HomeMy WebLinkAbout4 COPs Refinancing Agenda Item # 4
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l..L.� Public Utility District
FINANCE BUSINESS ITEM
To: Board of Directors
From: Jeremy Popov
Date: May 04, 2016
Subject: Consideration of the 2006 COP Financing Approval Documentation
1. WHY THIS MATTER IS BEFORE THE BOARD
This item involves the consideration of adopting a resolution to authorize the
finalization and execution of documents related to the refunding of the remaining
balance of 2006 Certificates of Participation (COPs).
2. HISTORY
As background, in 2006 Truckee Donner Public Utility District Financing Corporation
issued $26,570,000 of COPs to finance various water system improvements. In 2015
the COPs were partially refunded to achieve an improved interest rate and reduce
debt service. At the time of the August 2015 refunding, a remaining balance of
$4,315,000 was not eligible for refunding.
With support from Brandis Tallman, a full service investment banking firm and broker/
dealer, the District issued an RFP to several lenders for the 2006 COPs remaining
balance refunding.
On March 02, 2016 a Board workshop item presented informed the Board of an
opportunity to refund the remaining balance of the 2006 COPs. On April 06, 2016 the
Board authorized the General Manager to accept a lenders commitment letter for the
2006 COPs refunding.
3. NEW INFORMATION
Three proposals were received in response to the RFP. Proposals were evaluated
considering interest rate, rate lock terms, compliance to closing schedule, and overall
total savings to the District. On April 07, 2016 the General Manager accepted the
most favorable lender's proposal.
JPMorgan Chase (Chase) was selected as the most favorable lender, providing the
most favorable interest rate at 1.54% for a bank qualified issue. Chase's rate lock
closing terms are in compliance with the District's RFP and provide for a rate lock
through October 7, 2016. Closing is scheduled for October 4, 2016.
4. FISCAL IMPACT
The District is estimated to save $243,860 ($48,772 annually), which equates to a
NPV savings of over 5.8%.
Cost of issuance is included in the financing and results in an all-in total interest cost
of 2.32%.
The refunding is a direct savings to District ratepayers. Savings are not yet included
in the Financial Master Plan.
5. RECOMMENDATION
Adopt Resolution 2016-01 to authorize the finalization and execution of certain
financing documents for the refunding of the remaining balance of 2006 Certificates of
Participation (COPs).
Jeremy Popov Michael D. Holley
Administrative Services Manager General Manager
TRUCKEE DONNER
Public Utility District
Resolution No. 2016 - 01
RESOLUTION OF THE BOARD OF DIRECTORS OF THE
TRUCKEE DONNER PUBLIC UTILITY DISTRICT FINANCING
CORPORATION AUTHORIZING THE EXECUTION AND DELIVERY OF
AN INSTALLMENT SALE AGREEMENT WITH TRUCKEE DONNER
PUBLIC UTILITY DISTRICT, AND AUTHORIZING AND DIRECTING
CERTAIN ACTIONS IN CONNECTION THEREWITH
WHEREAS, the Truckee Donner Public Utility District Financing Corporation (the
"Corporation") is a nonprofit public benefit corporation organized and existing under the
laws of the State of California with the authority to provide financial assistance to the
Truckee Donner Public Utility District (the "District") by acquiring, constructing and
financing various public facilities, land and equipment, and leasing facilities, land and
equipment for the use, benefit and enjoyment of the public; and
WHEREAS, the District and the Corporation have previously entered into that certain
Installment Purchase Agreement, dated as of September 1, 2006, as supplemented by
that certain First Supplemental Installment Purchase Agreement, dated as of August 1,
2015, by and between the District and the Corporation (so supplemented, the "2006
Installment Purchase Agreement"), for the purpose of financing and refinancing certain
equipment and facilities within the District through the execution and delivery of the
Refunding Revenue Certificates of Participation (Water System Improvement Projects)
Series 2006 (the "2006 Certificates"); and
WHEREAS, in August 2015, the District issued its Water System Refunding Revenue
Bonds, Series 2015 to provide funds to prepay a portion of the then-outstanding
installment payments due under the 2006 Installment Purchase Agreement and, in turn,
a portion of the then-outstanding 2006 Certificates; and
WHEREAS, the District and the Corporation now desire to enter into an Installment Sale
Agreement (the "Installment Sale Agreement") for the purpose of providing funds to
prepay the remaining outstanding installment payments due under the 2006 Installment
Purchase Agreement and, in turn, the remaining outstanding 2006 Certificates; and
WHEREAS, to obtain funds to effectuate such refinancing, the Corporation will assign
certain of its rights under the Installment Sale Agreement to JPMorgan Chase Bank,
N.A. (the "Purchaser") in accordance with the terms of that certain Assignment
Agreement (the "Assignment Agreement"), dated as of October 1, 2016, by and
between the Corporation and the Purchaser; and
WHEREAS, for this financing there has been presented to the Corporation the forms of
the Installment Sale Agreement and Assignment Agreement for approval; and
NOW, THEREFORE, the Board of Directors of Truckee Donner Public Utility District
Financing Corporation DOES HEREBY RESOLVE, DETERMINE AND ORDER as
follows:
SECTION 1. Recitals. The foregoing recitals are true, correct and a substantive part of
this Resolution.
SECTION 2. Approval of Documents. The Installment Sale Agreement, in a principal
amount not to exceed $3,266,000, and the Assignment Agreement, each in
substantially the form on file with the Secretary, are hereby approved. The President or
Vice-President of the Corporation or their written designees (the "Authorized Officers"),
acting alone, is hereby authorized and directed to execute and deliver the Installment
Sale Agreement and the Assignment Agreement. Such agreements shall be executed
in substantially the forms hereby approved, with such additions thereto and changes
therein as may be recommended by General Counsel or Special Counsel to the District
and as approved by the officers executing such agreements, such approval to be
conclusively evidenced by the execution and delivery thereof.
SECTION 3. Professional Services. The Board of Directors hereby appoints Porter
Simon, Professional Corporation as Corporation Counsel in connection with the
execution and delivery of the Installment Sale Agreement.
SECTION 4. Other Actions. The Authorized Officers are hereby authorized and
directed, acting singly, to do any and all things and to execute and deliver any and all
documents which such officers may deem necessary or advisable in order to
consummate the execution and delivery of the Installment Sale Agreement and
Assignment Agreement and otherwise effectuate the purposes of this Resolution, and
such actions previously taken by such officers are hereby ratified and confirmed.
SECTION 5. Effective Date. This Resolution shall take effect immediately.
PASSED AND ADOPTED by the Board of Directors of the Truckee Donner Public
Utility District Financing Corporation in a meeting duly called and held within said
District on May 4, 2016 by the following roll call vote:
AYES: Directors:
NOES: None.
ABSENT: None.
TRUCKEE DONNER PUBLIC UTILITY DISTRICT
By:
Joseph Aguera, President of the Board
ATTEST:
Michael D. Holley, Clerk of the Board