) (9,571,658) CASH FLOWS FROM INVESTING ACTIVITIES Interest income received 499,432 343,857 72,287 10,795 926,371 Cash Flows from Investing Activities 499,432 343,857 72,287 10,795 926,371 Net Change in Cash and Cash Equivalents 1,622,734 1,329,262 (205,289) (44,756) 2,701,951 CASH AND CASH EQUIVALENTS—Beginning of Year 21,552,862 7,383,101 2,977,590 292,966 32,206,519 CASH AND CASH EQUIVALENTS—END OF YEAR $ 23,175,596 $ 8,712,363 $ 2,772,301 $ 248,210 $ $ 34,908,470 Page 61 TRUCKEE DONNER PUBLIC UTILITY DISTRICT SUPPLEMENTARY INFORMATION December 31, 2019 For the Year Ended December 31,2019 Component Units Electric Operations Water Operations Gray's Crossing Old Greenwood Eliminations Total RECONCILIATION OF OPERATING INCOME TO NET CASH FLOWS FROM OPERATING ACTIVITIES Operating income $ 3,821,042 $ (871,433) $ $ $ $ 2,949,609 Noncash items included in operating income Depreciation and amortization 2,893,711 4,526,540 7,420,251 Depreciation charged to other accounts 232,508 245,084 477,592 Intercompany Transfer 340,293 (340,293) - Accounts receivable 47,590 (28,000) 19,590 Materials and supplies 150,548 (2,854) 147,694 Prepaid expenses 30,220 11,356 41,576 Accounts payable (66,421) (99) 3,822 (62,698) Customer deposits (4,729) 10,720 - 5,991 Deferred Pension Contributions-GASB 68 820,409 546,938 1,367,347 Deferred OPEB Contributions-GASB 75 (27,688) (18,461) (46,149) Other current liabilities 32,523 (5,911) - 26,612 NET CASH FLOWS FROM OPERATING ACTIVITIES $ 8,270,006 $ 4,073,587 $ 3,822 $ $ $ 12,347,415 RECONCILIATION OF CASH AND CASH EQUIVALENTS TO THE BALANCE SHEET Operating $ 10,006,682 $ 2,600,325 $ 113,890 $ 248,210 $ $ 12,969,107 Designated 10,727,912 1,907,833 - - 12,635,745 Restricted bond funds-current 2,458,043 4,239,148 2,658,411 9,355,602 Restricted bond funds-non-current - 1,730,450 - - 1,730,450 Total Cash and Investments 23,192,637 10,477,756 2,772,301 248,210 36,690,904 Less: Long-term investments - (1,698,880) - - (1,698,880) Mark to market adjustment (17,041) (66,513) - - (83,554) TOTAL CASH AND CASH EQUIVALENTS $ 23,175,596 $ 8,712,363 $ 2,772,301 $ 248,210 $ $ 34,908,470 Page 62 TRUCKEE DONNER PUBLIC UTILITY DISTRICT PRIMARY GOVERNMENT ONLY Including Report of Independent Auditors December 31, 2019 and 2018 TABLE OF CONTENTS Report of Independent Auditors ................................................................................................1 Management's Discussion and Analysis......................................................................................4 FinancialStatements...............................................................................................................9 Consolidated Statements of Net Position........................................................................10 Consolidated Statements of Revenues, Expenses, and Changes in Net Position...... ............13 Consolidated Statements of Cash Flows.........................................................................14 Notes to Financial Statements.................................................................................................16 Required Supplementary Information........................................................................................48 Cost Sharing Defined Benefit Pension Plans...................................................................49 Schedule of Changes in Net OPEB Liability and Related Ratios..........................................51 Supplementary Information.....................................................................................................54 Consolidating Statement of Net Position.........................................................................55 Consolidating Statement of Revenues, Expenses, and Changes in Net Position......................57 Consolidating Statement of Cash Flows..........................................................................58 I MOSSADAMS Report of Independent Auditors The Board of Directors Truckee Donner Public Utility District Report on the Financial Statements We have audited the accompanying consolidated financial statements of Truckee Donner Public Utility District(the "District"), which comprise the consolidated statements of net position as of December 31, 2019 and 2018, and the related consolidated statements of revenues, expenses and changes in net position, and cash flows for the years then ended, and the related notes to the consolidated financial statements. Management's Responsibility for the Financial Statements Management is responsible for the preparation and fair presentation of these consolidated financial statements in accordance with accounting principles generally accepted in the United States of America; this includes the design, implementation, and maintenance of internal control relevant to the preparation and fair presentation of consolidated financial statements that are free from material misstatement, whether due to fraud or error. Auditor's Responsibility Our responsibility is to express an opinion on these consolidated financial statements based on our audits. We conducted our audits in accordance with auditing standards generally accepted in the United States of America. Those standards require that we plan and perform the audits to obtain reasonable assurance about whether the consolidated financial statements are free from material misstatement. An audit involves performing procedures to obtain audit evidence about the amounts and disclosures in the consolidated financial statements. The procedures selected depend on the auditor's judgment, including the assessment of the risks of material misstatement of the consolidated financial statements, whether due to fraud or error. In making those risk assessments, the auditor considers internal control relevant to the entity's preparation and fair presentation of the consolidated financial statements in order to design audit procedures that are appropriate in the circumstances, but not for the purpose of expressing an opinion on the effectiveness of the entity's internal control. Accordingly, we express no such opinion. An audit also includes evaluating the appropriateness of accounting policies used and the reasonableness of significant accounting estimates made by management, as well as evaluating the overall presentation of the consolidated financial statements. We believe that the audit evidence we have obtained is sufficient and appropriate to provide a basis for our audit opinion. Page 1 Opinion In our opinion, the consolidated financial statements referred to above present fairly, in all material respects, the financial position of Truckee Donner Public Utility District as of December 31, 2019 and 2018, and the results of its operations and its cash flows for the years then ended in accordance with accounting principles generally accepted in the United States of America. Emphasis of Matter The consolidated financial statements referred to above include only the primary government of the District which consists of all departments that comprise the District's legal entity. The consolidated financial statements do not include financial data for the District's legally separate component units, which accounting principles generally accepted in the United States of America require to be reported with the financial data of the District's primary government. As a result, the primary government financial statements do not purport to, and do not present fairly the financial position of the reporting entity of the District as of December 31, 2019 and 2018, the results of operations, or its cash flows for the years then ended in conformity with accounting principles generally accepted in the United States of America, the District has issued separate reporting entity financial statements, for which we have issued our report for the 2019 and 2018 statements dated May 22, 2020. Other Matters Required Supplementary Information Accounting principles generally accepted in the United States of America require that the accompanying management's discussion and analysis on pages 4 through 8, the schedule of the District's proportionate share of the net pension liability on page 49, the schedule of contributions on page 50, the schedule of the District's change in the net OPEB liability and related ratios on page 51, the schedule of the District's OPEB contributions on page 52, and the schedule of investment returns on page 52, be presented to supplement the basic consolidated financial statements. Such information, although not a part of the basic consolidated financial statements, is required by the Governmental Accounting Standards Board who considers it to be an essential part of financial reporting for placing the basic consolidated financial statements in an appropriate operational, economic, or historical context. We have applied certain limited procedures in the required supplementary information in accordance with auditing standards generally accepted in the United States of America, which consisted of inquiries of management about the methods of preparing the information and comparing the information for consistency with management's responses to our inquiries, the basic consolidated financial statements, and other knowledge we obtained during our audit of the basic consolidated financial statements. We do not express an opinion or provide any assurance on the information because the limited procedures do not provide us with sufficient evidence to express an opinion or provide any assurance. Page 2 Other Supplementary Information Our audits were conducted for the purpose of forming opinions on the consolidated financial statements that collectively comprise the District's consolidated financial statements. The accompanying consolidating statements of net position on page, and the related consolidating statements of revenues, expenses and changes in net position and cash flows as of and for the year ended December 31, 2019 on pages 55 through 59 are presented for purposes of additional analysis and are not a required part of the basic consolidated financial statements. Such information is the responsibility of management and was derived from and relates directly to the underlying accounting and other records used to prepare the basic consolidated financial statements. The consolidating statements of net position, statements of revenues, expenses and changes in net position and cash flows have been subjected to the auditing procedures applied in the audit of the basic consolidated financial statements and certain additional procedures, including comparing and reconciling such information directly to the underlying accounting and other records used to prepare the basic consolidated financial statements or to the basic consolidated financial statements themselves, and other additional procedures in accordance with auditing standards generally accepted in the United States of America. In our opinion, the consolidating statements of net position, statements of revenues, expenses and changes in net position and cash flows are fairly stated in all material respects in relation to the basic consolidated financial statements as a whole. —A� 6z"CA ,0 Portland, Oregon May 22, 2020 Page 3 TRUCKEE DONNER PUBLIC UTILITY DISTRICT MANAGEMENT'S DISCUSSION AND ANALYSIS December 31, 2019 and 2018 MANAGEMENT'S DISCUSSION AND ANALYSIS As financial management of the Truckee Donner Public Utility District (the District), we offer readers of these financial statements this narrative overview and analysis of the financial activities of the District for the years ended December 31, 2019 and 2018. This discussion and analysis is designed to assist the reader in focusing on the significant financial topics, provide an overview of the District's financial activity and identify changes in the District's financial position. We encourage readers to consider the information presented here in conjunction with that presented within the basic financial statements. The reader should take time to read and evaluate all sections of this report, including the footnotes and other supplementary information that is provided, in addition to this management discussion and analysis. FINANCIAL HIGHLIGHTS The District's current assets increased$2.9 million(8.1%)from$35.3 million at December 31,2018 to$38.2 million at December 31, 2019, predominantly due to higher than anticipated revenues and lower than anticipated purchase power costs for the Electric Utility. The District's current assets increased $1.5 million (4.5%)from$33.8 million at December 31, 2017 to$35.3 million at December 31, 2018, predominantly due to higher than anticipated revenues for the Electric Utility. The District's total net position increased $7.9 million (6.4%)from $122.4 million at December 31, 2018, to $130.3 million at December 31, 2019. The total increase in net position from operating activities was $2.9 million, primarily due to higher than anticipated revenues for the Electric Utility coupled with strong capital contributions for both Electric and Water. These contributions are related to infrastructure constructed for new development and improvements within the District's service area.There was a reduction in net position at the beginning of 2018 of $3.4 million due to a change in accounting principal to comply with GASB statement 75 for Other Postemployment Benefit reporting. The District's total net position increased $4.8 million (4.1%)from $117.6 million at December 31, 2017,to$122.4 million at December 31, 2018. The total increase in net position from operating activities was $8.2 million, primarily due to higher than anticipated revenues for the Electric Utility coupled with strong capital contributions for both Electric and Water related to infrastructure constructed for new development within the District's service area was offset by a reduction in net position. Operating revenues increased $1.6 million (4.4%) from $37.7 million in 2018 to $39.3 million in 2019. Electric revenues increased 4.9%in 2019 compared to 2018 respectfully. A 3% rate increase in 2019 along with a colder winter can be attributed to the increase. Water revenues increased 2.6% in 2019; a 3%water rate increase also occurred in 2019 slightly offset by the colder winter resulting in later irrigation patterns by consumers than the prior year. Operating revenues decreased $0.7 million (-1.7%)from $38.3 million in 2017 to $37.7 million in 2018. Electric revenues decreased 4% in 2018 compared to 2017 respectfully. A 3% rate increase in 2018 was offset by a milder winter than 2017 respectfully. Water revenues increased 4%in 2018;a 3%water rate increase also occurred in 2018 and the milder winter resulted in earlier irrigation patterns by consumers than the prior year. Other operating revenues in 2017 include CalOES and FEMA reimbursement funds from extreme winter storms during January and February 2017. See accompanying auditors' report. Page 4 TRUCKEE DONNER PUBLIC UTILITY DISTRICT MANAGEMENT'S DISCUSSION AND ANALYSIS December 31, 2019 and 2018 Operating expenses of the District increased $2.3 million (6.8%)from $34.1 million in 2018 to$36.4 million in 2019. The Water Utility had a 9.9% increase in operating expenses primarily due to internal labor shifting from capital to operations. This was planned as the District is deferring smaller pipeline replacements for a large project in 2022. In addition to the shift in labor the District as a whole experienced increased insurance, regulatory and maintenance material costs. Operating expenses of the District decreased $1.6 million (4.5%) from $35.7 million in 2017 to $34.1 million in 2018. Operating expenses in 2017 for the Electric Utility included all of the extran expenses associated with the extreme winter storms that occurred in Q1, and were subsequently reimbursed by FEMA and CalOES in 2017. Non-operating revenues increased 53.5% at $0.96 million in 2019 compared to $0.63 million in 2018 due primarily to an increase in investment income. Non-operating expenses decreased 7.4%from$0.71 million in 2018 to $0.66 million in 2019 primarily due to a decrease in interest expense. Non-operating revenues increased 57.0% at$0.63 million in 2018 compared to$0.40 million in 2017 due primarily to an increase in investment income. Non-operating expenses decreased 8.3%from $0.78 million in 2017 to$0.71 million in 2018 primarily due to a decrease in interest expense. No new debt was incurred in 2019 and 2018. OVERVIEW OF THE FINANCIAL STATEMENTS This report includes Management's Discussion and Analysis, Report of Independent Auditors, the Basic Financial Statements, (which includes the notes to the financial statements), Required Supplementary Information and additional Supplementary Information. REQUIRED FINANCIAL STATEMENTS The financial statements of the District are designed to provide readers with a broad overview of the District's finances similar to a private-sector business. They have been prepared using the accrual basis of accounting in accordance with accounting principles generally accepted in the United States of America (GAAP). Under this basis of accounting, revenues are recognized in the period in which they are earned and expenses are recognized in the period in which they are incurred, regardless of the timing of related cash flows. These statements offer short-term and long-term financial information about the District's activities. The reporting entity consists of the primary government, which provides two utilities (electric utility and water utility), and the blended component units. Further details about the component units are provided in note 1(A). The Consolidated Statement of Net Position presents information on all of the District's assets, deferred outflows of resources and liabilities, and deferred inflows of resources and provides information about the nature and amounts of investments in resources(assets)and the obligations to District creditors(liabilities). It also provides the basis for computing rate of return, evaluating the capital structure of the District, and assessing the liquidity and financial flexibility of the District. All of the current year's revenues and expenses are reported in the Consolidated Statements of Revenues, Expenses, and Changes in Net Position. This statement provides a measurement of the District's operations over the past year and can be used to determine whether the District has successfully recovered all its costs through its rates and other charges. The Consolidated Statement of Cash Flows provides relevant information about the District's cash receipts and cash payments during the reporting period. This statement reports cash receipts and cash payments resulting from operating, non-capital financing, capital and related financing, and investing See accompanying auditors' report. Page 5 TRUCKEE DONNER PUBLIC UTILITY DISTRICT MANAGEMENT'S DISCUSSION AND ANALYSIS December 31, 2019 and 2018 activities. When used with related disclosures and information in the other financial statements, the statement of cash flows should provide insight into(a)the District's ability to generate future net cash flows, (b) the District's ability to meet its obligations as they come due, (c) the District's needs for external financing, (d) the reasons for differences between operating income and associated cash receipts and payments, and (e)the effects on the District's financial position of both its cash and its non-cash investing, capital, and financing transactions during the period. The changes in cash balances are an important indicator of the District's liquidity and financial condition. The Notes to the Financial Statements provide additional information that is essential to a full understanding of the data provided in the basic financial statements. This includes but is not limited to, significant accounting policies, significant financial statement balances and activities, material risks, commitments and obligations, and subsequent events, as applicable. DISTRICT HIGHLIGHTS The condensed financial statements at December 31, 2019, 2018, and 2017 are presented below. Increase ASSETS AND DEFERRED (Decrease) OUTFLOWS OF RESOURCES 2019 2018 2017 2019-2018 Current assets $ 38,201,392 $ 35,328,417 $ 33,803,415 $ 2,872,975 Non-current assets: Capital assets,net 133,812,252 130,173,550 123,114,074 3,638,702 Restricted assets 1,730,450 1,753,275 1,818,513 (22,825) Other long-term assets 1,811,627 2,605,967 3,848,264 (794,340) Total Assets 175,555,721 169,861,209 162,584,266 5,694,512 Deferred outflows of resources 3,529,595 3,270,661 4,350,842 258,934 TOTAL ASSETS AND DEFERRED OUTFLOWS OF RESOURCES $ 179,085,316 $ 173,131,870 $ 166,935,108 $ 5,953,446 LIABILITIES,DEFERRED INFLOWS OF RESOURCES AND NET POSITION Current liabilities $ 7,918,712 $ 7,908,677 $ 7,445,020 $ 10,035 Non-current Liabilities Long-term debt,net of current portion 18,209,353 21,465,155 24,609,395 (3,255,802) Net pension liability 12,872,646 11,742,137 11,975,655 1,130,509 OPEB liability 4,328,352 4,408,729 1,116,568 (80,377) Unearned revenues 4,575,287 4,954,941 3,654,076 (379,654) Total Liabilities 47,904,350 50,479,639 48,800,714 (2,575,289) Deferred inflows of resources 849,728 259,666 551,932 590,062 NET POSITION Net investment in capital assets 112,899,085 106,171,749 95,717,888 6,727,336 Restricted for debt service 8,258,364 6,892,478 6,419,333 1,365,886 Unrestricted 9,173,789 9,328,338 15,445,241 (154,549) Total Net Position 130,331,238 122,392,565 117,582,462 7,938,673 TOTAL LIABILITIES,DEFERRED INFLOWS OF RESOURCES AND NET POSITION $ 179,085,316 $ 173,131,870 $ 166,935,108 $ 5,953,446 The District's current assets increased $2.9 million in 2019 and increased $1.5 million in 2018, predominantly due to increased cash reserves associated with the Electric Utility. The District continued to focus on capital asset replacements including Envision Donner Pass Road Project, completion of the See accompanying auditors' report. Page 6 TRUCKEE DONNER PUBLIC UTILITY DISTRICT MANAGEMENT'S DISCUSSION AND ANALYSIS December 31, 2019 and 2018 Electric meter replacement project, phase 5 of the SCADA reliability project, Old Greenwood well repairs, upgrading data collector units and the continuation of the SCADA replacement project. Capital assets increased by a total of$3.6 million in 2019 compared to$7.0 million in 2018. Net Long Term debt decreased $3.2 million in 2019 and decreased $4.4 million in 2018, due to annual reduction of existing debt. See note 5 for details on remaining debt. In 2018, Other Long Term assets decreased $1.2 million, due to the scheduled collection of special assessments receivable. No new debt was issued in 2019 and 2018. "Restricted for debt service" represents amounts restricted for payments related to outstanding revenue bonds. The District had income before capital contributions of $3.3 million, $3.5 million, and $2.3 million for the years ended December 31, 2019, 2018, and 2017, respectively. Changes in the District's net position can be determined by reviewing the following Condensed Revenues, Expenses, and Changes in Net Position. Increase (Decrease) 2019 2018 2017 2019-2018 Sales to consumers $ 37,029,653 $ 35,486,412 $ 34,462,146 $ 1,543,241 Other operating revenues 2,303,918 2,198,605 3,873,207 105,313 Total Operating Revenues 39,333,571 37,685,017 38,335,353 1,648,554 Operating expenses 36,383,962 34,092,086 35,702,131 2,291,876 Operating Income 2,949,609 3,592,931 2,633,222 (643,322) Non-operating revenues(expenses) 305,965 (84,083) (377,526) 390,048 Income before capital contributions 3,255,574 3,508,848 2,255,696 (253,274) Capital contributions,net 4,683,099 4,652,720 2,096,828 30,379 Change in net position 7,938,673 8,161,568 4,352,524 (222,895) Net Position,Beginning of Year 122,392,565 114,230,997 113,229,938 8,161,568 NET POSITION,END OF YEAR $ 130,331,238 $ 122,392,565 $ 117,582,462 $ 7,938,673 Total operating revenues were $39.3 million in 2019, $37.7 million in 2018, and $38.3 million in 2017. Electric revenues increased 4.9% in 2019 compared to 2018. A 3% rate increase in 2019 along with a colder winter can be attributed to the increase. Water revenues increased 2.6% largely due to a 3% rate increase implemented in 2019 slightly offset by the colder winter resulting in later irrigation patterns. Electric revenues decreased 4% in 2018 compared to 2017.A 3% rate increase in 2018 was offset by a mild winter compared to the 2017 extreme winter. Water revenues increased 4.0%; a 3% rate increase in 2018 was implemented. Additionally, irrigation patterns for consumers started earlier in 2018 due to the milder winter than 2017. Total operating expenses were $36.4 million in 2019, $34.1 million in 2018, and $35.7 million in 2017. Increased operating expenses in 2019 can be attributed to increased tree trimming costs to reduce the risk of wildfire along with increased insurance and maintenance material costs. Electric expenses normalized in 2018 compared to 2017 as 2017 includes extraordinary expenses incurred from the extreme winter storms that year that were subsequently reimbursed by CalOES and FEMA. Non-operating revenues and expenses increased $0.4 million in 2019 and increased $0.3 million in 2018 due to an increase in investment income coupled by a decrease in interest expense. In 2018 the District implemented Governmental Accounting Standards(GASB)Statement of Governmental Accounting Standard No. 75 "Accounting and Financial Reporting for Postemployment Benefits other than Pensions" (GASB No. 75). The primary objective of GASB No. 75 is to improve accounting and financial See accompanying auditors' report. Page 7 TRUCKEE DONNER PUBLIC UTILITY DISTRICT MANAGEMENT'S DISCUSSION AND ANALYSIS December 31, 2019 and 2018 reporting for postemployment benefits. Under GASB No. 75, the District is required to report the net other postemployment benefit liability and deferred inflow and outflows in the statement of Net Position. The District's net position at the beginning of 2018 was reduced $3.4 million for this new standard. CAPITAL ASSETS As of December 31, 2019, 2018, and 2017, the District had $133.8 million, $130.2 million, and $123.1 million, respectively, invested in a variety of capital assets, net of accumulated depreciation.A summary of capital assets is reflected in the following schedule. CAPITAL ASSETS 2019 2018 2017 Electric distribution facilities $ 67,692,718 $ 64,204,691 $ 60,416,921 Water distribution facilities 120,131,130 116,378,593 112,596,747 General plant 18,450,144 16,513,295 15,782,620 Sub-totals 206,273,992 197,096,579 188,796,288 Less: Accumulated depreciation (78,575,819) (74,092,843) (68,563,235) Net of accumulated depreciation 127,698,173 123,003,736 120,233,053 Construction work in progress 6,114,079 7,169,814 2,881,021 Net capital assets $ 133,812,252 $ 130,173,550 $ 123,114,074 Net capital assets (additions, less retirements and depreciation) increased $3.6 million in 2019 compared to$7.0 million in 2018.The District ended 2019 with decreased construction work in progress of$6.1 million compared to $7.2 million in 2018; this includes the overhead pole replacement project, District upstairs remodel, Aclara MTU replacement project and the SCADA reliability phase 5 project. LONG-TERM DEBT Long-term debt includes revenue bonds and installment loans.At December 31, 2019, 2018, and 2017,the District had $18.2 million, $21.5 million, and $24.6 million, respectively, in long-term debt outstanding, net current maturities. In 2019 and 2018,the District did not enter into any new debt agreements and the overall decrease in long-term debt was due to scheduled debt payments. ECONOMIC FACTORS AND NEXT YEARS BUDGETS AND RATES The District operates on a two year budget. The FY20 & FY21 Board approved Budget includes an assumption for growth in fiscal year 2020 of 1%, Consistent with what the District experienced in fiscal year 2019. Revenue projections for fiscal year 2020 include rate increases of 3% for both Electric and Water. Rates by rate class can be found on the District's website at www.tdpud.org. Expenditures for Electric and Water excluding debt service, were projected to increase approximately 3% compared to fiscal year 2020 budgeted expenditures. CONTACTING THE DISTRICT'S FINANCIAL MANAGEMENT The financial report is designed to provide readers with a general overview of the District's finances and to demonstrate the District's accountability for the money it receives. If you have questions about this report or need additional financial information, contact: Truckee Donner Public Utility District Attn: Treasurer 11570 Donner Pass Road Truckee, CA 96161 See accompanying auditors' report. Page 8 FINANCIAL STATEMENTS TRUCKEE DONNER PUBLIC UTILITY DISTRICT CONSOLIDATED STATEMENTS OF NET POSITION December 31, 2019 and 2018 ASSETS AND DEFERRED OUTFLOWS OF RESOURCES 2019 2018 CURRENT ASSETS Cash Funds Operating $ 12,607,007 $ 9,602,733 Designated 12,635,745 13,958,250 Restricted 6,697,191 5,308,325 Total Cash Funds 31,939,943 28,869,308 Accounts receivable, net 1,705,864 1,767,648 Unbilled revenues 2,945,446 2,907,072 Accrued interest receivable 105,596 98,105 Materials and supplies 736,544 884,238 Prepaid expenses 643,240 684,816 Other 124,759 117,230 Total Current Assets 38,201,392 35,328,417 NON-CURRENT ASSETS Other Non-Current Assets Restricted investment fund 1,730,450 1,753,275 Special assessments receivable 1,562,702 2,294,810 Other 248,925 311,157 Total Other Non-Current Assets 3,542,077 4,359,242 CAPITAL ASSETS Utility plant 206,273,992 197,096,579 Accumulated depreciation (78,575,819) (74,092,843) Construction work in progress 6,114,079 7,169,814 Total Capital Assets 133,812,252 130,173,550 DEFERRED OUTFLOWS OF RESOURCES Pension 2,350,006 2,286,573 OPEB 600,263 344,700 Unamortized loss on refunding 511,174 543,976 Unamortized redemption premium 68,152 95,412 Total Deferred Outflows of Resources 3,529,595 3,270,661 TOTAL ASSETS AND DEFERRED OUTFLOWS OF RESOURCES $ 179,085,316 $ 173,131,870 The accompanying notes are an integral part of these consolidated financial statements. Page 10 TRUCKEE DONNER PUBLIC UTILITY DISTRICT CONSOLIDATED STATEMENTS OF NET POSITION December 31, 2019 and 2018 LIABILITIES, DEFERRED INFLOWS OF RESOURCES AND NET POSITION 2019 2018 CURRENT LIABILITIES Other Liabilities Accounts payable $ 3,107,418 $ 3,173,938 Customer deposits 454,959 448,968 Other 995,795 1,035,235 Total Other Liabilities 4,558,172 4,658,141 Current Liabilities Payable From Restricted Assets Current portion of long-term debt 3,239,930 3,117,221 Accrued interest payable 120,610 133,315 Total Current Liabilities Payable from Restricted Assets 3,360,540 3,250,536 Total Current Liabilities 7,918,712 7,908,677 NON-CURRENT LIABILITIES Long-term debt, net of discounts and premiums 18,184,411 21,428,556 Net pension liability 12,872,646 11,742,137 Net OPEB liability 4,328,352 4,408,729 Installment loans 24,942 36,599 Unearned revenues 4,575,287 4,954,941 Total Non-Current Liabilities 39,985,638 42,570,962 Total Liabilities 47,904,350 50,479,639 DEFERRED INFLOWS OF RESOURCES Pension 544,868 244,597 OPEB 304,860 15,069 Total Deferred Inflows of Resources 849,728 259,666 NET POSITION Net investment in capital assets 112,899,085 106,171,749 Restricted for debt service 8,258,364 6,892,479 Unrestricted 9,173,789 9,328,337 Total Net Position 130,331,238 122,392,565 LIABILITIES, DEFERRED INFLOWS OF RESOURCES AND NET POSITION $ 179,085,316 $ 173,131,870 The accompanying notes are an integral part of these consolidated financial statements. Page 11 THIS PAGE IS INTENTIONALLY LEFT BLANK TRUCKEE DONNER PUBLIC UTILITY DISTRICT CONSOLIDATED STATEMENTS OF REVENUES, EXPENSES, AND CHANGES IN NET POSITION December 31, 2019 and 2018 2019 2018 OPERATING REVENUES Sales to customers $ 37,029,653 $ 35,486,412 Standby fees 137,580 143,320 Cap and trade proceeds 1,503,495 1,186,320 Other 662,843 868,965 Total Operating Revenues 39,333,571 37,685,017 OPERATING EXPENSES Purchased power 10,754,898 11,001,858 Operations and maintenance 9,768,460 9,056,263 Consumer services 2,667,957 2,152,817 Administration and general 5,772,396 5,002,288 Depreciation 7,420,251 6,878,860 Total Operating Expenses 36,383,962 34,092,086 Operating Income 2,949,609 3,592,931 NON-OPERATING REVENUE (EXPENSES) Investment income 954,122 629,092 Interest expense (628,860) (681,414) Amortization (33,045) (33,045) Gain on disposition of assets 13,748 1,284 Total Non-Operating Revenue (Expenses) 305,965 (84,083) Income Before Contributions 3,255,574 3,508,848 CAPITAL & OTHER CONTRIBUTIONS 4,683,099 4,652,720 CHANGE IN NET POSITION 7,938,673 8,161,568 Net Position - Beginning of Year 122,392,565 114,230,997 NET POSITION - END OF YEAR $ 130,331,238 $ 122,392,565 The accompanying notes are an integral part of these consolidated financial statements. Page 13 TRUCKEE DONNER PUBLIC UTILITY DISTRICT CONSOLIDATED STATEMENTS OF CASH FLOWS December 31, 2019 and 2018 2019 2018 CASH FLOWS FROM OPERATING ACTIVITIES Received from customers $ 39,359,150 $ 38,294,792 Paid to suppliers for goods and services (19,925,045) (18,317,973) Paid to employees for services (7,090,512) (7,139,320) Net Cash Flows from Operating Activities 12,343,593 12,837,499 CASH FLOWS FROM NONCAPITAL FINANCING ACTIVITIES Principal payments on long-term debt (920,000) (1,269,000) Interest payments on long-term debt (80,177) (160,464) Net Cash Flows from Noncapital Financing Activities (1,000,177) (1,429,464) CASH FLOWS FROM CAPITAL AND RELATED FINANCING ACTIVITIES Capital expenditures for utility plant (9,589,498) (11,609,527) Cost of disposal of property net of salvage (170,589) (125,836) Capital contributions, connection and facility fees 2,540,734 3,573,769 Special assessments receipts 732,107 710,368 Principal payments on long-term debt (2,213,093) (2,169,333) Interest payments on long-term debt (534,370) (565,765) Cash Flows From Capital and Related Financing Activities (9,234,709) (10,186,324) CASH FLOWS FROM INVESTING ACTIVITIES Interest income received 843,289 660,870 Cash Flows from Investing Activities 843,289 660,870 Net Change in Cash and Cash Equivalents 2,951,996 1,882,581 CASH AND CASH EQUIVALENTS— Beginning of Year 28,935,963 27,053,382 CASH AND CASH EQUIVALENTS— END OF YEAR $ 31,887,959 $ 28,935,963 NONCASH CAPITAL AND RELATED FINANCING ACTIVITIES Developer and customer added capital assets $ 1,762,711 $ 2,379,814 Recognition of prior period unearned revenues $ 5,688,114 $ 4,028,393 The accompanying notes are an integral part of these consolidated financial statements. Page 14 TRUCKEE DONNER PUBLIC UTILITY DISTRICT CONSOLIDATED STATEMENTS OF CASH FLOWS December 31, 2019 and 2018 2019 2018 RECONCILIATION OF OPERATING INCOME TO NET CASH FLOWS FROM OPERATING ACTIVITIES Operating income $ 2,949,609 $ 3,592,931 Noncash items included in operating income Depreciation and amortization 7,420,251 6,878,870 Depreciation charged to other accounts 477,592 178,114 Changes in assets and liabilities Accounts receivable and unbilled revenues 19,591 649,002 Materials and supplies 147,695 (206,340) Prepaid expenses 41,575 (51,625) Accounts payable (66,520) 828,192 Customer deposits 5,991 (39,228) Deferred Pension Contributions - GASB 68 1,367,347 435,033 Deferred Pension Contributions - GASB 75 (46,149) - Other current liabilities 26,611 572,550 NET CASH FLOWS FROM OPERATING ACTIVITIES $ 12,343,593 $ 12,837,499 RECONCILIATION OF CASH AND CASH EQUIVALENTS TO THE BALANCE SHEET Operating $ 12,607,007 $ 9,602,733 Designated 12,635,745 13,958,250 Restricted funds -current 6,697,191 5,308,325 Restricted funds - non-current 1,730,450 1,753,275 Total Cash and Investments 33,670,393 30,622,583 Less: Long-term investments (1,698,880) (1,698,880) Mark to market adjustments (83,554) 12,260 TOTAL CASH AND CASH EQUIVALENTS $ 31,887,959 $ 28,935,963 The accompanying notes are an integral part of these consolidated financial statements. Page 15 TRUCKEE DONNER PUBLIC UTILITY DISTRICT NOTES TO FINANCIAL STATEMENTS December 31, 2019 and 2018 NOTE 1 —ORGANIZATION AND SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES A. ORGANIZATION The Truckee Donner Public Utility District (the District) was formed and operates under the State of California Public Utility District Act. The District is governed by a board of directors which consists of five elected members. The District provides electric and water service to portions of Nevada and Placer Counties described as Truckee. The electric and water service operations are separately maintained and operated. These financial statements reflect the combined electric and water operations of the District. All significant transactions between electric and water operations have been eliminated. These eliminations include power purchases and rent for shared facilities. The District's blended component units consist of organizations whose respective governing boards are comprised entirely of the members of the District's Board of Directors. These organizations are reported as if they are a part of the District's operations. The entities are legally separate, however, in the case of the Truckee Donner Public Utility District Financing Corporation, financial support has been pledged and financial and operational policies may be significantly influenced by the District. The financial results of these blended component units are not included in this report. However, the District has issued an additional consolidated report that includes these component units. A copy of that report can be requested from the District. Truckee Donner Public Utility District Financing Corporation is a legal entity that was created to issue and administer Certificates of Participation on behalf of the District. (See note 5). Separate standalone financial statements are not available for the blended component units described above. Unless noted, disclosures relating to the component units are the same as for the District. B. ACCOUNTING POLICIES The financial statements of the District have been prepared in conformity with accounting principles generally accepted in the United States of America. The Governmental Accounting Standards Board (GASB) is the accepted standard setting body for establishing governmental accounting and financial reporting principles. The financial statements are reported using the economic resources measurement focus and the accrual basis of accounting. Under the accrual basis of accounting, revenues are recognized when earned and expenses are recorded when the liability is incurred or economic asset used. Revenues, expenses, gains, losses, assets and liabilities, that are a result of exchange and exchange like transactions, are recognized when the exchange takes place. C. USE OF ESTIMATES Preparation of financial statements in conformity with accounting principles generally accepted in the United States of America requires management to make estimates and assumptions that affect the reported amounts of assets and liabilities and disclosure of contingent assets and liabilities at the date of the financial statements and the reported amounts of revenues and expenses during the reporting period.Actual results could differ from those estimates. Page 16 TRUCKEE DONNER PUBLIC UTILITY DISTRICT NOTES TO FINANCIAL STATEMENTS December 31, 2019 and 2018 NOTE 1 —ORGANIZATION AND SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (Continued) D. CASH AND CASH EQUIVALENTS For the purpose of the accompanying statement of cash flows, the District considers all highly liquid instruments with original maturities of three months or less when purchased to be cash equivalents and are shown in the financial statements as "Cash Funds". E. INVESTMENTS The District pools cash and investments. The District's investment policy allows for investments in instruments permitted by the California Government Code and/or the investments permitted by the trust agreements on District financing. The District's investment policy contains provisions intended to limit the District's exposure to interest rate risk, credit risk, and concentration of credit risk. Investment income from pooled investments is allocated to all funds in the pool. Interest is allocated on the basis of month end cash amounts for each fund as a percentage of the total balance. The District categorizes the fair value measurements of its investments based on the hierarchy established by generally accepted accounting principles. The fair value hierarchy, which has three levels, is based on the valuation inputs used to measure an assets fair value: Level 1 inputs are quoted prices in active markets for identical assets; Level 2 inputs are significant other observable inputs; Level 3 inputs are significant unobservable inputs. The District does not have any investments that are measured using Level 3 inputs. F. DESIGNATED ASSETS The board has designated certain resources for future capital projects, replacements, and operational needs. G. RESTRICTED ASSETS Restricted assets are assets restricted by the covenants of long-term financial arrangements or other third party legal restrictions. Restricted assets are used in accordance with their requirements and where both restricted and unrestricted resources are available for use, restricted resources are used first and then unrestricted as they are needed. H. ACCOUNTS RECEIVABLE AND ALLOWANCES FOR DOUBTFUL ACCOUNTS Accounts receivable are recorded at the invoiced amount and are reported net of allowances for doubtful accounts of$13,100 and $18,100 for 2019 and 2018, respectively. Receivables are considered past due after 30 days and routine collection efforts begin. District Code allows for the Treasurer to write off delinquent account balances up to 0.17% of the amounts billed. This write off process occurs semi- annually. 1. MATERIALS AND SUPPLIES Materials and supplies are recorded at average cost. J. DEBT PREMIUM, BOND ISSUANCE COSTS,AND DISCOUNTS Original issue and reacquired bond premiums and discounts relating to revenue bonds are amortized over the terms of the respective bond issues using the effective interest method. Debt issuance costs are expensed in the period incurred. Page 17 TRUCKEE DONNER PUBLIC UTILITY DISTRICT NOTES TO FINANCIAL STATEMENTS December 31, 2019 and 2018 NOTE 1 —ORGANIZATION AND SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (Continued) K. SPECIAL ASSESSMENT RECEIVABLE Special assessment receivable represent amounts due from property owners within the Donner Lake Assessment District for improvements made by the District pursuant to an agreement with the property owners to improve their water quality as discussed in note 7. L. AMORTIZED EXPENSES In 2003, the District entered into a broadband dark fiber maintenance agreement with Sierra Pacific Communications (SPC) which is included in the line item "other non-current assets" in the accompanying Statement of Net Position.SPC subsequently assigned the agreement to AT&T.The agreement is expected to provide benefit to the District over the estimated 20-year life of the agreement. (See note 4). M. CAPITAL ASSETS Capital assets are generally defined by the District as assets with an initial, individual cost of more than $10,000 and an estimated useful life of at least two years. Capital assets of the District are stated at the lower of cost or the acquisition value at the time of contribution to the District. Major outlays for plant are capitalized as projects are constructed. Depreciation on capital assets is calculated using the straight-line method over the estimated useful lives of the assets, which are as follows: Distribution Plant Electric 23—35 years Water 15—40 years Computer software and hardware 3— 7 years Building and improvements 20—33 years Equipment and furniture 4— 10 years It is the District's policy to capitalize interest paid on debt incurred for significant construction projects while those projects are under construction, less any interest earned on related unspent debt proceeds. No new debt related to capital assets was issued in 2019 and 2018; no interest was capitalized in 2019 or in 2018. N. COMPENSATED ABSENCES Under terms of employment, employees are granted sick leave and vacations in varying amounts. Only benefits considered to be vested are disclosed in these statements. Vested vacation and sick leave pay is accrued when earned in the financial statements.The liability is liquidated from general operating revenues of the utility. O. REVENUE RECOGNITION Unbilled revenues, representing estimated consumer usage for the period between the last meter reading and the end of the period, are accrued in the period of consumption. Water customers without meters are billed on a flat-rate basis, and revenues are recorded as billed. Revenues from connection fees are recognized upon completion of the connection. Income that the District has earned through investing its excess cash is reflected within income from investments when earned. Page 18 TRUCKEE DONNER PUBLIC UTILITY DISTRICT NOTES TO FINANCIAL STATEMENTS December 31, 2019 and 2018 NOTE 1 —ORGANIZATION AND SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (Continued) P. REVENUE AND EXPENSE CLASSIFICATION The District distinguishes operating revenues and expenses from non-operating items in the preparation of its financial statements. Operating revenues and expenses generally result from providing electric and water services in connection with the District's principal ongoing operations. The principal operating revenues are sales to customers. The District's operating expenses include power purchases, labor, materials, services, and other expenses related to the delivery of electric and water services. All revenues and expenses not meeting this definition are reported as non-operating revenues and expenses, or capital contributions and other. Q. POWER PURCHASES AND TRANSMISSION In 1999,the District entered into an agreement with Sierra Pacific Power Company dba NV Energy(SPPC), whereby SPPC will provide transmission services to the District through December 31, 2027. The District uses this transmission service to import energy over SPPC's transmission system to serve District load. In addition,the District purchases scheduling services from Utah Municipal Power Systems (UAMPS)and the scheduling services are included in the monthly power billings from UAMPS. The purchase of transmission services from SPPC represented 7.8% and 7.7% of total purchased power costs in 2018 and 2019, respectively. In December of 2005, the District entered into an agreement with UAMPS. Subsequently, the District entered into several pooling appendices for power capacity and energy that relate to various time periods from January 2008 through March 2028. Also in 2009, the District signed an agreement with UAMPS for approximately 5 MW of the Nebo natural gas generation plant capacity. In August 2012, the Horse Butte Wind project began commercial operation and the District owns approximately 15 MW of nameplate capacity that generates about 5 MW on average. The District has also invested in the Veyo Heat Recovery project that came on line in mid-2016. The District receives about 1.7 MW of carbon-free generation from this resource. In September 2019 the District entered into 25-year Purchase Power Agreement with UAMPS for a 6MW share of the Red Mesa Solar Project.The Project is being developed by UAMPS and the Navajo Tribal Utility Authority for use by UAMPS members. It is scheduled to be online by June 1, 2022. The Red Mesa Solar Project price for energy is among the lowest wholesale price paid by the District for any resource. It is estimated that a 6MW share equates to about 10 percent of total annual District energy requirements. In August of 2007, the District entered into an agreement with Western Area Power Administration (WAPA) for the delivery of Stampede Dam Hydroelectric generation. In accordance with this agreement,the District is entitled to a portion of the power generated by Stampede Dam. This generation is dependent upon the amount of water that is made available to the generator. This agreement is effective through 2024. In 2018 and 2019, the UAMPS contract, along with its appendices, and the WAPA contract for Stampede Dam Hydroelectric generation comprised the majority of a diversified power portfolio that balanced risk and costs for the District. Page 19 TRUCKEE DONNER PUBLIC UTILITY DISTRICT NOTES TO FINANCIAL STATEMENTS December 31, 2019 and 2018 NOTE 1 —ORGANIZATION AND SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (Continued) R. CAP AND TRADE PROGRAM PROCEEDS California Assembly Bill 32 (AB32) is an effort by the State of California to set a 2020 greenhouse gas (GHG) emissions reduction goal into law. AB32 requires California to lower greenhouse gas emissions to 1990 levels by 2020.Central to this initiative is the implementation of a cap and trade program,which covers major sources of GHG emissions in the State including power plants. The California Cap and Trade Program is designed to achieve cost-effective emissions reductions across the capped sectors. The program sets maximum statewide GHG emissions for all covered sectors each year ("cap"), and allows covered entities to sell off allowances ("trade"). An allowance is a tradable permit that allows the emission of one metric ton of COz. The California carbon price is driven by allowance trading. The District is subject to AB32 and has excess allowances due to reducing carbon-based generation in its power portfolio. In 2019 and 2018, the District sold its excess allowances in the program auctions and the proceeds were recorded as$1,503,495 and $1,186,320 operating revenue for the respective years. The auction proceeds are held in a restricted fund and are used to purchase qualified renewable power. (See note 2) S. INCOME TAXES As a government agency, the District is exempt from payment of federal and state income taxes. T. CONTRIBUTED CAPITAL ASSETS A portion of the District's capital assets have been obtained through amounts charged to developers for plant constructed by the District; direct contributions of capital assets from developers and other parties; as well as assessments of local property owners. These items are recognized within capital assets as construction is completed for plant constructed by the District based on the cost of the items,when received for contributed capital assets based on the actual or estimated fair value of the contributed items, or upon completion of the related project for development agreements.The District records amounts received within capital contributions when a legally enforceable claim is established. Until the District meets the criteria to record the amounts described above as capital contributions, any amounts received are recorded within unearned revenues on the Statement of Net Position. U. OTHER—PENSION SIDEFUND As a result of implementing GASB Statement No. 68, the pension side-fund payoff that occurred in 2011 and which had been reported in the financial statements as an asset was written off due to the District's participation in CalPERS cost-sharing multi-employer retirement benefit plan. However, the liability for the payoff remains until paid in full thru 2022. The intercompany fund transfers for the principal portion of the debt service between the electric and water utility is included as "other." V. PENSION For purposes of measuring the net pension liability and deferred outflows/inflows of resources related to pensions,and pension expense, information about the fiduciary net position of the District's California Public Employee's Retirement System (CaIPERS) plans (Plans) and the additions to/deductions from the Plans' fiduciary net position have been determined on the same basis as they are reported by CalPERS. For this purpose, benefit payments (including refunds of employee contributions) are recognized when due and payable in accordance with the benefit terms. Investments are reported at fair value. Page 20 TRUCKEE DONNER PUBLIC UTILITY DISTRICT NOTES TO FINANCIAL STATEMENTS December 31, 2019 and 2018 NOTE 1 —ORGANIZATION AND SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (Continued) W. RECENT ACCOUNTING PRONOUNCEMENTS IMPLEMENTED BY THE DISTRICT GASB Statement No. 83, Certain Asset Retirement Obligations, addresses accounting and financial reporting for certain asset retirement obligations (ARO's). The District has determined that this pronouncement had no impact on the District's financial position or results of operations. In May 2020, GASB issued Statement No. 95, Postponement of the Effective Dates of Certain Authoritative Guidance. The objective of this Statement is to provide temporary relief from certain new accounting and financial reporting requirements to districts in light of the COVID-19 pandemic. With the statement being effective immediately, the District has adopted this pronouncement for fiscal year 2019 resulting in postponement of implementing GASB Statement No. 84, Fiduciary Activities and GASB Statement No. 88, Certain Disclosures Related to Debt, including Direct Borrowings and Direct Placements. Other statements impacted by this statement are not effective for the fiscal year end 2019. The District will continue to evaluate the financial statement impact of adopting this Statement. X. DEFERRED OUTFLOWS OF RESOURCES AND DEFERRED INFLOWS OF RESOURCES Deferred Outflows of Resources:This separate financial statement element represents consumption of net position or fund balance that applies to future period(s)and so will not be recognized until that time. Deferred Inflows of Resources:This separate financial statement element represents an acquisition of net positon or fund balance that applies to future period(s) and so will not be recognized as an inflow of resources until that time. Y. UNAMORTIZED LOSS ON BOND REFUNDING For current and advanced refunding results in defeasance of debt,the difference between the reacquisition price and the net carrying amount of the old debt(Gain or loss) is deferred and amortized as a component of interest expense over the remaining life of the old debt or the new debt, whichever is shorter. These amounts are reported as deferred outflow on the statements of net position. Z. ACCOUNTING PRONOUNCEMENTS TO BE IMPLEMENTED IN UPCOMING YEARS GASB Statement No. 84, Fiduciary Activities, addresses identifying fiduciary activities of all state and local governments. The general focus of the criteria is on (1)whether a government is controlling the assets of the fiduciary activity and (2) the beneficiaries with whom a fiduciary relationship exists. Separate criteria are included to identify component units and postemployment benefit arrangements that are fiduciary activities. The District has not determined what impact, if any,this pronouncement will have on the financial statements. This statement is effective for the District fiscal year ending December 31, 2020. GASB Statement No. 87, Leases, addresses accounting and financial reporting for leases by governments. This Statement increases the usefulness of financials statements by requiring recognition of certain lease assets and liabilities for leases that previously were classified as operating leases by establishing a single model of lease accounting based on the foundational principle that leases are financings of the right to use an underlying asset. Under this statement, a lessee is required to recognize a lease liability and intangible right-to-use lease asset, and a lessor is required to recognize a lease receivable and a deferred inflow of resources, thereby enhancing the relevance and consistency of information about leasing activities. The District has not determined what impact, if any, this pronouncement will have on the financial statements. This statement is effective for the District fiscal year ending December 31, 2021. Page 21 TRUCKEE DONNER PUBLIC UTILITY DISTRICT NOTES TO FINANCIAL STATEMENTS December 31, 2019 and 2018 NOTE 1 —ORGANIZATION AND SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (Continued) Z. ACCOUNTING PRONOUNCEMENTS TO BE IMPLEMENTED IN UPCOMING YEARS(Continued) GASB Statement No. 88, Certain Disclosures Related to Debt, including Direct Borrowings and Direct Placements, addresses information that is disclosed in notes related to debt including direct borrowing and direct placements. It also clarifies which liabilities the District should include when disclosing information related to debt. This statement is effective for the District fiscal year ending December 31, 2020. GASB Statement No. 89, Accounting for Interest Cost Incurred before the End of a Construction Period, addresses interest costs incurred before the end of a construction period to be recorded as an expenditure in the applicable period. As a result, interest costs incurred before the end of a construction period will not be included in the historical cost of a capital asset reported. The District has not determined what impact this pronouncement will have on the financial statements. Application of this statement is effective for the District's fiscal year ending December 31, 2022. NOTE 2—CASH, CASH EQUIVALENTS, AND INVESTMENTS Cash, cash equivalents and investments are recorded in accounts as either restricted or unrestricted as required by the District's certificates of participation indentures or other third-party legal restrictions. Restricted assets represent funds that are restricted by certificates of participation covenants or third party contractual agreements. Assets that are allocated by resolution of the Board of Directors are considered to be Board designated assets. Board designated assets are a component of unrestricted assets as their use may be redirected at any time by approval of the Board. Upon Board approval, assets from board designated accounts may be used to pay for selected capital projects.Such accounts have been designated by the Board for the following purposes: Electric Capital Replacement Starting in 2009,the Board set aside funds designated for future electric infrastructure replacement. Electric Vehicle Reserve Beginning in 2009, the Board set aside funds designated for future electric utility vehicle replacements. Electric Rate Reserve In compliance with Board rules, the District created an electric rate stabilization fund in anticipation of future costs. During both 2019 and 2018, there was no utilization of these funds to offset increased power costs in lieu of raising electric rates. Water Vehicle Reserve Beginning in 2009, the Board set aside funds designated for future Water Utility vehicle replacements. Prepaid Connection Fees In compliance with Board rules, the District has set aside prepaid connection fees to cover installation costs of water services. Page 22 TRUCKEE DONNER PUBLIC UTILITY DISTRICT NOTES TO FINANCIAL STATEMENTS December 31, 2019 and 2018 NOTE 2—CASH, CASH EQUIVALENTS, AND INVESTMENTS (Continued) Debt Service Coverage and Operating Reserve Fund Effective 2007, the Board has voluntarily set aside funds to improve the District's cash-to-debt- service ratio. In 2019 funds were used for capital improvement projects. Donner Lake Assessment District Surcharge Fund The District established a monthly billing surcharge in the amount of$6.65 applicable to customers in the Donner Lake area to provide revenue to pay the remainder of the cost of reconstruction effective October 2006. Deferred Liabilities Reserve Starting in 2017, the Board established a reserve to protect the District from volatility in pension, other post-employment benefits, and worker's compensation premiums. As of December 31, Board designated accounts at fair value consisted of the following: 2019 2018 Electric capital replacement fund $ 2,419,674 $ 3,547,434 Electric vehicle reserve 402,741 521,293 Electric rate reserve 5,852,452 5,545,624 Electric deferred liabilities reserve 2,053,044 2,010,947 Water vehicle reserve - 235,493 Prepaid connection fees 76,837 75,957 Debt service&operating reserve fund 1,592,690 1,799,719 Donner Lake Assessment District surcharge fund 133,379 119,751 Water deferred liabilities reserve 104,928 102,032 Totals $ 12,635,745 $ 13,958,250 Certain assets have been restricted by bond covenants or third party contractual agreements for the following purposes: Certificates of Participation Prepayments to the Trustee from the District for upcoming debt payments. Facilities Fees The District charges facilities fees to applicants for new service to cover the costs of infrastructure needed to meet their systems demand. The use of such funds is restricted by California state law. Page 23 TRUCKEE DONNER PUBLIC UTILITY DISTRICT NOTES TO FINANCIAL STATEMENTS December 31, 2019 and 2018 NOTE 2—CASH, CASH EQUIVALENTS, AND INVESTMENTS (Continued) Donner Lake Special Assessment District Improvement and Reserve Fund The District established the Donner Lake Special Assessment District (DLAD) Improvement Fund to account for all funds received from the Special Assessment Receivable, which will be used to pay the debt service costs related to the Donner Lake Water System project. The DLAD Improvement Fund also has a reserve fund as required by the California — Safe Drinking Water— State Revolving Fund (SRF). This fund is required to set aside$40,043 semi-annually for ten years beginning in 2006. The reserve fund was fully funded as of December 31, 2016. AB32 Cap and Trade Auction Fund The District electric utility is identified as an "Electric Distribution Utility" under the Cap and Trade regulations and is therefore eligible to receive a direct allocation of allowances that can be sold in an auction. The proceeds from quarterly allowance auctions are held in this restricted fund and are used to purchase qualified renewable power. These funds are intended to mitigate the burden on the consumer without impacting a carbon price signal. Other(Area Improvement Funds) The District received funds from the County of Nevada,which are to be used only for improvements to specific areas within the District's boundaries in Nevada County. These areas include various Nevada County assessment districts. As of December 31, restricted cash and cash equivalents and investments at fair value consisted of the following: 2019 2018 Certificates of Participation $ 557,673 $ 575,626 Facilities fees 2,349,620 1,416,480 DWR-Prop 55 reserve fund 336,596 327,308 Donner Lake Special Assessment District improvement 2,767,820 2,679,245 Donner Lake Special Assessment District reserve fund 821,579 811,379 AB 32 Cap and Trade Auction fund 1,538,615 1,197,362 Other(area improvement funds) 55,738 54,200 Total Restricted Cash and Cash Equivalents and Investments $ 8,427,641 $ 7,061,600 Cash and investments are comprised of the following cash and cash equivalents and investments as of December 31: 2019 2018 Cash and cash equivalents $ 31,939,943 $ 28,869,308 Investments—government bonds 1,730,450 1,753,275 Totals $ 33,670,393 $ 30,622,583 Cash and cash equivalents and investments were $33,670,393 and $30,622,583 at December 31, 2019 and 2018, respectively. Cash equivalents substantially consist of deposits in the state pooled fund, Placer County pooled fund, money market funds and investments. Page 24 TRUCKEE DONNER PUBLIC UTILITY DISTRICT NOTES TO FINANCIAL STATEMENTS December 31, 2019 and 2018 NOTE 2—CASH, CASH EQUIVALENTS, AND INVESTMENTS (Continued) Adjustments necessary to record investments at fair market value are recorded in the operating statement as increases or decreases in investment income. Market values may have changed significantly after year end. FAIR VALUE MEASUREMENT The District applies the provisions of Governmental Accounting Standards Board (GASB) Statement No. 72, Fair Value Measurement and Application, which requires governmental entities, to report certain investments at fair value on the Statements of Net Position. Investments are valued at fair value at December 31. Fair value is defined as the price that would be received to sell an asset or paid to transfer a liability in an orderly transaction between market participants at the measurement date. The District categorizes its fair value measurements within the fair value hierarchy established by generally accepted accounting principles. The hierarchy is based on the valuation inputs used to measure the fair value of the asset. Level 1 inputs are quoted prices for identical instruments in active markets. Level 2 inputs are quoted prices for similar instruments in active markets; quoted prices for identical or similar instruments in markets that are not active; and model derived valuations in which all significant inputs are observable. Level 3 inputs are valuations derived from valuation techniques in which significant inputs are unobservable. The District classifies its fair value measurements within the fair value hierarchy established by generally accepted accounting principles. The District has the following fair value measurements as of December 31, 2019: • US Government bonds are valued using observable inputs (Level 2 inputs). INVESTMENTS AUTHORIZED BY THE DISTRICT'S INVESTMENT POLICY The District adopted an investment policy in 2006 which allowed for investments in instruments permitted by the California Government Code and/or the investments permitted by the trust agreements on District financing, including investments in the local government investment fund pool administered by the State of California (LAIF), Placer County Treasurer's Investment Portfolio (PCTIP) pooled investment and Utah Public Treasurers' Investment Fund (UPTIF). The District's investment policy contains provisions intended to limit the District's exposure to interest rate risk, credit risk, and concentration of credit risk. At December 31, 2019 and 2018 the District's deposits and investments at fair value were held as follows: 2019 2018 Cash on hand $ 2,400 $ 2,400 Deposits 1,287,103 1,538,997 LAI F 13,390,301 10,284,840 PCTIP 8,271,436 8,068,948 UPTIF 8,856,197 8,813,143 Money Market Funds 132,506 160,980 Government Bonds 1,730,450 1,753,275 Totals $ 33,670,393 $ 30,622,583 Page 25 TRUCKEE DONNER PUBLIC UTILITY DISTRICT NOTES TO FINANCIAL STATEMENTS December 31, 2019 and 2018 NOTE 2—CASH, CASH EQUIVALENTS, AND INVESTMENTS (Continued) DISCLOSURES RELATING TO INTEREST RATE RISK Interest rate risk is the risk that changes in the market interest rates will adversely affect the fair value of an investment. Generally,the longer the maturity of an investment, the greater is the sensitivity of its fair value to changes in market interest rates. Information about the sensitivity of the fair values of the District's investments to market interest rate fluctuations is provided by the following table that shows the District's investments by maturity for 2019 and 2018: Investments and Deposits Maturity LAIF 3 months or less PCTIP 3 months or less UPTIF 3 months or less Morgan Stanley Treasury 3 months or less Fidelity Money Market Government Portfolio 57 3 months or less Dreyfus Treasury Securities 3 months or less Federal Farm Credit Banks 03/02/2021 DISCLOSURES RELATING TO CREDIT RISK Generally, credit risk is the risk that an issuer of an investment will not fulfill its obligation to the holder of the investment. This is measured by the assignment of a rating by a nationally recognized statistical rating organization. LAIF, PCTIF and UPTIF do not have a rating provided by a nationally recognized statistical rating organization.The Morgan Stanley Treasury is rated AAAm by S&P and Aaa-mf by Moody's. Federal Farm Credit Banks is rated AA+ by S&P and Aaa by Moody's. The Dreyfus Treasury Securities is rated Aaa-mf by Moody's and AAAm by S&P. The Fidelity Money Market is rated AAA-mf by Moody's and AAAm by S&P. CUSTODIAL CREDIT RISK Custodial credit risk for deposits is the risk that, in the event of the failure of a depository financial institution, a government will not be able to recover its deposits or will not be able to recover collateral securities that are in the possession of an outside party. The District's investment policy does not contain legal or policy requirements that would limit the exposure to custodial credit risk for deposits. However, the California Government Code requires that a financial institution secure deposits made by state or local governmental units by pledging securities in an undivided collateral pool held by a depository regulated under state law (unless waived by the government unit). The market value of pledged securities in the collateral pool must equal at least 110% of the total amount deposited by the public agencies. As of December 31, 2019 and 2018 all deposits were fully insured or collateralized. The custodial credit risk for investments is the risk that, in the event of the failure of the counterparty(e.g., broker/dealer) to a transaction, a government will not be able to recover the value of its investment or collateral securities that are in the possession of another party. The California Government Code and the District's investment policy do not contain legal or policy requirements that would limit the exposure to custodial credit risk for investments. With respect to investments, custodial credit risk generally applies only to direct investments in marketable securities. Custodial credit risk does not apply to a local government's indirect investment in securities through the use of mutual funds or governmental investment pools (such as LAIF). Page 26 TRUCKEE DONNER PUBLIC UTILITY DISTRICT NOTES TO FINANCIAL STATEMENTS December 31, 2019 and 2018 NOTE 2—CASH, CASH EQUIVALENTS, AND INVESTMENTS (Continued) DEPOSIT IN STATE INVESTMENT POOL The District is a voluntary participant in the Local Agency Investment Fund (LAIF). This investment fund has an equity interest in the State of California's (State's) Pooled Money Investment Account(PMIA). PMIA funds are on deposit with the State's Centralized Treasury System and are managed in compliance with the California Government Code according to a statement of investment policy which sets forth permitted investment vehicles, liquidity parameters, and maximum maturity of investments. The fair value of the District's investment in this pool is reported in the accompanying financial statements at amounts based upon the District's pro-rata share of the fair value provided by the LAIF for the entire LAIF portfolio (in relation to the amortized cost of the portfolio). The balance available for withdrawal is based on the accounting records maintained by the LAIF, which are recorded on an amortized cost basis. DEPOSIT IN PLACER COUNTY TREASURER INVESTMENT POOL The District is a voluntary participant in the Placer County Investment Portfolio (PCTIP). The District is eligible to participate in PCTIP because a portion of the District's service area is in Placer County. Investments are on deposit with the Placer County Treasurer and are managed in compliance with the California Government Code according to a statement of investment policy which sets forth permitted investment vehicles, liquidity parameters, and maximum maturity of investments. The fair value of the District's investment in this pool is reported in the accompanying financial statements at amounts based upon the District's pro-rata share of the fair value provided by Placer County Treasurer for the entire PCTIP (in relation to the amortized cost of the portfolio). The balance available for withdrawal is based on the accounting records maintained by the Placer County Treasurer, which are recorded on an amortized cost basis. DEPOSIT IN UTAH PUBLIC TREASURERS'INVESTMENT FUND The District is a voluntary participant in the Utah Public Treasurers' Investment Fund (UPTIF). The District is eligible to participate in (UPTIF)through its membership with Utah Associated Municipal Power Systems (UAMPS). Investments are on deposit with State of Utah public treasury and investments are restricted to those authorized by the Utah Money Management Act and rules of the Money Management Council of Utah. The fair value of the District's investments in this pool is reported in the accompanying financial statements at amounts based upon the District's pro-rata share of the fair value provided by UPTIF through UAMPS Member Retention Fund. Page 27 TRUCKEE DONNER PUBLIC UTILITY DISTRICT NOTES TO FINANCIAL STATEMENTS December 31, 2019 and 2018 NOTE 3—CAPITAL ASSETS Capital assets consist of the following at December 31, 2019 and 2018: January 1, December 31, 2019 Additions Reductions 2019 Electric distribution facilities $ 64,204,692 $ 5,482,262 $ (1,994,235) $ 67,692,719 Water distribution facilities 116,378,593 4,138,345 (385,808) 120,131,130 General plant 16,513,294 2,787,341 (850,492) 18,450,143 197,096,579 12,407,948 (3,230,535) 206,273,992 Less:Accumulated depreciation (74,092,843) (7,782,420) 3,299,444 (78,575,819) Construction work in progress 7,169,814 10,013,133 (11,068,868) 6,114,079 Totals $ 130,173,550 $ 14,638,661 $ (10,999,959) 133,812,252 January 1, December 31, 2018 Additions Reductions 2018 Electric distribution facilities $ 60,416,921 $ 5,100,497 $ (1,312,726) $ 64,204,692 Water distribution facilities 112,596,747 3,836,606 (54,760) 116,378,593 General plant 15,782,620 921,628 (190,954) 16,513,294 188,796,288 9,858,731 (1,558,440) 197,096,579 Less:Accumulated depreciation (68,563,235) (7,203,036) 1,673,428 (74,092,843) Construction work in progress 2,881,021 11,929,099 (7,640,306) 7,169,814 Totals $ 123,114,074 $ 14,584,794 $ (7,525,318) $ 130,173,550 As of December 31, 2019 and 2018, the plant in service included land and land rights of$3,318,346 which are not being depreciated. A portion of the plant has been contributed to the District.When replacement is needed,the District replaces the contributed plant with District-financed plant. NOTE 4—TELECOMMUNICATION SERVICES In 1999, the District initiated a project to expand its basic service offerings to include internet access, cable television and voice delivered over fiber optic networks (the broadband project). The District completed the broadband design project and obtained the necessary regulatory approvals and franchises needed to construct and launch the broadband project. A local cable television service provider filed an objection in September 2004 with the Nevada County Local Agency Formation Commission (LAFCO), the entity responsible for providing regulatory approval for the broadband project. After denying the cable television provider's request for a reconsideration of their approval of the District's project, the cable television provider filed a lawsuit against LAFCO. The District was not named in the lawsuit. A ruling on the lawsuit was received in January 2006. LAFCO prevailed on all portions of the cable television provider's claim. The cable television provider filed an appeal; however, in June of 2007, the Court ruled in favor of LAFCO, upholding the initial ruling. Since 2009, the District has been exploring options to sell or lease the existing infrastructure to provide a return on investment in the project. Expenses incurred by the District to date on the broadband project total $2,834,079, of which $496,990 was expensed in 2014 for legal fees and preliminary feasibility studies. In 2019 and 2018 there were no material expenditures for this project. In 2018, The District signed a Memorandum of Understanding with Plumas Sierra Telecommunications to offer services utilizing these four fibers from Reno to Sacramento in future years. Page 28 TRUCKEE DONNER PUBLIC UTILITY DISTRICT NOTES TO FINANCIAL STATEMENTS December 31, 2019 and 2018 NOTE 5— LONG-TERM DEBT Long-term debt consisted of the following at December 31, 2019: January 1, December 31, Due within 2019 Additions Reductions 2019 one year Pension Obligation Bonds Electric,2.47% due semi-annually to 2022 $ 3,476,000 $ $ (920,000) $ 2,556,000 $ 978,000 State Revolving Fund Loan— Water,2.34%,due semi-annually beginning in 2006 to 2026 5,479,589 (676,565) 4,803,024 692,489 Certificates of Participation— Water,1.54% due serially to 2021 refinanced in 2016 1,990,000 (659,000) 1,331,000 667,000 Certificates of Participation— Water,2.00%to 4.00%, due serially to 2035(net premiums of$421,023) 12,858,041 (592,018) 12,266,023 585,000 Department of Water Resources, 3.18%,due semiannually to 2021,secured by real and personal property 731,001 (285,510) 445,491 294,638 Installment loan,4.58% due serially to 2023 47,745 47,745 22,803 Totals $ 24,582,376 $ $ (3,133,093) $ 21,449,283 $ 3,239,930 Long-term debt consisted of the following at December 31, 2018: January 1, December 31, Due within 2018 Additions Reductions 2018 one year Pension Obligation Bonds Electric,2.47% due semi-annually to 2022 $ 4,745,000 $ $ (1,269,000) $ 3,476,000 $ 920,000 State Revolving Fund Loan— Water,2.34%,due semi-annually beginning in 2006 to 2026 6,140,596 (661,007) 5,479,589 676,565 Certificates of Participation— Water,4.00%to 5.00% due serially to 2021 refinanced in 2016 2,634,000 (644,000) 1,990,000 659,000 Certificates of Participation— Water,2.00%to 4.00%, due serially to 2035(net premiums of$448,041) 13,435,059 (577,018) 12,858,041 565,000 Department of Water Resources, 3.18%,due semiannually to 2021,secured by real and personal property 1,007,651 (276,650) 731,001 285,510 Installment loan,4.58% due serially to2023 58,403 (10,658) 47,745 11,146 Totals $ 28,020,709 $ $ (3,438,333) $ 24,582,376 $ 3,117,221 Page 29 TRUCKEE DONNER PUBLIC UTILITY DISTRICT NOTES TO FINANCIAL STATEMENTS December 31, 2019 and 2018 NOTE 5— LONG-TERM DEBT (Continued) During April 2004, the District obtained financing in the form of a State Revolving Fund Loan, the proceeds of which were utilized in the replacement of the Donner Lake water system. The District submitted expenditures to the State for reimbursement of $12,732,965. The semi-annual principal and interest payments are$400,426 and commenced in 2006. In 2004,the remaining balance of$12,227,122 was used to pay off the temporary lines of credit obtained in 2001 and 2002 to fund the Donner Lake project. (See note 7). On October 12, 2006, through the Truckee Donner Public Utility District Financing Corporation on behalf of the District issued $26,570,000 of Certificates of Participation to refund 100% of the outstanding balance of Certificates issued in 1996, complete the funding of the Donner Lake Assessment District water system, and fund water system capital improvements.The refunding portion of the 2006 COP's,totaling$8,465,000, has an average interest rate of 4.10%. The refunded 1996 COP's had an average interest rate of 5.41%. The net proceeds of $7,500,557 (after payment of $63,733 in underwriting fees, insurance and other issuance costs) plus an additional $1,315,194 of reserve fund monies were used to prepay the outstanding debt service requirements on the 1996 COP's. The terms of the Certificates call for payments to be made only from the net revenues of the Water Division and the debt is secured by this revenue. These revenues are required to be at least equal to 125% of the debt service for each year. In 2015, a portion of the 2006 COP was refunded. Since a portion of the 2006 COP was used for advance refunding of previous COP, that portion could not be advance refunded at the time of the refunding. The new 2015 refunding did not require a reserve fund. The reserve fund was liquidated and applied towards reducing the debt principal. The estimated net present value savings were $1,600,000 or 10% over the remaining life of issuance. In 2016, the remaining portion of the 2006 COP was refunded. Due to the refunding an estimated net present value savings of$222,000 was achieved. Under the Safe Drinking Water Bond Law of 1986, the Department of Water Resources provided a $5,000,000 loan to the District in 1993. The loan was to finance capital improvements to the public water supply and to reduce water quality hazards. The terms of the loan call for payments to be made only from the net revenues of the Water Division, which are required to be sufficient to pay the debt service for each year. In June 2011, the District refunded (refinanced) an existing $7.8 million pension side fund obligation for its participation in CalPERS. Prior to 2011, the annual side fund payments were expensed and described in the Notes to Financial Statements. The pension side fund liability was amortized through June 2022 with a 7.75% rate. This liability was not required to be reported on the District's Statement of Net Position, but the future pension expense was included in budget and rate calculations.The new refunding rate of 5%reduced the District's annual pension costs by almost $100,000 through 2022. In 2016, the District refunded the pension side fund again earning the District annual savings of$30,000 or$164,000 in total. As a normal part of its operations, the District finances the acquisition of certain assets through the use of installment loans. These loans have been used to finance the purchase of vehicles, equipment, and certain water system improvements. There were no additional installment loans in 2019 or in 2018. Page 30 TRUCKEE DONNER PUBLIC UTILITY DISTRICT NOTES TO FINANCIAL STATEMENTS December 31, 2019 and 2018 NOTE 5— LONG-TERM DEBT (Continued) Scheduled payments on debt are: Principal Interest Total 2020 $ 3,239,930 $ 650,634 $ 3,890,564 2021 3,179,833 563,954 3,743,787 2022 1,907,221 486,560 2,393,781 2023 1,397,546 437,044 1,834,590 2024 1,440,023 393,367 1,833,390 2025-2029 4,998,707 1,365,421 6,364,128 2030-3034 4,570,000 593,425 5,163,425 2035-2039 295,000 11,800 306,800 $ 21,028,260 $ 4,502,205 $ 25,530,465 Plus: Unamortized premiums 421,023 $ 21,449,283 NOTE 6— UNEARNED REVENUES Transactions that have not yet met revenue recognition requirements are recorded as a non-current liability and reflected in the accompanying Statement of Net Position. As of December 31, 2019 and 2018, unearned revenues consist of unearned special assessment revenues, development agreement deposits, connection fees, and other deposits. Unearned revenues consisted of the following at December 31, 2019 and 2018: January 1, December 31, 2019 Additions Reductions 2019 Development agreement deposits 3,727,796 2,051,670 (2,568,805) 3,210,661 Connection fees and other deposits 1,227,145 1,612,713 (1,475,232) 1,364,626 Totals $ 4,954,941 $ 3,664,383 $ (4,044,037) $ 4,575,287 January 1, December 31, 2018 Additions Reductions 2018 Development agreement deposits 2,768,422 2,306,700 (1,347,326) 3,727,796 Connection fees and other deposits 885,654 1,440,232 (1,098,741) 1,227,145 Totals $ 3,654,076 $ 3,746,932 $ (2,446,067) $ 4,954,941 Page 31 TRUCKEE DONNER PUBLIC UTILITY DISTRICT NOTES TO FINANCIAL STATEMENTS December 31, 2019 and 2018 NOTE 7— DONNER LAKE WATER COMPANY ACQUISITION In 2001, the District acquired the Donner Lake Water Company by initiating an eminent domain lawsuit. As a part of the takeover, the District replaced the entire water system, which cost approximately $15.6 million and was completed in 2006. The District initially estimated the replacement cost to be $13 million. The Donner Lake property owners agreed to reimburse the District for the full costs of the replacement.Therefore, an assessment was placed on each Donner Lake homeowner's property for a pro- rata share of the $13 million payable immediately or with an option to pay over 20 years. The assessment is collected by Nevada County and Placer County on behalf of the District and is secured by the Donner Lake property owners. A monthly $6.65 water system upgrade surcharge is paid by the Donner Lake customers to reimburse the District for the $2.6 million cost incurred in excess of the assessment. In April 2004, the District obtained financing in the form of a State Revolving Fund Loan for$12,732,965 at a rate of 2.34%.The District is required to fund a reserve account by making semi-annual reserve payments in the amount of$40,043 for a 10-year period. The reserve fund was fully funded as of December 31, 2016. As of December 31, 2019 and 2018, the assessment receivable from the property owners was$1,562,702 and $2,294,810. These amounts are shown as Special Assessments Receivable in the Statement of Net Position. The proceeds of the assessment and surcharge are placed in the Donner Lake Special Assessment District Improvement Fund and used to pay the debt service for the water system improvements. NOTE 8— EMPLOYEE BENEFIT PLANS A. PENSION PLANS Plan Description — All qualified permanent and probationary employees are eligible to participate in the District's Miscellaneous Employee Pension Plans, cost-sharing multiple employer defined benefit pension plans administered by the California Public Employees' Retirement System (CaIPERS). Benefit provisions under the Plans are established by State statute and Local Government resolution. CalPERS issues publicly available reports that include a full description of the pension plans regarding benefit provisions, assumptions and membership information that can be found on the CalPERS website. Benefits Provided—CalPERS provides service retirement and disability benefits,annual costs of living adjustments and death benefits to plan members, who must be public employees and beneficiaries. Benefits are based on years of credited service, equal to one year of full time employment. Members with five years of total service are eligible to retire at age 50 with statutorily reduced benefits. All members are eligible for non-duty disability benefits after 10 years of service. The death benefits is Optional Settlement 2W Death Benefit. The cost of living adjustments for each plan are applied as specified by the Public Employees' Retirement Law. The 2.7% at 55 Miscellaneous Plan is closed to new entrants. Page 32 TRUCKEE DONNER PUBLIC UTILITY DISTRICT NOTES TO FINANCIAL STATEMENTS December 31, 2019 and 2018 NOTE 8— EMPLOYEE BENEFIT PLANS (Continued) A. PENSION PLANS (Continued) The plans' provisions and benefits in effect at December 31, 2019 are summarized as follows: Miscellaneous Prior to On or after Hire Date January 1, 2013 January 1, Benefit Formula 2.7% @ 55 2% @ 62 Benefit Vesting Schedule 5 years service 5 years service Benefit Payments monthly for life monthly for life Retirement Age 50 and Up 52 and Up Monthly Benefits, as a % of eligible compensation 2.0% -2.7% 1.0%to 2.5% Required Employee Contributions Rates 8% 6.75% Required Employer Contributions Rates 12.514% 6.985% Contributions— Section 208149(c) of the California Public Employee's Retirement Law requires that the employer contribution rates for all public employers be determined on an annual basis by the actuary and shall be effective on the July 1 following notice of a change in the rate. Funding contributions for both Plans are determined annually on an actuarial basis as of June 30 by CalPERS. The actuarially determined rate is the estimated amount necessary to finance the costs of benefits earned by employees during the year, with an additional amount to finance any unfunded accrued liability. The District is required to contribute the difference between the actuarially determined rate and the contribution rate of employees. Contributions shown below are for the fiscal year of July 1, 2018 through June 30, 2019. Miscellaneous Prior to On or after Hire Date January 1, 2013 January 1, Benefit Formula 2.7% @ 55 2% @ 62 2019 Employer Contributions $1,248,232 $160,568 2018 Employer Contributions $1,136,849 $109,627 B. PENSION LIABILITIES, PENSION EXPENSES AND DEFERRED OUTFLOWS/INFLOWS OF RESOURCES RELATED TO PENSIONS As of December 31, 2019, the District reported net pension liabilities for its proportionate shares of the net pension liability as follows: Proportionate Share of Net Pension Liability Fiscal Year Ending June 30, 2019 June 30, 2018 $12,872,646 $11,742,137 Page 33 TRUCKEE DONNER PUBLIC UTILITY DISTRICT NOTES TO FINANCIAL STATEMENTS December 31, 2019 and 2018 NOTE 8— EMPLOYEE BENEFIT PLANS (Continued) B. PENSION LIABILITIES, PENSION EXPENSES AND DEFERRED OUTFLOWS/INFLOWS OF RESOURCES RELATED TO PENSIONS (Continued) The District's net pension liability is measured as a proportionate share of the net pension liability. The net pension liability is measured as of June 30, 2019, and the total pension liability used to calculate the net pension liability was determined by an actuarial valuation as of June 30, 2018 rolled forward to June 30, 2019 using standard update procedures. The District's proportion of the net pension liability was based on a projection of the District's long-term share of contributions to the pension plans relative to the projected contributions of all participating employers, actuarially determined. The District's proportionate share of the net pension liability for the Plan for the measurement date of June 30, 2019 and June 30, 2018 is as follows: Percentage Share of Risk Pool Measurement Date June 30, 2019 June 30, 2018 Change Percentage of Plan NPL 0.32145% 0.31157% 0.00988% At December 31, 2019 the District reported deferred outflows of resources and deferred inflows of resources related to pensions from the following sources: 2019 Deferred Outflows of Deferred Inflows of Resources Resources Changes of assumptions $ 396,231 $ - Differences between expected and actual experience 824,788 - Differences between projected and actual investment earnings - 225,054 Differences between employer's contributions and proportionate share of contributions - 319,814 Change in employer's proportion 348,223 - Pension contributions made subsequent to the measurement date 780,764 - Total $ 2,350,006 $ 544,868 2018 Deferred Outflows of Deferred Inflows of Resources Resources Changes of assumptions $ 1,010,564 $ - Differences between expected and actual experience 297,214 - Differences between projected and actual investment earnings 58,050 - Differences between employer's contributions and proportionate share of contributions - 244,597 Change in employer's proportion 215,948 - Pension contributions made subsequent to the measurement date 704,797 - Total $ 2,286,573 $ 244,597 Page 34 TRUCKEE DONNER PUBLIC UTILITY DISTRICT NOTES TO FINANCIAL STATEMENTS December 31, 2019 and 2018 NOTE 8— EMPLOYEE BENEFIT PLANS (Continued) B. PENSION LIABILITIES, PENSION EXPENSES AND DEFERRED OUTFLOWS/INFLOWS OF RESOURCES RELATED TO PENSIONS (Continued) $780,764 is reported as deferred outflows of resources related to contributions subsequent to the measurement date will be recognized as a reduction of the net pension liability in the year ended December 31, 2019. Other amounts reported as deferred outflows of resources and deferred inflows of resources related to pensions will be recognized as pension expense as follows: Year Ended December 31 Amount 2020 $ 970,823 2021 (111,347) 2022 119,421 2023 45,477 $ 1,024,374 Actuarial Assumptions —The total pension liabilities in the June 30, 2019 actuarial valuations were determined using the following actuarial assumptions: Miscellaneous 2019 Valuation Date June 30,2018 Measurement Date June 30,2019 Actuarial Cost Method Entry-Age Normal Cost Method Actuarial Assumptions: Discount Rate 7.15% Inflation 2.50% Salary Increase Varies by Entry Age and Service Investment Rate of Return 7.15% Net of Pension Plan Investment and Administrative Expenses; includes Inflation Mortality(1) Derived using CalPERS membership data for all funds (1) The mortality table used was developed based on CalPERS'specific data. The Table includes 15 years of mortality improvements using 90 percent of Scale MP 2016 published by the Society of Actuaries. For more details on this table, please refer to the 2017 experience study report. All underlying mortality assumptions and all other actuarial assumptions used in the June 30, 2019 valuation were based on results of a December 2017 CalPERS Experience Study and Review of Actuarial Assumptions. Further details of the Experience Study can be found on the CalPERS website. Discount Rate-The discount rate used to measure the total pension liability as of December 31, 2019 was 7.15%. To determine whether the municipal bond rate should be used in the calculation of a discount rate for each plan, CalPERS stress tested plans that would most likely result in a discount rate that would be different from the actuarially assumed discount rate. Based on the testing, none of the tested plans run out of assets. Therefore, the current 7.15% discount rate used is adequate and the use of the municipal bond rate calculation is not necessary. The long term expected discount rate of 7.15% will be applied to all plans in the Public Employees Retirement Fund (PERF). The stress test results are presented in a detailed report that can be obtained from the CalPERS website. Page 35 TRUCKEE DONNER PUBLIC UTILITY DISTRICT NOTES TO FINANCIAL STATEMENTS December 31, 2019 and 2018 NOTE 8— EMPLOYEE BENEFIT PLANS (Continued) B. PENSION LIABILITIES, PENSION EXPENSES AND DEFERRED OUTFLOWS/INFLOWS OF RESOURCES RELATED TO PENSIONS (Continued) The long-term expected rate of return on pension plan investments was determined using a building- block method in which best-estimate ranges of expected future real rate of return (expected returns, net of pension plan investment expense and inflation) are developed for each major asset class. In determining the long-term expected rate of return, CalPERS took into account both short-term and long-term market return expectations as well as the expected pension fund cash flows. Using historical returns of all the funds' asset classes, expected compound returns were calculated over the short-term (first 10 years) and the long term (11 + years) using a building-block approach. Using the expected nominal returns for both short-term and long-term,the present value of benefits was calculated for each fund. The expected rate of return was set by calculating the single equivalent expected return that arrived at the same present value of benefits for cash flows as the one calculated using both short-term and long-term returns. The expected rate of return was then set equivalent to the single equivalent rate calculated above and rounded down to the nearest one quarter of one percent. The table below reflects the long-term expected real rate of return by asset class. The rate of return was calculated using the capital market assumptions applied to determine the discount rate and asset allocation. The target allocation shown below was adopted by CaIPERS' Board effective on July 1, 2018. New Strategic Asset Class Allocation Global Equity 50.0% Private Equity 8.0% Fixed Income 28.0% Real Assets 13.0% Liquidity 1.0% Total 100.0% Sensitivity of the Proportionate Share of the Net Pension Liability to Changes in the Discount Rate-The following presents the District's proportionate share of the net pension liability for each Plan, calculated using the discount rate for each Plan, as well as what the District's proportionate share of the net pension liability would be if it were calculated using a discount rate that is 1% point lower or 1% point higher than the current rate: Miscellaneous Measurement Date June 30,2019 1%Decrease 6.15% Net Pension Liability $20,033,641 Current Discount Rate 7.15% Net Pension Liability $12,872,646 1%Increase 8.15% Net Pension Liability $6,961,750 Page 36 TRUCKEE DONNER PUBLIC UTILITY DISTRICT NOTES TO FINANCIAL STATEMENTS December 31, 2019 and 2018 NOTE 8— EMPLOYEE BENEFIT PLANS (Continued) B. PENSION LIABILITIES, PENSION EXPENSES AND DEFERRED OUTFLOWS/INFLOWS OF RESOURCES RELATED TO PENSIONS(Continued) Pension Plan Fiduciary Net Position—Detailed information about each pension plan's fiduciary net position is available in the separately issued CaIPERS financial reports. C. PAYABLE TO THE PENSION PLAN At December 31, 2019 and 2018 respectively the District did not report a payable for outstanding required contributions to the pension plan. D. DEFERRED COMPENSATION PLAN The District maintains two deferred compensation plans: a 401(a)and a 457 plan, (the Plans)for certain qualified employees. The District matches 6.78% of eligible employee contributions. In 2019 the total match was $162,913 compared to $137,045 in 2018. The District has no liability for losses under the Plans, but does have the duty of due care that would be required of an ordinary prudent investor. The District has not reflected the Plans' assets and corresponding liabilities (if any) on the accompanying Statement of Net Position. E. OTHER POST EMPLOYMENT BENEFITS(OPEB) General Information - As discussed in Note 1, beginning with the year ended December 31, 2018, the District adopted the provisions of GASB Statement No. 75, Accounting and Financial Reporting for Postemployment Benefits Other Than Pensions. The District's retiree Benefits Plan (the Plan) recognizes benefit payments when due and payable in accordance with the benefit terms. The Plan's fiduciary net position has been determined on the same basis as is reported by the Plan in calculating the fiduciary net position (Net OPEB Liability), deferred outflows of resources and deferred inflows of resource and associated OPEB expense. The District administers a single-employer defined-benefit post-employment healthcare plan. Dependents are eligible to enroll. Benefits Provided—Retirees are eligible for a District contribution towards premiums for the retiree health plans(s) if they have 10+ years of District service. The maximum District contribution is based on years of service. The Retiree is eligible for 50% of the following maximums, with a minimum of 10 years of service, plus 5% for each year of service over 10 years: $475 per person enrolled in the plan, if not eligible for Medicare, and $375 per person enrolled, if eligible for Medicare. Employees Covered — At June 30, 2017 (the valuation date), the benefit terms covered the following employees: Category Count Active Employees: 68 Inactive Employees, spouses, or beneficiaries currently receiving payment(s): 53 Inactive employees entitled to but not yet receiving benefit payment(s): 0 Total 121 Page 37 TRUCKEE DONNER PUBLIC UTILITY DISTRICT NOTES TO FINANCIAL STATEMENTS December 31, 2019 and 2018 NOTE 8— EMPLOYEE BENEFIT PLANS (Continued) E. OTHER POST EMPLOYMENT BENEFITS(OPEB) (Continued) Contributions — The District pays benefits as they come due and contributes additionally to the Trust annually. The District's annual contribution to the Trust as of December 31, 2019 was $100,000. Net OPEB Liability— The District's net OPEB liability was measured as of December 31, 2018, and the total OPEB liability used to calculate the net OPEB liability was determined by an actuarial valuation as of June 30, 2017. Actuarial Assumptions The total OPEB Liability in the December 31, 2018 measurement date was determined using the following actuarial assumptions, applied to all periods included in the measurement, unless otherwise specified: Inflation: 2.00% Salary Increases: Base salary increases in year one: 2.750%. Additional merit-based increases based on CalPERS. Investment Rate of Return: 7.59% Healthcare cost trend rates: 6.50% in the first year, trending down to 3.84% over 57 years Mortality Rates: Based on CalPERS tables Actuarial Assumptions (Continued) The discount rate used to measure the total OPEB liability was 7.59%. The projection of cash flows used to determine the discount rate assumed that the District contribution will be made at rates equal to the actuarially determined contribution rates. Based on those assumptions,the OPEB plan's fiduciary net position was projected to cover all future OPEB payments. Therefore, the discount rate was set equal to the long-term expected rate of return. Page 38 TRUCKEE DONNER PUBLIC UTILITY DISTRICT NOTES TO FINANCIAL STATEMENTS December 31, 2019 and 2018 NOTE 8— EMPLOYEE BENEFIT PLANS (Continued) E. OTHER POST EMPLOYMENT BENEFITS(OPEB)(Continued) Changes in the Net OPEB Liability—The changes in the net OPEB liability for the Plan are as follows: Increases(Decreases) Total OPEB Plan Fiduciary Net OPEB Liability Net Position Liability (a) (b) (c)= (a)-(b) Balance as of Report Date December 31, 2018 $ 6,615,140 $ 2,206,411 $ 4,408,729 Changes for the year: Service Cost 178,856 - 178,856 Interest 457,563 - 457,563 Differences between Expected and (29,828) - (29,828) Actual Experience - - - Changes of Assumptions (233,084) (233,084) Contributions - - - Employer-District's Contribution - 294,698 (294,698) Employer- Implicit Subsidy - 270,061 (270,061) Net Investment Income - (110,318) 110,318 Benefit Payments (244,700) (244,700) - Implicity Rate Subsidy Credit (270,061) (270,061) - Administrative Expenses - (557) 557 Net Changes (141,27) (60,877) (80,377) Balance as of Report Date December 31, 2019 $ 6,473,886 $ 2,145,534 $ 4,328,352 Increases(Decreases) Total OPEB Plan Fiduciary Net OPEB Liability Net Position Liability (a) (b) (c)= (a)-(b) Balance as of Report Date December 31,2017 $ 6,465,503 $ 1,997,471 $ 4,468,032 Changes for the year: Service Cost 170,473 - 170,473 Interest 448,374 - 448,374 Differences between Expected and - - - Actual Experience - - - Changes of Assumptions - - Contributions - - - Employer-District's Contribution - 256,280 (256,280) Employer- Implicit Subsidy - 254,930 (254,930) Net Investment Income - 167,459 (167,459) Benefit Payments (214,280) (214,280) - Implicity Rate Subsidy Credit (254,930) (254,930) - Administrative Expenses - (519) 519 Net Changes 149,637 208,940 (59,303) Balance as of Report Date December 31,2018 $ 6,615,140 $ 2,206,411 $ 4,408,729 Page 39 TRUCKEE DONNER PUBLIC UTILITY DISTRICT NOTES TO FINANCIAL STATEMENTS December 31, 2019 and 2018 NOTE 8— EMPLOYEE BENEFIT PLANS (Continued) E. OTHER POST EMPLOYMENT BENEFITS(OPEB)(Continued) Sensitivity of the net OPEB liability to changes in the discount rate -The net OPEB liability of the District, as well as what the District's net OPEB liability would be if it were calculated using a discount rate that is one percentage point lower(6.59%) or one percentage point higher(8.59%) is as follows: 1% Decrease Discount Rate 1% Increase 6.59% 7.59% 8.59% Net OPEB Liability $4,899,679 $4,328,352 $3,687,036 Sensitivity of the net OPEB liability to changes in the healthcare cost trend rates -The net OPEB liability of the District, as well as what the District's net OPEB liability would be if it were calculated using healthcare cost trend rates that are one percentage point lower(5.50%) or one percentage point higher (7.50%)than current healthcare cost trend rates is as follows: 1% Decrease Trend Rate 1% Increase 5.50% 6.50% 7.50% Decreasing to Decreasing to Decreasing to 2.84% 3.84% 4.84% Net OPEB Liability $3,944,244 $4,328,352 $4,596,413 OPEB Plan Fiduciary Net Position—CERBT issues a publicly available financial report for the overall OPEB plan's fiduciary net position which may be obtained from CalPERS at PO Box 942709, Sacramento, Ca. 94229-2709. OPEB Expense and Deferred Inflows and Outflows of Resources Related to OPEB - For the year ended December 31, 2019, the District recognized an OPEB expense of$469,313. At December 31, 2019 and 2018, the District reported deferred outflows of resources and deferred inflows of resources related to OPEB from the follow sources: 2019 Deferred Outflows of Deferred Inflows of Resources Resources Differences between expected and actual experience $ - $ (25,566) Changes of assumptions - (279,294) Net Difference between Projected and Actual Earnings on OPEB Plan Investments 212,101 - District contributions made subsequent to the measurement date 388,162 - Total $ 600,263 $ (304,860) Page 40 TRUCKEE DONNER PUBLIC UTILITY DISTRICT NOTES TO FINANCIAL STATEMENTS December 31, 2019 and 2018 NOTE 8— EMPLOYEE BENEFIT PLANS (Continued) E. OTHER POST EMPLOYMENT BENEFITS(OPEB)(Continued) 2018 Deferred Outflows of Deferred Inflows of Resources Resources Differences between expected and actual experience $ - $ - Changes of assumptions -Net Difference between Projected and Actual Earnings on OPEB Plan Investments - (15,069) District contributions made subsequent to the measurement date 344,700 - Total $ 344,700 $ (15,069) The $388,162 reported as deferred outflows of resources related to contributions subsequent to the December 31, 2018 measurement date will be recognized as a reduction of the net OPEB liability during the fiscal year ending December 31, 2020. Other amounts reported as deferred outflows of resources and deferred inflows of resources related to OPEB will be recognized in OPEB expense as follows: Year Ended December 31 Amount 2020 $1,273 2021 $1,273 2022 $1,272 2023 $5,039 2024 ($50,811) remaining $50,805 Total ($92,759) NOTE 9—SELF FUNDED INSURANCE The District has a self-funded vision insurance program and claims were processed by and on behalf of the District. The District did not maintain a claim liability; rather claims were expensed as paid. The amount of claims paid for each of the past three years have not been material. NOTE 10—SEGMENT DISCLOSURE The District has issued revenue bonds to finance electric and water distribution facilities. The District also issued special tax bonds secured by tax revenues from Mello-Roos Community Facilities Districts. Each project has an external requirement to be reported separately, and investors in the revenue bonds and special tax bonds rely solely on the revenue generated by the individual projects for repayment. Summary financial information for each project is presented on the following pages for the years ending December 31, 2019 and 2018. Page 41 TRUCKEE DONNER PUBLIC UTILITY DISTRICT NOTES TO FINANCIAL STATEMENTS December 31, 2019 and 2018 NOTE 10—SEGMENT DISCLOSURE (Continued) STATEMENTS OF NET POSITION December 31,2019 ASSETS AND DEFERRED OUTFLOWS OF RESOURCES Electric Water Eliminations Grand Total Current assets $ 27,392,285 $ 10,812,929 $ (3,822) $ 38,201,392 Non-current assets: Capital assets,net 58,755,925 75,056,327 133,812,252 Restricted assets - 1,730,450 1,730,450 Other long-term assets 248,925 1,562,702 1,811,627 Total Noncurrent Assets 59,004,850 78,349,479 137,354,329 Deferred outflows of resources Pension 1,410,003 940,003 2,350,006 OPEB 360,158 240,105 600,263 Unamortized loss on refunding 511,174 511,174 Unamortized redemption premium 68,152 68,152 1,838,313 1,691,282 3,529,595 TOTAL ASSETS AND DEFERRED OUTFLOWS $ 88,235,448 $ 90,853,690 $ (3,822) $ 179,085,316 OF RESOURCES LIABILITIES, DEFERRED INFLOWS OF RESOURCES AND NET POSITION Current liabilities $ 5,083,892 $ 2,838,642 $ (3,822) $ 7,918,712 Non-current Liabilities Long-term debt,net of current portion 1,602,942 16,606,411 18,209,353 Net pension liability 7,723,588 5,149,058 12,872,646 OPEB liability 2,597,011 1,731,341 4,328,352 Unearned revenues 3,431,825 1,143,462 4,575,287 Total Noncurrent Liabilities 15,355,366 24,630,272 39,985,638 Total Liabilities 20,439,258 27,468,914 (3,822) 47,904,350 Deferred inflows of resources Pension 326,921 217,947 544,868 OPEB 182,916 121,944 304,860 Total Deferred Inflows of Resources 509,837 339,891 849,728 Net Position Net investment in capital assets 56,177,122 56,721,963 112,899,085 Restricted for debt service 2,455,343 5,803,021 8,258,364 Unrestricted 8,653,888 519,901 9,173,789 Total Net Position 67,286,353 63,044,885 130,331,238 TOTAL LIABILITIES,DEFERRED INFLOWS $ 88,235,448 $ 90,853,690 $ (3,822) $ 179,085,316 OF RESOURCES AND NET POSITION Page 42 TRUCKEE DONNER PUBLIC UTILITY DISTRICT NOTES TO FINANCIAL STATEMENTS December 31, 2019 and 2018 NOTE 10—SEGMENT DISCLOSURE (Continued) December 31,2018 ASSETS AND DEFERRED OUTFLOWS OF RESOURCES Electric Water Eliminations Grand Total Current assets $ 25,903,974 $ 9,424,443 $ $ 35,328,417 Non-current assets: Capital assets,net 53,535,186 76,638,364 130,173,550 Restricted assets - 1,753,275 1,753,275 Other long term assets 311,157 2,294,810 2,605,967 Total Noncurrent Assets 53,846,343 80,686,449 134,532,792 Deferred outflows of resources Pension 1,371,944 914,629 2,286,573 OPEB 206,820 137,880 344,700 Unamortized loss on refunding - 543,976 543,976 Unamortized redemption premium 95,412 95,412 Total Deferred Outflows of Resources 1,674,176 1,596,485 3,270,661 TOTAL ASSETS AND DEFERRED OUTFLOWS $ 81,424,493 $ 91,707,377 $ $ 173,131,870 OF RESOURCES LIABILITIES, DEFERRED INFLOWS OF RESOURCES AND NET POSITION Current liabilities $ 5,114,243 $ 2,794,434 $ $ 7,908,677 Non-current Liabilities Long-term debt,net of current portion 2,592,599 18,872,556 21,465,155 Net pension liability 7,045,282 4,696,855 11,742,137 OPEB liability 2,645,237 1,763,492 4,408,729 Unearned revenues 3,451,288 1,503,653 4,954,941 Total Noncurrent Liabilities 15,734,406 26,836,556 42,570,962 Total Liabilities 20,848,649 29,630,990 50,479,639 Deferred inflows of resources Pension 146,758 97,839 244,597 OPEB 9,041 6,028 15,069 Total Deferred Inflows of Resources 155,799 103,867 259,666 Net Position Net investment in capital assets 50,048,040 56,123,709 106,171,749 Restricted for debt service 1,777,693 5,114,785 6,892,478 Unrestricted 8,594,312 734,026 9,328,338 Total Net Position 60,420,045 61,972,520 122,392,565 TOTAL LIABILITIES,DEFERRED INFLOWS $ 81,424,493 $ 91,707,377 $ $ 173,131,870 OF RESOURCES AND NET POSITION Page 43 TRUCKEE DONNER PUBLIC UTILITY DISTRICT NOTES TO FINANCIAL STATEMENTS December 31, 2019 and 2018 NOTE 10—SEGMENT DISCLOSURE (Continued) STATEMENTS OF REVENUE, EXPENSES, AND CHANGES IN NET POSITION Year ended December 31,2019 Electric Water Eliminations Grand Total Operating Revenues Sales to consumers $ 24,239,706 $ 12,789,947 $ - $ 37,029,653 Other operating revenues 3,568,272 417,479 (1,681,833) 2,303,918 Operating expenses (21,093,225) (9,552,319) 1,681,833 (28,963,711) Depreciation (2,893,711) (4,526,540) - (7,420,251) Non-operating revenues(expenses) 572,803 (266,838) 305,965 Income(loss)before capital&other contributions 4,393,845 (1,138,271) 3,255,574 Capital contributions,net 2,472,463 2,210,636 4,683,099 CHANGE IN NET POSITION 6,866,308 1,072,365 7,938,673 Net Position,Beginning 60,420,045 61,972,520 122,392,565 NET POSITION,ENDING $ 67,286,353 $ 63,044,885 $ $ 130,331,238 Year ended December 31,2018 Electric Water Eliminations Grand Total Operating Revenues Sales to consumers $ 23,045,437 $ 12,440,975 $ - $ 35,486,412 Other operating revenues 3,454,838 429,540 (1,685,773) 2,198,605 Operating expenses (20,236,775) (8,662,224) 1,685,773 (27,213,226) Depreciation (2,730,525) (4,148,335) - (6,878,860) Non-operating revenues(expenses) 344,897 (428,980) (84,083) Income(loss)before capital&other contributions 3,877,872 (369,024) 3,508,848 Capital contributions,net 2,446,189 2,206,531 4,652,720 CHANGE IN NET POSITION 6,324,061 1,837,507 8,161,568 Net Position,Beginning 56,106,863 61,475,599 117,582,462 Less,Restatement for change in accounting period (2,010,879) (1,340,586) (3,351,465) Net Position,Beginning of Year,as adjusted 54,095,984 60,135,013 114,230,997 NET POSITION,ENDING $ 60,420,045 $ 61,972,520 $ $ 122,392,565 Page 44 TRUCKEE DONNER PUBLIC UTILITY DISTRICT NOTES TO FINANCIAL STATEMENTS December 31, 2019 and 2018 NOTE 10—SEGMENT DISCLOSURE (Continued) STATEMENTS OF CASH FLOWS Year ended December 31,2019 Electric Water Eliminations Grand Total NET CASH PROVIDED BY(USED IN) Operating activities $ 8,270,006 $ 4,073,587 $ $ 12,343,593 Noncapital financing activities (1,000,177) - (1,000,177) Capital and related financing activities (6,146,527) (3,088,182) (9,234,709) Investing activities 499,432 343,857 843,289 Net increase(decrease)in cash and cash equivalents 1,622,734 1,329,262 2,951,996 Cash and Cash Equivalents,Beginning 21,552,862 7,383,101 28,935,963 CASH AND CASH EQUIVALENTS,ENDING $ 23,175,596 $ 8,712,363 $ $ 31,887,959 Year ended December 31,2018 Electric Water Eliminations Grand Total NET CASH PROVIDED BY(USED IN) Operating activities $ 8,346,474 $ 4,491,025 $ $ 12,837,499 Noncapital financing activities (1,429,464) - (1,429,464) Capital and related financing activities (5,164,526) (5,021,798) (10,186,324) Investing activities 350,522 310,348 660,870 Net increase(decrease)in cash and cash equivalents 2,103,006 (220,425) 1,882,581 Cash and Cash Equivalents,Beginning 19,449,856 7,603,526 27,053,382 CASH AND CASH EQUIVALENTS,ENDING $ 21,552,862 $ 7,383,101 $ $ 28,935,963 Page 45 TRUCKEE DONNER PUBLIC UTILITY DISTRICT NOTES TO FINANCIAL STATEMENTS December 31, 2019 and 2018 NOTE 11 — MARTIS VALLEY GROUNDWATER MANAGEMENT EFFORTS The Martis Valley aquifer underlies about 35,000 acres in both Placer and Nevada counties, near the Town of Truckee. It is the main groundwater supply for numerous public and private entities. This area has seen significant growth in the last few decades with more planned for the future. Maintaining an adequate water supply and protecting water quality are critical for the region's future. The Truckee Donner Public Utility District (TDPUD), Northstar Community Services District (NCSD) and Placer County Water Agency (PCWA) are the three primary public water agencies with jurisdiction in the Martis Valley Groundwater Basin (MVGB). Together, the TDPUD, NCSD and PCWA (Partnership Agencies) partnered to submit a Groundwater Management Plan and to help develop a groundwater model for the Martis Valley basin. The Martis Valley Groundwater Management Plan (GMP) was prepared in 2013 to reflect current water resources planning in the region and to incorporate the latest information and understanding of the underlying groundwater basin. This collaborative effort provided the guidance necessary to align groundwater policy. In addition to the GMP, a computer model of the groundwater basin was developed by the Desert Research Institute, which incorporated available data and enhanced understanding of the groundwater basin. A climate change modeling component out to the end of the century was part of the overall Federal study effort. Partner agencies each adopted the GMP in February 2012 and the model and associated report was completed in 2015. The total cost of the project was approximately $1,000,000, which includes federal funding of approximately$500,000 from the U.S. Bureau of Reclamation and $250,000 from the Lawrence Livermore National Laboratory; and contributions of $150,000 from TDPUD and $100,000 from the other members of the Partnership Agencies. In mid-2016, the California Sustainable Groundwater Management Act of 2014 (SGMA) took effect for which the District was the submitting agency of a SGMA Alternate Submittal in December, 2016 on behalf of the Town of Truckee, Placer County, Nevada County, PCWA, and Northstar CSD (Local SGMA Agencies). The SGMA Alternative Submittal was intended to comply with the new regulations. There was an adopted MOA amongst the six local agencies for this compliance project which covers the time period for preparation of the SGMA Alternative Submittal, possible conditional acceptance of the plan by DWR, and submittal of a first-year annual report. DWR had two years by statute to review the SGMA Alternative Submittal. In 2018, DWR was required to undergo groundwater basin prioritization which is the basis for compliance obligation for SGMA. The MVGB had previously been prioritized as medium priority. DWR's final Determination was to re-prioritize MVGB to low priority. This was a significant act that resulted in a direct reduction in regulatory burden and future regulatory costs that would be required for groundwater management. To ensure continued stewardship and management of the MVGB, the District and its local partners have agreed to return to the 2013 GMP framework which was never fully implemented due to SGMA. There was a kick-off meeting for the GMP in 2019 and the three local water agencies have hired a hydro geologic consultant to prepare the first annual report as required by the GMP. The consultant's report will be presented to the GMP Stakeholder Working Group at the annual meeting this summer. NOTE 12—CLAIMS AND JUDGMENTS From time to time,the utility is party to various pending claims and legal proceedings.Although the outcome of such matters cannot be forecasted with certainty, it is the opinion of management and the utility's legal counsel that the likelihood is remote that any such claims or proceedings will have a material adverse effect on the utility's financial position or results of operations. Page 46 TRUCKEE DONNER PUBLIC UTILITY DISTRICT NOTES TO FINANCIAL STATEMENTS December 31, 2019 and 2018 NOTE 13— RISK MANAGEMENT The utility is exposed to various risks of loss related to torts; theft of, damage to, or destruction of assets; errors and omissions; workers compensation; and health care of its employees. These risks are covered through the purchase of commercial insurance,with minimal deductibles. Settled claims have not exceeded the commercial liability in any of the past three years. There were no significant reductions in coverage compared to the prior year. NOTE 14—SUBSEQUENT EVENT Subsequent to year end, an outbreak of a novel coronavirus (COVID-19)occurred in the United States, along with various other countries globally. On March 11, 2020, the World Health Cooperative assessed the novel coronavirus outbreak and characterized it as a pandemic. Subsequent to the declaration of a pandemic, a variety of federal, state and local governments have taken actions in response to the pandemic, which have ranged by jurisdiction, but are generally expected to result in a variety of negative economic consequences, the scope of which are not currently known or quantifiable. The duration and intensity of the impact of the coronavirus and resulting impact to the District is unknown. Page 47 REQUIRED SUPPLEMENTARY INFORMATION TRUCKEE DONNER PUBLIC UTILITY DISTRICT REQUIRED SUPPLEMENTARY INFORMATION December 31, 2019 and 2018 COST SHARING DEFINED BENEFIT PENSION PLANS Schedule of the District's Proportionate Share of the Net Pension Liability Cost Sharing Defined Benefit Plans As of June 30 Last Ten Years" 2019 2018 2017 2016 2015 2014 Portion of Net Pension Liability 0.32145% 0.31157% 0.30379% 0.29837% 0.29209% 0.09982% Proportionate Share of The Net Pension Liability $12,872,646 $11,742,137 $11,975,655 $10,250,329 $8,013,400 $6,210,985 Covered-Employee Payroll $7,602,120 $7,375,933 $7,071,938 $6,670,248 $6,162,431 $6,278,545 Proportionate Share of the Net Pension Liability as Percentage of Covered Payroll 169.33% 159.20% 168.47% 153.67% 130.04% 98.92% Plan's Fiduciary Net Position(in$000s) $31,179,414 $29,308,590 $27,244,095 $30,950,578 $30,725,516 $30,386,101 Plan Fiduciary Net Position as a percentage of the Total Pension Liability 75.26% 75.26% 73.31% 75.12% 79.31% 89.17% "Fiscal year 2014 was the 1 st year of implementation,therefore only six years are shown Page 49 TRUCKEE DONNER PUBLIC UTILITY DISTRICT REQUIRED SUPPLEMENTARY INFORMATION December 31, 2019 and 2018 COST SHARING DEFINED BENEFIT PENSION PLANS-CONTINUED Schedule of Contributions Cost Sharing Defined Benefit Plans December 31 Last Ten Years` 2019 2018 2017 2016 2015 2014 Contractually Required Contribution(Actuarially Determined) $1,408,800 $1,246,476 $1,138,758 $1,011,908 $950,147 $943,118 Contributions in Relation to the Actuarially Determined Contributions $1,408,800 $1,246,476 $1,138,758 $1,048,897 $949,634 $943,118 Contribution deficiency(excess) $0 $0 $0 ($36,989) $513 $0 Covered-Employee Payroll $7,602,120 $7,375,933 $7,071,938 $6,670,248 $6,162,431 $6,278,545 Contributions as a percentage of covered-employee payroll 19% 17% 16% 16% 15% 15% Fiscal year 2014 was the 1 st year of implementation,therefore only six years are shown Page 50 TRUCKEE DONNER PUBLIC UTILITY DISTRICT REQUIRED SUPPLEMENTARY INFORMATION December 31, 2019 and 2018 Schedule of Changes in The District's Net OPEB Liability and Related Ratios Measurement Date: December 31,2018 December 31,2017 Report Date: December 31,2019 December 31,2018 Total OPEB Liability Service Cost $ 178,856 $ 170,473 Interest 457,563 448,374 Changes in Benefit Terms - - Differences Between Expected and Actual Experience (29,828) - Changes of Assumptions (233,084) - Benefit Payments (244,700) (214,280) Implicit Rate Subsidy Credit (270,061) (254,930) Net Change in Total OPEB Liability (141,254) 149,637 Total OPEB Liability-Beginning of Year 6,615,140 6,465,503 Total OPEB Liability-End of Year(a) $ 6,473,886 $ 6,615,140 Plan Fiduciary Net Position Net Investment Income $ (110,318) $ 167,459 Contributions Employer-District's Contribution 294,698 256,280 Employer-Implicity Subsidy 270,061 254,930 Benefit Payments, Including Refunds of Employee Contributions (244,700) (214,280) Implicit Rate Subsidy Fulfilled (270,061) (254,930) Administrative Expense (557) (519) Net Change in Plan Fiduciary Net Position (60,877) 208,940 Plan Fiduciary Net Position-Beginning of Year 2,206,411 1,997,471 Plan Fiduciary Net Position-End of Year(b) $ 2,145,534 $ 2,206,411 District's Net OPEB liability-End of Year=(a)-(b) $ 4,328,352 $ 4,408,729 Plan Fiduciary Net Position as a Percentage of the Total OPEB Liability 33.14% 33.35% Covered Employee Payroll $ 7,400,587 $ 7,202,518 District's Net OPEB Liability as a Percentage of Covered-Employee Payroll 58.49% 61.21% Notes to Schedule:The District adopted GASB 75 for the fiscal Year Ending December 31,2018 Page 51 TRUCKEE DONNER PUBLIC UTILITY DISTRICT REQUIRED SUPPLEMENTARY INFORMATION December 31, 2019 and 2018 Other Post Employment Benefits -Schedule of Investment Returns Measurement Date: December 31, 2018 December 31, 2017 Report Date: December 31, 2019 December 31, 2018 Annual Money-Weighted Rate of Return, Net of Investment Expense -4.94% 8.30% The annual money-weighted rate of return, net of investment expenses, is the net investment income for the year divided by the average net position for the year(less investment expenses.) Notes to Schedule: The District adopted GASB 75 for the fiscal Year Ending December 31, 2018. Other Post Employment Benefits -Schedule of Contributions Report Date: December 31,2019 December 31,2018 Actuarially Determined Contribution $614,761 $5695210 Less: Actual Contributions 564,759 511,210 Contribution Deficiency $50,002 $58,000 Covered - Employee Payroll $7,400,587 $7,202,518 Contributions as a Percentage of Covered-Employee Payroll 7.63% 7.10% Notes to Schedule: The District adopted GASB 75 for the fiscal Year Ending December 31, 2018. Page 52 TRUCKEE DONNER PUBLIC UTILITY DISTRICT REQUIRED SUPPLEMENTARY INFORMATION December 31, 2019 and 2018 Other Post Employment Benefits-Actuarial Assumptions Actuarial methods and assumptions used to set the actuarially determined contributions for fiscal year 2019 were from the June 30,2017 valuation. Methods and assumptions used to determine contributions: Assumptions and Methods Actuarial Cost Method Entry age normal, level percent of pay Amortization Method Closed period, level percent of pay Amortization Period 20 years Inflation 2.00% Assumed Payroll Growth Year 1 2.750% Healthcare Trend Rates 6.50%,trending down to 3.84%over 57 years Rate of Return on Assets 7.59% Mortality Rate CalPERS Rates utilizing the decrement table Mort and Disb Rates—PA Misc from the CalPERS OPEB assumption model revised December 20,2017. Retirement Rates CalPERS Rates based on CalPERS Experience Study for the period from 1997 to 2014. Page 53 SUPPLEMENTARY INFORMATION TRUCKEE DONNER PUBLIC UTILITY DISTRICT SUPPLEMENTARY INFORMATION December 31, 2019 CONSOLIDATING STATEMENT OF NET POSITION As of December 31,2019 Electric Operations Water Operations Eliminations Totals ASSETS AND DEFERRED OUTFLOWS OF RESOURCES CURRENT ASSETS Funds Operating $ 10,006,682 $ 2,600,325 $ $ 12,607,007 Designated 10,727,912 1,907,833 12,635,745 Restricted 2,458,043 4,239,148 6,697,191 Total Funds 23,192,637 8,747,306 31,939,943 Accounts receivable,net 1,054,052 655,634 (3,822) 1,705,864 Unbilled revenues 2,095,002 850,444 2,945,446 Accrued interest receivable 59,314 46,282 105,596 Materials and supplies 560,563 175,981 736,544 Prepaid expenses 370,535 272,705 643,240 Other 60,182 64,577 - 124,759 Total Current Assets 27,392,285 10,812,929 (3,822) 38,201,392 NON-CURRENT ASSETS Other Non-Current Assets Restricted funds - 1,730,450 - 1,730,450 Special assessments receivable - 1,562,702 1,562,702 Other 248,925 248,925 Total Other Non-Current Assets 248,925 3,293,152 3,542,077 CAPITAL ASSETS Utility plant 81,892,502 124,381,490 206,273,992 Accumulated depreciation (27,996,387) (50,579,432) (78,575,819) Construction work in progress 4,859,810 1,254,269 6,114,079 Total capital assets 58,755,925 75,056,327 133,812,252 DEFERRED OUTFLOWS OF RESOURCES Pension 1,410,003 940,003 2,350,006 OPEB 360,158 240,105 600,263 Unamortized loss on refunding - 511,174 511,174 Unamortized redemption premium 68,152 - 68,152 Total deferred outflows of resources 1,838,313 1,691,282 3,529,595 TOTAL ASSETS AND DEFERRED OUTFLOWS OF RESOURCES $ 88,235,448 $ 90,853,690 $ (3,822) $ 179,085,316 Page 55 TRUCKEE DONNER PUBLIC UTILITY DISTRICT SUPPLEMENTARY INFORMATION December 31, 2019 Electric Operations Water Operations Eliminations Totals LIABILITIES,DEFERRED INFLOW OF RESOURCES AND NET POSITION CURRENT LIABILITIES Other liabilities Accounts payable $ 3,043,343 $ 64,075 $ $ 3,107,418 Customer deposits 356,608 98,351 454,959 Other 680,951 318,666 (3,822) 995,795 Total other liabilities 4,080,902 481,092 (3,822) 4,558,172 Current liabilities payable from restricted assets: Current portion of long-term debt 1,000,803 2,239,127 - 3,239,930 Accrued interest payable 2,187 118,423 120,610 Total Current Liabilities Payable from Restricted Assets 1,002,990 2,357,550 - 3,360,540 Total Current Liabilities 5,083,892 2,838,642 (3,822) 7,918,712 NON-CURRENT LIABILITIES Long-term debt,net of discounts and premiums 1,578,000 16,606,411 - 18,184,411 Net pension liability 7,723,588 5,149,058 12,872,646 OPEB liability 2,597,011 1,731,341 4,328,352 Installment loans 24,942 - 24,942 Unearned revenues 3,431,825 1,143,462 4,575,287 Total non-current liabilities 15,355,366 24,630,272 - 39,985,638 Total Liabilities 20,439,258 27,468,914 (3,822) 47,904,350 DEFERRED INFLOWS OF RESOURCES Pension 326,921 217,947 - 544,868 OPEB 182,916 121,944 304,860 Total deferred inflows of resources 509,837 339,891 849,728 NET POSITION Net investment in capital assets 56,177,122 56,721,963 112,899,085 Restricted for debt service 2,455,343 5,803,021 8,258,364 Unrestricted 8,653,888 519,901 9,173,789 Total Net Position 67,286,353 63,044,885 130,331,238 TOTAL LIABILITIES,DEFERRED INFLOWS OF RESOURCES AND NET POSITION $ 88,235,448 $ 90,853,690 $ (3,822) $ 179,085,316 Page 56 TRUCKEE DONNER PUBLIC UTILITY DISTRICT SUPPLEMENTARY INFORMATION December 31, 2019 CONSOLIDATING STATEMENT OF REVENUES, EXPENSES, AND CHANGES IN NET POSITION For the Year Ended December 31,2019 Electric Operations Water Operations Eliminations Totals OPERATING REVENUES Sales to customers $ 24,239,706 $ 12,789,947 $ - $ 37,029,653 Interdepartmental sales 1,205,537 2,292 (1,207,829) - Standby fees 19,260 118,320 137,580 Cap and trade proceeds 1,503,495 - - 1,503,495 Other 839,980 296,867 (474,004) 662,843 Total Operating Revenues 27,807,978 13,207,426 (1,681,833) 39,333,571 OPERATING EXPENSES Purchased power 10,754,898 - 10,754,898 Operations and maintenance 5,197,190 5,779,099 (1,207,829) 9,768,460 Consumer services 1,779,030 888,927 2,667,957 Administration and general 3,362,107 2,884,293 (474,004) 5,772,396 Depreciation 2,893,711 4,526,540 7,420,251 Total Operating Expenses 23,986,936 14,078,859 (1,681,833) 36,383,962 Operating Income 3,821,042 (871,433) 2,949,609 NON-OPERATING REVENUE(EXPENSES) Special tax revenue - - - Investment income 593,366 360,756 954,122 Interest expense (851) (628,009) (628,860) Amortization (27,261) (5,784) (33,045) Other non-operating revenues Other non-operating expenses - - - Gain(loss)on disposition of assets 7,549 6,199 13,748 Total Non-Operating Expenses 572,803 (266,838) 305,965 Income Before Contributions 4,393,845 (1,138,271) 3,255,574 CAPITAL&OTHER CONTRIBUTIONS,net Capital Contributions 2,132,170 2,550,929 4,683,099 Intercompany Debt Service-Pension Sidefund 340,293 (340,293) - Total Capital and Other Contributions,net 2,472,463 2,210,636 4,683,099 CHANGE IN NET POSITION 6,866,308 1,072,365 7,938,673 NET POSITION-Beginning of Year 60,420,045 61,972,520 122,392,565 NET POSITION-END OF YEAR $ 67,286,353 $ 63,044,885 $ $ 130,331,238 Page 57 TRUCKEE DONNER PUBLIC UTILITY DISTRICT SUPPLEMENTARY INFORMATION December 31, 2019 CONSOLIDATING STATEMENT OF CASH FLOWS For the Year Ended December 31,2019 Electric Operations Water Operations Eliminations Total CASH FLOWS FROM OPERATING ACTIVITIES Received from customers $ 28,191,131 $ 12,849,852 $ (1,681,833) $ 39,359,150 Paid to suppliers for goods and services (15,354,990) (6,251,888) 1,681,833 (19,925,045) Paid to employees for services (4,566,135) (2,524,377) - (7,090,512) Net Cash Flows from Operating Activities 8,270,006 4,073,587 - 12,343,593 CASH FLOWS FROM NONCAPITAL FINANCING ACTIVITIES Principal payments on long-term debt (920,000) - - (920,000) Interest payments on long-term debt (80,177) - (80,177) Net Cash Flows from Noncapital Financing Activities (1,000,177) - (1,000,177) CASH FLOWS FROM CAPITAL AND RELATED FINANCING ACTIVITIES Capital expenditures for utility plant (7,832,201) (1,757,297) - (9,589,498) Cost of disposal of property net of salvage (176,622) 6,033 - (170,589) Capital contributions,connection and facility fees 1,782,121 758,613 - 2,540,734 Special assessments receipts - 732,107 - 732,107 Special tax receipts - - - Principal payments on long-term debt - (2,213,093) - (2,213,093) Interest payments on long-term debt 80,175 (614,545) - (534,370) Cash Flows From Capital and Related Financing Activities (6,146,527) (3,088,182) - (9,234,709) CASH FLOWS FROM INVESTING ACTIVITIES Interest income received 499,432 343,857 - 843,289 Cash Flows from Investing Activities 499,432 343,857 - 843,289 Net Change in Cash and Cash Equivalents 1,622,734 1,329,262 - 2,951,996 CASH AND CASH EQUIVALENTS—Beginning of Year 21,552,862 7,383,101 - 28,935,963 CASH AND CASH EQUIVALENTS—END OF YEAR $ 23,175,596 $ 8,712,363 $ - $ 31,887,959 Page 58 TRUCKEE DONNER PUBLIC UTILITY DISTRICT SUPPLEMENTARY INFORMATION December 31, 2019 For the Year Ended December 31, 2019 Electric Operations Water Operations Eliminations Total RECONCILIATION OF OPERATING INCOME TO NET CASH FLOWS FROM OPERATING ACTIVITIES Operating income $ 3,821,042 $ (871,433) $ $ 2,949,609 Noncash items included in operating income Depreciation and amortization 2,893,711 4,526,540 7,420,251 Depreciation charged to other accounts 232,508 245,084 477,592 Intercompany Transfer 340,293 (340,293) - Accounts receivable and unbilled revenues 47,590 (28,000) 19,590 Materials and supplies 150,548 (2,854) 147,694 Prepaid expenses 30,220 11,356 41,576 Accounts payable (66,421) (99) (66,520) Customer deposits (4,729) 10,720 5,991 Deferred Pension Contributions-GASB 68 820,409 546,938 1,367,347 Deferred Pension Contributions-GASB 75 (27,688) (18,461) (46,149) Other current liabilities 32,523 (5,911) 26,612 NET CASH FLOWS FROM OPERATING ACTIVITIES $ 8,270,006 $ 4,073,587 $ $ 12,343,593 RECONCILIATION OF CASH AND CASH EQUIVALENTS TO THE BALANCE SHEET Operating $ 10,006,682 $ 2,600,325 $ $ 12,607,007 Designated 10,727,912 1,907,833 12,635,745 Restricted bond funds-current 2,458,043 4,239,148 6,697,191 Restricted bond funds-non-current - 1,730,450 1,730,450 Total Cash and Investments 23,192,637 10,477,756 33,670,393 Less: Long-term investments - (1,698,880) (1,698,880) Mark to market adjustment (17,041) (66,513) (83,554) TOTAL CASH AND CASH EQUIVALENTS $ 23,175,596 $ 8,712,363 $ $ 31,887,959 Page 59