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HomeMy WebLinkAboutAgenda Truckee Donner Public Utility District Post Office Box 309 • 11570 Donner Pass Road • Truckee, California 95734 (916) 587-3896 SPECIAL MEETING Wednesday, June 24, 1987 - 3:00 P.M. Truckee Donner Recreation & Park District Board Room AGENDA 1. Call to order 2. Roll call 3. Audit workshop, discussion and possible direction: a) Review of audit b) REA management letter requirement c) FmHA indenture conflict d) New complex capitalization e) Consolidation of reporting f) Investments 4. Resolution approving specifications and issuing a call for bids for electronic multi-button key telephone sets 5. Adjournment C E R T I F I C A T I O N I hereby certify that the foregoing agenda has been posted in the District office and Government Center, provided to the U. S. Post Office and County Library fot posting, and mailed to the Directors and interested parties on June 22,,-/I987. f i Susan Macdonald, Deputy District Clerk s^ 0110 APR 91981 ARTHUR ANDERSEN & CO. SPEAR STREET TOWER, SUITE 3500 ONE MARKET PLAZA SAN FRANCISCO, CALIFORNIA 94105 (415) 546-8200 April 7, 1987 Mr. Peter Hol zmei ster `.,OPIES TO. General Manager 'r BOARD: Truckee-Donner Public Utility District "`ANFGER.�� P. 0. Box 309 Truckee, California 95734 -� Dear Peter: As we had discussed earlier, the Rural Electrification Adminis- tration has requested that we prepare a management letter for the Board, as required by REA 7 CFR 1789 (Revision and Quantification of REA policies concerning audits of REA borrowers). After giving this matter more thought, I have several suggestions for your discussion with the administrator if, in fact, you believe that the District should request an exemption or ex- ception to this particular requirement. These suggestions are as follows: 1. In as much as the intended purpose of the requirement is to facilitate increased reliance upon the audit work performed by the independent CPAs, the District is in a position where an REA audit is not needed. The District has not received any new funds since 1982, and, in fact, has undergone an audit for those past construction expenditures. (REA audit in 1986. ) There are no new borrowings intended. Further, all payments to date have been timely. 2. The December 31, 1986 current financial position of this District reflects only $200,000 in REA debt outstanding. This is in contrast with $300,000 in total debt and over $8 million in total assets. The District is highly unusual amongst most borrowers in their very, very low leverage of debt. 3. The independent CPAs, Arthur Andersen & Co. , are a national CPA firm with extensive experience in electric industry and who participate in a peer review program as recommended by the REA. 4. Given the small level of REA debt outstanding, the additional cost in complying with this formal letter for REA purposes is onerous and, in our view, in excess of the necessary benefit intended. A ARTHUR ANDERSEN & CO. MR. PETER HOLZMEISTER 2 APRIL 7, 1987 After you have had a chance to review these thoughts, please give me a call . As we previously discussed, we would be able to comply with this requirement if the District believes it is beneficial and necessary. This additional letter would require approximately $1,000 in additional fees above and beyond that previously arranged. This would reflect the amount for the 1985 audit with a comparable amount that would be necessary to complete the letter for the current 1986 audit. Please call if you have any further questions. Very truly yours, ARTHUR ANDERSEN & CO. By �� a. Keith Fukui /jdd cc: Mr. John Korbett, President t TRUCKEE-DONNER PUBLIC UTILITY DISTRICT ELECTRIC OPERATIONS FINANCIAL STATEMENTS AS OF DECEMBER 31 , 1986 AND 1985 TOGETHER WITH AUDITORS ' REPORT 7 1? Y 87 2 7 "Tentative & Preliminary" For Discussion Purposes Only To the Board of Directors of Truckee-Donner Public Utility District: We have examined the balance sheets of the TRUCKEE-DONNER PUBLIC UTILITY DISTRICT ELECTRIC OPERATIONS (a political subdivision of the State of California ) as of December 31 , 1986 and 1985 and the related statements of revenues in excess of expenses and sources and uses of cash for the years then ended . Our examinations were made in accordance with generally accepted auditing standards and , accor- dingly, included such tests of the accounting records and such other auditing procedures as we considered necessary in the circumstances . In our opinion , the financial statements referred to above present fairly the financial position of the Truckee- Donner Public Utility District Electric Operations as of December 31 , 1986 and 1985 and the results of its operations and sources and uses of cash for the years then ended , in conformity with generally accepted accounting principles applied on a consistent basis . San Francisco , California , April 29 , 1987 . "Tentative & Preliminary" For Discussion Purposes Only 1 � � TRUCKEE-DONNER PUBLIC UTILITY DISTRICT ELECTRIC OPERATIONS BALANCE SHEETS -- DECEMBER 31, 1986 AND 1985 ASSETS CAPITALIZATION AND LIABILITIES 1986 1985 1986 1985 UTILITY PROPERTY, at cost: CAPITALIZATION: Plant serving consumers $ 6,133,590 $ 5,823,589 Consumers' funds employed in the business- Less - Reserve for use and deterioration Balance, beginning of year $ 5,661,456 $5,113,787 of plant (1,808,612) (1,563,970) Revenues in excess of expenses for the year (92,989) 547,669 ----------- ----------- ----------- ---------- Net plant serving consumers $ 4,324,979 $ 4,259,619 Total consumers' funds $ 5,568,467 $5,661,456 ----------- ---------- Plant under construction 1,464,602 294,651 Long-term obligations (Note 4)- 000 Net utilityproperty $ 5 789,580 $ 4,554,270 Building loan $ 2,177,573 $ - P P YLoan from REA 177,573 196,574 ----------- ----------- Installment loan 54,835 95,330 Loan from Department of Energy -----16�181 ----22,500 CASH RESTRICTED BY THE BOARD FOR SPECIFIC USES (Note 3) $ 3,005,458 $ 1,239,211 Total long-term obligation $ 2.627,589 $ 314,404 ----------- ----------- ----------- ---------- Total capitalization $ 8,196,056 $5,975,860 CURRENT ASSETS: ----------- ---------- Cash $ 798,973 $ 1,364,089 CURRENT LIABILITIES: Amounts due from consumers - less reserves Amounts due for power purchases $ 789,796 b 943,079 for uncollectible accounts of $88,929 and Amounts due for other purchases 269,210 123,825 $59,118 for 1986 and 1985, respectively 413,233 436,212 Standby fees collected for next year 35,362 34,131 O Amounts due from others - less reserves Deposits collected to ensure payment R for uncollectible accounts of $8,155 and for services 300,756 321,729 •y $3,822 for 1986 and 1985, respectively 76,056 85,466 Interest due to creditors 73,269 2,241 O Refund of power purchases to be collected Other obligations 98,091 77,466 y (Note 7) 69,759 86,957 Long-term obligations due next year 63,471 54,148 n Materials and supplies, at average cost 158,108 134,2.12 ----------- ---------- C Interest receivable, prepaid insurance $ 1,629.955 $1,556,619 in and other 41,682 64,223 ----------- ---------- - ti - - --- -------- FUNDS RECEIVED FOR CONSTRUCTION OF ELECTRIC 0 $ 1,557,711 $ 2,171,159 DISTRIBUTION FACILITIES (Note 3) $ 526,738 $ 432,161 ----------- ----------- ----------- ---------- C $10_352_749 $ 7_964,640 $10_352_749 $7,964_640 � fD O y �• The notes attached to these financial statements are important and should be read together with the statements. O � H d 1 O `C � y TRUCKEE-DONNER PUBLIC UTILITY DISTRICT ELECTRIC OPERATIONS STATEMENTS OF REVENUES IN EXCESS OF EXPENSES FOR THE YEARS ENDED DECEMBER 31 , 1986 AND 1985 1986 1985 REVENUES : Sale of electricity $6 , 113 ,981 $6 , 186 ,628 Income from investments 188 , 151 218 , 615 -- -- ------ -------- -- $6 ,302 , 132 $6 ,405 ,243 ------- --- ---------- EXPENSES : Power purchased ( Note 7 ) $4 ,758 ,606 $4 ,237 ,406 Distribution to consumers 542 ,702 552 ,916 Consumer services 286 ,709 237 ,726 Interest 60 , 136 66 ,215 Administrative and general 520 ,701 535 ,509 Use and deterioration of property 210 ,228 195 ,408 Other , net 16 ,039 32 , 394 - --------- ---------- $6 ,395 , 121 $5 ,857 ,574 ---------- ---------- Revenues in excess of expenses $ ( 92 ,989 ) $ 547 ,669 The notes attached to these financial statements are important and should be read together with the statements . "Tentative & Preliminary" For Discussion Purposes Only TRUCKEE-DONNER PUBLIC UTILITY DISTRICT ELECTRIC OPERATIONS STATEMENTS OF SOURCES AND USES OF CASH FOR THE YEARS ENDED DECEMBER 31 , 1986 AND 1985 1986 1985 SOURCES OF CASH : Operations- Revenues in excess of expense $ ( 92 , 989) $ 547 , 669 Depreciation expense not requiring the use of cash 210 , 228 227 ,021 Other 34 ,414 - Increase in current liabilities in excess of current assets 121 ,568 498 ,036 Cash received for construction of electric facilities 2 ,467 ,476 134 ,797 -------- -- ---- ------ Total sources of cash $2 ,740 ,697 $1 ,407 ,523 -- - - -- ---- ------ --- - USES OF CASH : Additions to electric utility property $1 ,479 , 952 $ 426 ,039 Repayment of loans 59 ,714 52 ,612 Additions to Board-restricted funds 1 , 766 , 247 353 ,237 -------- -- ---------- Total uses of cash $3 ,305 , 913 $ 831 ,888 Increase in cash $ ( 565 ,216 ) $ 575 ,635 CASH : Beginning balance , January 1 $1 ,364 ,089 $ 788 , 454 Ending balance , December 31 798 ,873 1 , 364 ,089 -------- -- -- ------ -- Increase in cash $ ( 565 ,216 ) $ 575 ,635 The notes attached to these financial statements are important and should be read together with the statements . "Tentative & Preliminary" For Discussion Purposes Only TRUCKEE-DONNER PUBLIC UTILITY DISTRICT ELECTRIC OPERATIONS NOTES TO FINANCIAL STATEMENTS DECEMBER 31 , 1986 AND 1985 ( 1 ) SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES : Organization- The Truckee- Donner Public Utility District (the District) was formed and operates under the State of California Public Utility District Act . The District provides electric and water service to a portion of Nevada and Placer counties described as Truckee and Donner Lake . The electric and water service operations are main- tained and operated separately. These financial statements reflect the electric operations of the District . To the extent possible , assets , liabilities , equity, reve- nues and expenses have been specifically identified as electric or water operations . All amounts not specifically identified have been allocated 85% electric and 15% water , reflecting the District ' s most recent study on the allocated use of shared or common facilities or functions . Depreciation (Use and Deterioration of Property)- The District ' s utility property is recorded at the amounts paid when it was purchased . To reflect the use , deterioration and limited physical life of the plant , the District records a deprecia- tion charge . This cost is paid by current customers who receive the service and provide funds to be used for future additions to utility property . The District calculates depreciation using a straight- line method and rates provided by the Rural Electrification Administration ( REA) in Bulletin 181 -1 . The average rates were 4 . 2% and 4 . 1% in 1986 and 1985 , respectively. Retirements of electric utility property and the related costs of removal and salvage are charged to the reserve for use and deterioration . The costs of replacement of property are recorded as ,... new property. Repair and maintenance costs are recorded as expense . "Tentative & Preliminary" For Discussion Purposes Only -2- Revenues- Revenues are recorded as consumers are billed . Billings are prepared and mailed to consumers daily, using a rotating system . Services that are provided to other public agencies at no charge are not reflected in revenues . Income that the District has earned through investing its cash not needed currently is reflected as revenue when the District has earned it . Income Taxes- The District is exempt from payment of federal and state income taxes . ( 2 ) PENSION PLAN : The District has a pension plan covering substantially all employees who have at least one year of service . The pension plan is based upon specific benefits to be provided at retirement . The District pays for the pension plan , and the employee does not have to pay a share . The District transfers cash to the plan trustee each year for the current year cost . Contributions for 1986 and 1985 amounted to $13 , 626 and $13 , 122 , respectively, for the electric operations . The present value of accumulated plan benefits for employees and the net assets available to pay for these benefits is not maintained by individual operations of the District . The weighted average assumed rate of return used in determining the present value of accumulated plan benefits for the District was 7% . The District employs pension consultants to provide needed data . Their last report was as of December 31 , 1986 . It showed the following key information for the whole District : December 31 -- --- - - ---- -- -- --- - 1986 1985 Actuarial present value of accumulated plan benefits- Vested $197 ,118 $167 ,501 Nonvested 20 ,284 20 ,671 -------- - ------ - $217 ,402 $188 ,172 Net assets available for benefits $481 , 372 $430 , 032 ------- - ------- - -------- ------- - "Tentative & Preliminary" For Discussion Purposes Onlv -3- ( 3 ) CASH RESTRICTED BY THE BOARD FOR SPECIFIC USES : Through the Board of Directors ' resolutions , the District has restricted cash for specific uses as follows : 1986 1985 ---------- ---------- Restricted Restricted Funds Funds Facilities fees collected from customers for future procurement of electricity $ 410,479 $ 370,550 Loan principal and interest fund (in accordance with loan agreements, principal and interest payments are to be placed on deposit until final payment is due REA) 19,000 19,000 Reserve for future storm damage costs 140,791 140,669 Building fund established for the construction of the District's proposed administration building 678,557 599,908 Cash proceeds from the building loan 1 ,603,855 - Consumer deposits and other 152 ,776 109,084 ,,.., ---------- ---------- $3,005,458 $1 ,239,21-1 ---------- ---------- ---------- ---------- ( 4 ) LONG-TERM OBLIGATIONS : follows : REA loans , secured by pledge of all assets , are as 1986 1985 First series at 2% interest, payments annually in amounts varying from $13,000 to $14,000, balance of $14,000 due July 1994 $107 ,000 $120,000 Second series at 2% interest, payments annually in amounts varying from $3,000 to $5 ,000, balance of $6,000 due May 2002 67,000 70,000 Third series at 2% interest, net of undrawn funds of $65,426, payments annually in amounts varying from $3,000 to $6,000, balance of $8,000 due May 2004 22 ,573 25,574 Less - Amounts due in next year (19,000) (19,000) -------- -------- Total REA loans $177 ,573 $196,574 The District renewed an installment loan relating to its computer on December 1 , 1982 . Terms of the loan provide for monthly payments of principal and interest of $2 ,570 . The interest rate is "Tentative & Preliminary" For Discussion Purnecpc only -4- r 10% , to be adjusted annually on December 1 based upon the bank ' s current municipal rate . On December 1 , 1988 , the entire balance of principal and interest is due . These financial statements reflect the electric operations ' portion of the loan . The District renewed an additional installment loan relating to a line truck on April 1 , 1984 . Terms of the note provide for monthly payments of principal and interest of $1 ,959 . The interest rate is at the bank ' s prime lending rate . The note is due on April 1 , 1989 . The loan from the United States Department of Energy is payable over a 10-year period at a rate of 7 -3 /8% . The annual payment , with interest , is due December 1 . If certain conditions are met by the District , the principal and/or interest may be forgiven at the discretion of the Department of Energy. Truckee Donner P .U . D . Financing Corporation (the Financing Corporation ) issued Certificates of Participation ( building loan ) in the amount of $3 ,050 ,000 to finance the construction of a building complex . The Financing Corporation is organized to provide finan- cial assistance to the District by providing public facilities land and equipment. The District has been assigned the responsibility of con- structing the building complex . Further , the District has entered into an agreement with the Finance Corporation to assume all pay- ments of the building loan . As part of the agreement , the District has an option to purchase the building in 2012 . Interest payments are made semiannually at 7 . 75% beginning on February 1 , 1987 . Prin- cipal payments are made annually beginning February 1 , 1988 , as follows : 1987 $ - 1988 50 ,000 1989 50 ,000 1990 55 ,000 1991 55 ,000 Thereafter 2 ,840 ,000 Total $3 ,050 ,000 The new building is expected to be completed by July 1987 . Total costs incurred for construction as of December 31 , 1986 are $1 ,277 ,316 . These costs and the loan were allocated between the electric and water operations of the District . "Tentative & Preliminary" For Discussion Purposes Only c -5 - t ( 5 ) CHANGES IN CURRENT ASSETS AND LIABILITIES : The changes in accounts classified as current assets and current liabilities are as follows : 1986 1985 Increase ( decrease ) in- Amounts due to the District $ ( 49 ,587 ) $( 209 ,342) Materials and supplies 23 ,896 ( 16 ,326 ) Other current assets (22 ,541 ) 33 ,461 Amounts due for purchases 7 ,898 (241 ,289) Standby fees for next year ( 1 ,231 ) ( 305 ) Consumer deposits 20 ,973 (59 ,652 ) Interest due to creditors ( 71 , 028) 2 , 506 Other obligations ( 20 ,625 ) (8 ,435 ) Long-term debt due next year ( 9 , 323) 1 , 346 -------- - ---- ---- - $ ( 121 ,568) $( 498 ,036) ( 6 ) SALES TO THE WATER DEPARTMENT : The electric operations of the District sells electricity to the water operations for use in the pumping stations for trans- mission of water . Sales of electricity of $273 , 334 and $258 ,805 for 1986 and 1985 , respectively, are at commercial rates and are included in operating revenues . ( 7 ) REFUNDS OF ENERGY CHARGES : During the periods of October 1 , 1975 through August 31 , 1979 and June 1 , 1983 through October 31 , 1984 , the District purchased power at rates in effect subject to refund . Final rates were subject to the review of the Federal Energy Regulatory Commission ( FEP,C) . Amounts paid were reflected as power purchased expense . In 1984 , the FERC reached a decision on these matters , resulting in the District receiving refunds of previously paid power purchased costs . In 1986 and 1985 , the District was told of additional refunds due . The amounts were $1 ,676 and $12 ,621 , respectively. These amounts reduced power purchased expense . 18 ) CONTINGENCIES : Lawsuit- A former general manager filed a lawsuit against the District alleging wrongful termination of employment and defamation and seeking damages of $600 , 000 . "Tentative & Preliminary" For Discussion Purposes Oniv r -6 - The case was settled in January 1987 . The settlement was made entirely from insurance proceeds , and most of the legal fees were reimbursed by the District ' s insurance carrier . "Tentative & Preliminary" For Discussion Purposes Only TRUCKEE-DONNER PUBLIC UTILITY DISTRICT WATER OPERATIONS FINANCIAL STATEMENTS AS OF DECEMBER 31 , 1986 AND 1985 TOGETHER WITH AUDITORS ' REPORT 7 VA 87 i7�i 23 "Tentative & Preliminary" For Discussion Purposes Only To the Board of Directors of Truckee-Donner Public Utility District: We have examined the balance sheets of the TRUCKEE- DONNER PUBLIC UTILITY DISTRICT WATER OPERATIONS (a political subdivision of the State of California ) as of December 31 , 1986 and 1985 and the related statements of revenues in excess of expenses and sources and uses of cash for the years then ended . Our examinations were made in accordance with generally accepted auditing standards and , accordingly, included such tests of the accounting records and such other auditing procedures as we considered necessary in the circumstances . In our opinion , the financial statements referred to above present fairly the financial position of the Truckee- Donner Public Utility District Water Operations as of December 31 , 1986 and 1985 and the results of its operations and the changes in its financial position for the years then ended , in conformity with generally accepted accounting principles applied on a consistent basis . San Francisco , California , April 29 , 1987 . "Tentative & Preliminary" For Discussion Purposes Only TRUCKFE-OONNER PUBLIC UTILITY DISTRICT WATER nPFRATIONS BALANCE SHEETS -- DECEMIIER 31 1986 AND 1985 ASSETS CAPITALIZATION AND LIABILITIES 1986 1985 1986 1985 UTILITY PROPERTY, at cost: CAPITALIZATION: Plant serving consumers $ 2,967,1379 $ 2,579,767 Consumers' funds employed in the business- Less - Reserve for use and deterioration Balance, beginning of year $1.283,957 S 983,779 of plant (1,390,448) (1,289,151) Revenues in excess of expenses for the year 220,668 300,179 ----------- ----------- Net plant serving consumers $ 1,487,431 $ 1,289,616 Total consumers' funds $1,504,625 $1,283,957 Plant under construction 478,249 109,673 Long-term, obligations (Note 4)- ---------- ---------- ----------- ----------- Building loan $ 594,750 $ Net utility property $ 1,965,68n $ 1,398,239 Installment loan 4,820 9,225 ----------- ----------- Sewer assessments loan ---------- ---------- Total long-term obligations $ 599,570 % 9,225 CASH RESTRICTED BY THE BOARD FOR SPECIFIC USE ---------- --------- (Note 3) $ 1,858,132 $ 1,684.956 Total capitalization $2,104,195 $1,293.182 ----------- CURRENT LIABILITIES: Promissory note (Note 5) $ 234,219 S 237,176 CURRENT ASSETS: Bonds payable (Note 5) 300,000 305,000 Cash, restricted (Note 3) $ 105,563 $ 186,037 Amounts due for other purchases 148,282 64,334 Amounts due from consumers - less reserves Standby fees collected for next year 14,718 14,611 for uncollectible accounts of $25,251 and Deposits collected to ensure payment for $18,037 for 1986 and 1985, respectively 47,734 34.393 services 51.509 52,n22 Amounts due from others - less reserves Interest due to creditors 2.6,059 9,056 for uncollectible accounts of $2,902 and Other obligations 37,186 30,249 $1,303 for 1986 and 1985 36,411 32,988 Long-term obligations due next year 3,766 7 974 Materials and supplies, at average cost 39,437 29,742 ---------- _----_---- Interest receivable, prepaid insurance and $ 815,738 $ 715,482 other 21,184 25,417 ---------- ---------- ----------- ----------- FUNDS RECEIVED FOR CONSTRUCTION OF WATER 'In $---250,329 $---308,577 DISTRIBUTION FACILITIES (Note 4) $1,154,208 $1,383,108 ,O R $ 4,074,141 $ 3,391,772 $4,074,141 $3,391.772 v fo y 03 C „03' The notes attached to these financial statements are important and should be read together with the statements. y � � 1 1 fD b o ti d ti TRUCKEE- DONNER PUBLIC UTILITY DISTRICT WATER OPERATIONS STATEMENTS OF REVENUES IN EXCESS OF EXPENSES FOR THE YEARS ENDED DECEMBER 31 , 1986 AND 1985 1986 1985 REVENUES : Sale of electricity $1 , 084 ,852 $1 ,010 , 260 Income from investments 139 , 179 161 ,026 - - ---- - --- - - - --- --- - $1 , 224 , 031 $1 ,171 ,286 - - - - - - - -- - -- -- ----- - EXPENSES : Distribution to consumers 553 ,417 494 , 160 Consumer services 41 ,466 29 ,518 Interest 128 ,207 141 , 037 Administrative and general 186 , 107 128 ,228 Use and deterioration of property 91 ,825 85 , 289 Other , net 2 , 341 ( 7 , 125 ) --- - - -- -- - ---- -- - --- $1 ,003 ,363 $ 871 , 107 ---- - - --- - -- -- -- - --- Revenues in excess of expenses $ 220 ,668 $ 300 ,179 The notes attached to these financial statements are important and should be read together with the statements . "Tentative & Preliminary" For Discussion Purposes Only TRUCKEE-DONNER PUBLIC UTILITY DISTRICT WATER OPERATIONS STATEMENTS OF SOURCES AND USES OF CASH FOR THE YEARS ENDED DECEMBER 31 , 1986 AND 1985 1986 1985 SOURCES OF CASH : Operations- Revenues in excess of expenses $ 220, 668 $300, 179 Depreciation expense not requiring the use of cash 91 , 825 93, 223 Other ( 528) - Increase in current liabilities in excess of current assets 78,030 45, 304 �^ Cash received for construction of electric facilities 601 , 917 182, 371 ---------- -------- Total sources of cash $ 991 ,912 $621 ,077 ---------- -------- USES OF CASH : Additions to electric utility property $ 887 , 638 �491, 626 Repayment of loans 11 ,572 6 ,170 Additions to Board- restricted funds 173, 176 121 , 505 ---------- -------- Total uses of cash $ 1 ,072 ,386 $619 ,301 ---------- -------- Increase ( decrease) in cash $ (80 ,474) $ 1 ,776 ---------- -------- CASH : Beginning balance , January 1 $ 186, 037 $184, 261 Ending balance , December 31 105 ,563 186 ,037 ---------- -------- Increase (decrease) in cash $ (80 ,474) $ 1 ,776 The notes attached to these financial statements are important and should ,.., be read together with the statements . "Tentative & Preliminary" For Discussion Purposes Only TRUCKEE- DONNER PUBLIC UTILITY DISTRICT WATER OPERATIONS NOTES TO FINANCIAL STATEMENTS DECEMBER 31 , 1986 AND 1985 ( 1 ) SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES ; Organization- The Truckee-Donner Public Utility District ( the District ) was formed and operates under the State of California Public Utility District Act . The District provides electric and water service to a portion of Nevada and Placer counties described as Truckee and Donner Lake . These financial statements reflect the water opera- tions of the District . To the extent possible , assets , liabilities , equity, revenues and expenses have been specifically identified as electric or water operations . All amounts not specifically identified have been allocated 85% electric and 15% water , reflecting the District ' s most recent study on the allocated use of shared or common facili - ties or functions . Depreciation ( Use and Deterioration of Property )- Utility property is recorded at the amount paid when it was purchased . To reflect the use , deterioration and limited physical life of the plant , the District records a depreciation charge . This charge is paid by current customers who receive the service and provide funds to be used for future additions to utility property. The District calculates depreciation using a straight- line method . The average annual composite rate was 4 .5% and 4 .7% in 1986 and 1985 , respectively. Retirements of water utility property and the related costs of removal and salvage are charged to the reserve for use and deterioration . The costs of replacement of property are recorded as new plant . Repair and maintenance costs are recorded as expense . "Tentative & Preliminary" For Discussion Purposes Only -2- Revenues- Revenues are recorded as billed on a cycle basis through- out each month . Billings are made on a flat rate or for actual usage . Income Taxes- The District is exempt from payment of federal and state income taxes . ( 2 ) PENSION PLAN : The District has a pension plan covering substantially all employees who have at least one year of service . The pension plan is based upon specific benefits to be provided at retirement. The District pays for the pension plan , and the employee does not have to pay a share . The District transfers cash to the plan trustee each year for the current year cost . Contributions for 1986 and 1985 amounted to $2 ,404 and $2 , 316 , respectively, for the water operations . The present value of accumulated plan benefits for employees and the net assets available to pay for these benefits is not maintained by individual operations of the District . The weighted average assumed rate of return used in determining the present value of accumulated plan benefits for the District was 7% . The District employs pension consultants to provide needed data . Their last report was as of December 31 , 1986 . It showed the following key information for the whole District : 1986 1985 Actuarial present value of accumulated plan benefits- Vested $197 , 118 $167 , 501 Nonvested 20 ,284 20,671 ----- - - - - ----- - - $217 ,402 $188 , 172 Net assets available for benefits $481 , 372 $430 , 032 ( 3 ) CASH RESTRICTED BY THE BOARD FOR SPECIFIC USES : Through the Board of Directors ' resolutions , the District has restricted cash for specific uses . Cash collected in advance for construction of water distribution facilities and due to "Tentative & Preliminary" For Discussion Purposes Only -3- contractors and customers is also shown with the associated restricted cash . 1986 ------------------------- Restricted Construction Funds Advances Dart Industries Water Agreement - the District has collected $40 per lot for future water source and storage facili- ties in the developers' project $ 20,345 $ 20,345 Dart Industries Water Services Settlement - the District has collected funds for anticipated future repairs of water lines constructed by Dart Industries 367,724 367,724 Facilities fees collected from customers for future procurement of source and storage 422,584 422,584 Portion of connection fees collected from customers for the future purchase of water meters 343,555 343,555 Other restricted funds- FMHA Revenue, Note and Reserve Funds - �^ water operating margins plus depreciation held in reserve in accordance with the loan agreement 26,730 - Building fund established for the construction of the District' s proposed Administration Building 231,220 - Cash proceeds from the building loan 389,516 - Consumer deposits and other 56,458 - ---------- ---------- $1,858,132 $1,154,208 The promissory note due to the United States of America , Farmers ' Home Administration contains certain commitments which require the District to establish certain accounting funds . These funds essentially encompass all of the cash flows of the water operations . The indentures allow use of the funds for the necessary and reasonable expense of management , operation , maintenance , repair and other expenses necessary to maintain and preserve the water operations , including improvements . (4) LONG-TERM OBLIGATIONS : The District renewed an installment loan relating to its computer on December 1 , 1982. Terms of the loan provide for monthly �. payments of principal and interest of $2, 570. The interest rate is 10%, to be adjusted annually on December 1 , based upon the bank ' s current municipal rate . On December 1 , 1988, the entire balance of "Tentative & Preliminary" For Discussion Purposes Only r -4- principal and interest is due . These financial statements reflect the water operations ' portion of the loan . Truckee Donner P. U . D. Financing Corporation ( the Finance Corporation ) issued Certificates of Participation ( building loan ) in the amount of $3 ,050 ,000 to finance the construction of a building complex . The Financing Corporation is organized to provide finan- cial assistance to the District by providing public facilities , land and equipment . The District has been assigned the responsibility of constructing the building complex . Further, the District has entered into an agreement with the Finance Corporation to assume all payments of the building loan . As part of this agreement , the District has an option to purchase the building in 2012 . Interest payments are made semiannually at 7 . 75% beginning on February 1 , 1987 . Principal payments are made annually beginning February 1 , 1988 , as follows : 1987 $ - 1988 50 ,000 1989 50 , 000 1990 55 ,000 �-- 1991 55 , 000 Thereafter 2 ,840 , 000 Total $3 , 050 ,000 The new building is expected to be completed by July 1987 . Total costs incurred for construction as of December 31 , 1986 are $1 ,277 , 316 . These costs and the loan were allocated between the electric and water operations of the District . ( 5 ) OBLIGATIONS RECLASSIFIED AS CURRENT : The promissory note due to the United States of America , Farmers ' Home Administration is due in 33 annual installments of principal and interest of $ 14 ,800 . The interest rate is 5% per year . The net revenues ( as defined ) of the District ' s water system are pledged as security. The bonds payable to the United States of America , Farmers ' Home Administration are due each October 1 as follows : Years Amount 1987 through 2003 $ 5 , 000 r,... 2004 through 2013 10 ,000 2014 through 2018 15 , 000 2019 and 2020 20 , 000 "Tentative & Preliminary" For Discussion PurnncPc only -6 - ( 8) CONTINGENCIES : Lawsuit- A former general manager filed a lawsuit against the District alleging wrongful termination of employment and defamation and seeking damages of $600 ,000 . The case was settled in January 1987 . The settlement was made entirely from insurance proceeds , and most legal fees were reimbursed by the District ' s insurance carrier . "Tentative & Preliminary" For Discussion Purposes Only