HomeMy WebLinkAbout19-1,Attachment Old Greenwood Resolution of IssuanceTRUCKEE DONNER
Public Utility District
-Xesolution No. 2013
RESOLUTION OF THE BOARD OF DIRECTORS OF THE TRUCKEE DONNER
PUBLIC UTILITY DISTRICT, ACTING AS THE LEGISLATIVE BODY OF TRUCKEE
DONNER PUBLIC UTILITY DISTRICT COMMUNITY FACILITIES DISTRICT NO.03-1
(OLD GREENWOOD), AUTHORIZING THE SALE AND ISSUANCE OF ITS 2013
SPECIAL TAX REFUNDING BONDS, APPROVING DOCUMENTS RELATING
THERETO AND AUTHORIZING AND DIRECTING CERTAIN RELATED ACTIONS
WHEREAS, the Board of Directors (hereinafter sometimes referred to as the "legislative body
of the Community Facilities District") of the Truckee Donner Public Utility District (the "Public
Utility District") has heretofore undertaken proceedings to form Truckee Donner Public Utility
District Community Facilities District No. 03-1 (Old Greenwood) (the "Community Facilities
District") pursuant to the terms and provisions of the Mello -Roos Community Facilities Act of
1982, as amended, being Chapter 2.5, Part 1, Division 2, Title 5, of the Government Code of
the State of California (the "Act"); and
WHEREAS, the Community Facilities District has previously issued its $12,445,000 Special
Tax Bonds (the "Prior Bonds") to finance certain public improvements; and
WHEREAS, the legislative body of the Community Facilities District now desires to refund the
Prior Bonds through the issuance of bonds to be designated as the "Truckee Donner Public
Utility District Community Facilities District No. 03-1 (Old Greenwood) 2013 Special Tax
Refunding Bonds" (the "2013 Bonds"); and
WHEREAS, in order to effect the issuance of the 2013 Bonds, the legislative body of the
Community Facilities District desires to enter into a Trust Indenture, dated as of June 1, 2013
(the "Trust Indenture"), with The Bank of New York Mellon Trust Company, N.A., as Trustee;
and
WHEREAS, the legislative body of the Community Facilities District has determined in
accordance with Section 53360.4 of the Act that a negotiated sale of the 2013 Bonds to
Brandis Tallman, LLC (the "Underwriter") in accordance with the terms of the Bond Purchase
Agreement to be entered into by and between the Community Facilities District and the
Underwriter (the "Bond Purchase Agreement") will result in a lower overall cost to the
Community Facilities District than a public sale;
NOW, THEREFORE, THE BOARD OF DIRECTORS OF THE TRUCKEE DONNER PUBLIC
UTILITY DISTRICT, ACTING AS THE LEGISLATIVE BODY OF TRUCKEE DONNER PUBLIC
UTILITY DISTRICT COMMUNITY FACILITIES DISTRICT NO. 03-1 (OLD GREENWOOD),
DOES HEREBY RESOLVE, DETERMINE, AND ORDER AS FOLLOWS:
Section 1. Each of the above recitals is true and correct.
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Section 2. The legislative body of the Community Facilities District is authorized pursuant to
the Act to issue the 2013 Bonds for the benefit of the Community Facilities District for purposes
set forth herein and to take the necessary steps to refund and defease the Prior Bonds.
Section 3. The legislative body of the Community Facilities District hereby determines that it
is prudent in the management of the Community Facilities District's fiscal affairs to issue the
2013 Bonds; and the issuance of the 2013 Bonds in an aggregate principal amount not to
exceed $12,000,000 is hereby authorized. The exact principal amount of 2013 Bonds to be
issued shall be determined by the official signing the Bond Purchase Agreement in accordance
with Section 9 below. The 2013 Bonds shall mature on the dates and pay interest at the rates
and be subject to redemption prior to maturity upon the terms set forth in the Bond Purchase
Agreement to be executed in accordance with Section 9. The 2013 Bonds shall be governed
by the terms and conditions of the Trust Indenture.
Section 4. In accordance with the requirements of Section 53345.8 of the Act, and based on
the information set forth in the Preliminary Official Statement referred to in Section 11 below,
the legislative body of the Community Facilities District hereby determines that the value of the
real property in the Community Facilities District that will be subject to the special tax to pay
debt service on the 2013 Bonds is at least three times the sum of (a) the maximum principal
amount of the 2013 Bonds and (b) the principal amount of all other bonds outstanding that are
secured by a special tax levied pursuant to the Act or a special assessment levied on property
within the Community Facilities District.
Section 5. The form of the Trust Indenture presented at this meeting is hereby approved;
and the Trust Indenture shall be executed, for and in the name of the Community Facilities
District, by any one of the President of the Board of Directors of the Public Utility District (the
"President"), the General Manager of the Public Utility District, the Assistant General Manager
of the Public Utility District, or the Treasurer of the Public Utility District (collectively the
"Authorized Officers"), each acting alone, and countersigned by either the Clerk or the Deputy
Clerk of the Public Utility District (collectively, the "Clerk") in substantially said form, with such
additions thereto and changes therein as the Authorized Officer executing the same deem
necessary to cure any ambiguity or defect therein, to insert interest rates, principal amounts per
maturity, redemption dates and prices and any other related terms and provisions, or to
conform any provisions thereof to the Bond Purchase Agreement and the Official Statement for
the 2013 Bonds referred to in Section 11 below. Approval of such additions and changes shall
be conclusively evidenced by the execution and delivery of the Trust Indenture to the Trustee
by any one of the Authorized Officers acting alone. Capitalized terms used in this Resolution
which are not defined herein have the meanings ascribed to them in the Trust Indenture.
In satisfaction of the requirements contained in Section 53363.2 of the Act, the legislative body
of the Community Facilities District hereby determines that: (1) it is anticipated that the sale of
the 2013 Bonds will occur on or about June 26, 2013, (2) the 2013 Bonds shall be dated their
date of issuance, and be in the denominations, have the maturity dates (which do not exceed
the latest maturity date of the Prior Bonds), and be payable at the place and be in the form
specified in the Trust Indenture, (3) the 2013 Bonds will bear interest at a rate of no less than at
least 0.5% per annum, and (4) the designated cost of issuing the 2013 Bonds being used to
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refund the Prior Bonds, as defined by Section 53363.8 of the Act, shall include all of the costs
specified in Section 53363.8(a), (b)(2) and (c) of the Act.
In satisfaction of the requirements contained in Section 53364.2 of the Act, the legislative body
of the Community Facilities District hereby determines that any savings achieved through the
issuance of the 2013 Bonds shall be used to reduce the special taxes of the Community
Facilities District and such that reductions shall be made in accordance with the Act.
Section 6. The covenants set forth in the Trust Indenture to be executed in accordance with
Section 5 above are hereby approved, shall be deemed to be covenants of the legislative body
of the Community Facilities District and shall be complied with by the Community Facilities
District and its officers.
Section 7. The 2013 Bonds shall be executed on behalf of the Community Facilities District
by the manual or facsimile signature of the President and attested by the manual or facsimile
signature of the Clerk.
Section 8. The Bank of New York Mellon Trust Company, N.A. is hereby appointed to act as
Trustee for the 2013 Bonds. The proposal of Stradling Yocca Carlson & Rauth, a Professional
Corporation to serve as the Community Facilities District's bond counsel and disclosure
counsel in connection with the authorization, sale and issuance of the 2013 Bonds is hereby
approved; and said firm is hereby appointed to serve the Community Facilities District in those
capacities. The proposal of Brandis Tallman, LLC to provide investment banking services
relating to the 2013 Bonds is hereby accepted; and said firm is hereby designated as the
underwriter of the 2013 Bonds.
Section 9. The form of the Bond Purchase Agreement presented at this meeting and the
sale of the 2013 Bonds pursuant thereto are hereby approved, provided that (a) the interest
rate on the 2013 Bonds is such that the principal and total interest cost to maturity on the 2013
Bonds is less than the principal and total interest cost to maturity on the Prior Bonds, (b) the
last maturity date of the 2013 Bonds is not later than the last maturity date of the Prior Bonds
and (c) the discount at which the Underwriter purchases the 2013 Bonds (exclusive of original
issue discount) does not exceed 1.25% of the principal amount thereof, each as determined by
the Treasurer of the Public Utility District or his designee. Any one of the Authorized Officers is
hereby authorized to execute the Bond Purchase Agreement, for and in the name of the
Community Facilities District, with such additions thereto and changes therein as the officer
executing it may approve, such approval to be conclusively evidenced by the execution and
delivery of the Bond Purchase Agreement to the Underwriter. Notwithstanding the provisions of
Section 4 hereof, the Treasurer and Administrative Services Manager of the Community
Facilities District is authorized to determine the day on which the 2013 Bonds are to be sold in
order to attempt to produce the lowest borrowing cost for the Community Facilities District and
to reject any terms presented by the Underwriter if determined not to be in the best interest of
the Community Facilities District.
Section 10. The form of the Continuing Disclosure Agreement of the Community Facilities
District attached to the Preliminary Official Statement referred to in Section 11 below is hereby
approved; and any one of the Authorized Officers is hereby authorized and directed to execute,
for and in the name of the Community Facilities District, the Continuing Disclosure Agreement
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in the form hereby approved, with such additions thereto and changes therein as the officer or
officers executing the same deem necessary or desirable, such approval to be conclusively
evidenced by the execution and delivery thereof.
Section 11. The form of the Preliminary Official Statement presented at this meeting is hereby
approved, and the Underwriter is hereby authorized to distribute the Preliminary Official
Statement to prospective purchasers of the 2013 Bonds in the form hereby approved, together
with such additions thereto and changes therein as are determined necessary or desirable by
any one of the Authorized Officers in order to make such Preliminary Official Statement final as
of its date for purposes of Rule 15c2-12 of the Securities and Exchange Commission, including,
but not limited to, such additions and changes as are necessary to make all information set
forth therein accurate and not misleading. Each of the Authorized Officers acting alone is
hereby authorized to execute, for and in the name of the Community Facilities District, a final
Official Statement in the form of the Preliminary Official Statement, together with such changes
as are determined necessary by the Treasurer of the Public Utility District, or his designee, in
order to make such Official Statement complete and accurate as of its date. The Underwriter is
further authorized to distribute the final Official Statement for the 2013 Bonds and any
supplement thereto to the purchasers thereof upon its execution on behalf of the Community
Facilities District as described above.
Section 12. In the event the President is unavailable to execute and deliver any of the
documents that the President is authorized and directed to execute and deliver pursuant to the
terms of this Resolution, then any other member of the Board of Directors of the Public Utility
District is hereby authorized and directed to do so.
Section 13. Each of the General Manager of the Public Utility District, the Assistant General
Manager of the Public Utility District and the Treasurer of the Public Utility District, acting alone,
is authorized to provide for all services necessary to effect the issuance of the 2013 Bonds.
Such services shall include, but not be limited to, obtaining appraisal services, legal services,
trustee services, special tax consultant services, escrow verification services and any other
services deemed appropriate. Each of the foregoing officers, acting alone, is authorized to pay
for the cost of such services, together with other costs of issuance, from 2013 Bond proceeds.
Section 14. Each Authorized Officer and each of his or her designees is hereby authorized
and directed to take any actions and to execute and deliver any and all documents as are
necessary to accomplish the sale and issuance of the 2013 Bonds and the refunding and
redemption of the Prior Bonds in accordance with the provisions of this Resolution and the
fulfillment of the purposes of the 2013 Bonds as described in the Indenture, including, but not
limited to, providing certificates as to the accuracy of any information relating to the Community
Facilities District which is included in the Official Statement and other certificates described in
the Trust Indenture or the Bond Purchase Agreement.
Section 15. This Resolution shall take effect from and after its adoption.
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ADOPTED and APPROVED by the Board of Directors of the Truckee Donner Public Utility
District, acting as the legislative body of the Truckee Donner Public Utility District Community
Facilities District No. 03-1 (Old Greenwood), on this 5t" day of June, 2013 by the following vote:
AYES:
NOES:
ABSTAIN:
ABSENT:
TRUCKEE DONNER PUBLIC UTILITY DISTRICT
Jeff Bender , President
ATTEST:
Michael D. Holley, P.E. Clerk of the Board
5 Resolution 2013-15