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HomeMy WebLinkAboutAgenda Truckee Donner Public Utility District Post Office Box 309 • 11570 Donner Pass Road •Truckee, California 95734 (916) 587-3896 SPECIAL MEETING Tuesday, July 31, 1984 3:00 P.M. - TDPUD Board Room A G E N D A 1. Call to order 2. Roll call 3. Workshop session with Arthur Andersen & Company to review the 1983 financial statements and audit - possible direction 4. Adjournment C E R T I F I C A T I O N I hereby certify that the foregoing agenda has been posted in the District Office and Government Center, provided to the U. S. Post Office and County Library for posting, and mailed to the Directors and interested parties on Friday, July 20, 1984. Susan M. Craig, Deputy District Clerk 1.2 a- TRUCKEE-DONNER PUBLIC UTILITY DISTRICT ELECTRIC OPERATIONS FINANCIAL STATEMENTS AS OF DECEMBER 31, 1983 TOGETHER WITH AUDITORS ' REPORT 30 JLL EA 11: 4S "Tentative & Preliminary" For Discussion Purposes Only 1,2 4 To the Board of Directors of Truckee-Donner Public Utility District: We have examined the balance sheet of the ELECTRIC OPERATIONS OF TRUCKEE-DONNER PUBLIC UTILITY DISTRICT ( a political subdivision of the State of California) as of December 31 , 1983 , and the related statements of net revenue and funds provided for additions to utility plant for the year then ended . Our examination was made in accordance with generally accepted auditing standards and, accordingly, included such tests of the accounting records and such other auditing procedures as we considered necessary in the circumstances . In our opinion , the financial statements referred to above present fairly the financial position of the Electric Operations of Truckee-Donner Public Utility District as of December 31 , 1983 , and the results of its operations , and funds provided for additions to its utility plant for the year then ended, in conformity with generally accepted accounting principles applied on a basis consistent with that of the preceding year. San Francisco, California, April 6, 1984 . "Tentative & Preliminary" For Discussion Purposes Only TRUCKEE-DONNER PUBLIC UTILITY DISTRICT ELECTRIC OPERATIONS BALANCE SHEET -- DECEMBER 31, 1983 I ASSETS CAPITALIZATION AND LIABILITIES UTILITY PLANT, at cost: CAPITALIZATION: Plant in service $ 5,047,250 Consumers' equity employed in the business- $3,801,257 Less - Accumulated depreciation (1,293,471) Balance, beginning of year 801----------- Net revenue for the year Net plant in service $ 3,753,779 $4,388,167 Total consumers' equity Construction work in progress 591,713 Long-term debt (Note 4)- S 234,574 Net utility plant S 4,345,492 REA bonds 166,282 ----------- Installment notes payable Note payable - Department of Energy 22,500 Total long-term debt $ 423,356 RESTRICTED FUNDS (Note 3) S 867,370 ----------- Total capitalization $4,811,523 CURRENT LIABILITIES: $ 813,982 Purchased power payable CURRENT ASSETS: Accounts payable 309,326 34050 Cash $ 599,781 Deferred income - standby fees 11, 212327 Accounts receivable - consumer, less Consumer deposits ,565 bad debt reserves of $59,647 473,330 Accrued interest 2,450 Accounts receivable - standby fees and other, Accrued liabilities 44, 19 O h less bad debt reserves of $3,822 67,890 Current maturities of long-term debt ---------- O y Inventory, at average cost 126,309 $1,458,119 Interest receivable, prepaid insurance and other - - 31,760 _--------- 0 $-1,299,070 CONSTRUCTION ADVANCES (Note 3) S ------- H ` S36,511,932 $6=511=932 a The accompanying notes are an integral part of these financial statements. fD y 0�a `C R� TRUCKEE-DONNER PUBLIC UTILITY DISTRICT ELECTRIC OPERATIONS STATEMENT OF NET REVENUE FOR THE YEAR ENDED DECEMBER 31 , 1983 OPERATING REVENUES $5 ,411 ,129 OPERATING EXPENSES : Purchased power (Note 7 ) $3 ,753 ,441 Distribution 386 ,714 Consumer accounts 226 ,730 Administrative and general 366 ,850 Depreciation 142 ,719 Other 13 ,824 $4 , 890 ,278 �- Net operating revenue $ 520 ,851 OTHER INCOME : Interest income 110 ,601 Other , net (311 ) Net revenue before interest expense $ 631 , 141 INTEREST EXPENSE 44 ,231 Net revenue $ 586 ,910 The accompanying notes are an integral part of these financial statements . "Tentative & Preliminary" For Discussion Purposes Only TRUCKEE-DONNER PUBLIC UTILITY DISTRICT ^ ELECTRIC OPERATIONS STATEMENT OF FUNDS PROVIDED FOR ADDITIONS TO UTILITY PLANT FOR THE YEAR ENDED DECEMBER 31 1983 FUNDS PROVIDED INTERNALLY : Operations- Net revenue $ 586, 910 Depreciation expense not requiring a current use of funds 142, 719 Other 17 , 946 Funds provided by operations $ 747, 575 Deduct- Reduct-ions in long-term debt 45 109 Additions to restricted funds (417, 230) Net funds provided internally $ 285, 236 FUNDS PROVIDED FROM EXTERNAL SOURCES : Advances utilized for construction $ 200, 671 Installment note 89,047 Note payable - Department of Energy 11 , 250 $ 300, 968 FUNDS PROVIDED FROM NET CHANGE IN WORKING CAPITAL (Note 5) $ 206, 176 Funds provided for additions to electric utility plant $ 792, 380 The accompanying notes are an integral part of these financial statements . "Tentative & Preliminary" For Discussion Purposes Only TRUCKEE-DONNER PUBLIC UTILITY DISTRICT ELECTRIC OPERATIONS NOTES TO FINANCIAL STATEMENTS DECEMBER 31 , 1983 (1 ) SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES : Organization- The Truckee-Donner Public Utility District (the District ) was formed and operates under the State of California Public Utility District Act to provide electric and water service to a portion of Nevada and Placer Counties described as Truckee and Donner Lake . The electric and water service operations are maintained and operated separately. These financial statements reflect the electric operations of the District . To the extent possible, assets, liabilities , equity, revenues and expenses have been specifically identified as electric or water operations . All amounts not specifically identified have been allocated 85% electric and 15% water reflecting the District ' s most recent study on the allocated use of shared or common facilities or functions . Depreciation- The District provides for depreciation on the historical cost of electric utility plant on a straight-line basis at rates in accordance with the Rural Electrification Administration Bulletin 181-1 . The average annual composite rate was 3. 2% in 1983. Retirements of electric utility plant and the related costs of removal and salvage are charged to accumulated depreciation . The costs of replacement of property units are charged to plant. Repair and maintenance costs are charged to expense . Revenues- Revenues consist of billings to consumers as meters are read on a cycle basis throughout each month . Services provided to municipal entities without charge are not reflected in operating revenues . "Tentative & Preliminary" '^ For Discussion Purposes Only -2- Income Taxes- The District is exempt from payment of federal and state income taxes . ^ Pension Plan- The District maintains a noncontributory defined benefit pension plan covering substantially all employees who have at least one year of service . It is the District ' s policy to fund pension costs as accrued , and contributions for 1983 amounted to $44, 949 for the electric operations . The present value of accumulated plan benefits and net assets available for these benefits , last determined as of December 31 , 1983, is not maintained by individual operations of the District . The weighted average assumed rate of return used in determining the present value of accumulated plan benefits for the District was 7%. The accumulated plan benefits and assets for all employees of the District are as follows : Actuarial present value of accumulated plan benefits: Vested $118,788 Nonvested 14,659 $133,447 Net assets available for benefits $313,684 ^ (2 ) RELATED PARTY TRANSACTIONS : During 1983, a director of the District was also a stockholder and organizer of a bank with which the District conducts business . The District ' s transactions with the bank include maintaining a general checking account, short-term investments and two installment notes payable. All transactions are at current market rates and conditions . Interest earned during the year was $7,441 . The installment notes payable are described in Note 4 . The above-mentioned director was not reelected to the District ' s Board in November 1983 . ^ "Tentative & Preliminary" For Discussion Purposes Only i3(o -3- ( 3) RESTRICTED FUNDS : The District has collected and restrictively invested funds for future uses as of the year ended December 31, 1983 as follows : Restricted Construction Funds Advances Facilities fees collected from customers for future procurement of electricity $172,688 $242,290 Loan principal and interest fund - in accordance with loan agreements, principal and interest payments are to be placed on deposit until final payment is due REA 26,722 - Martis Valley Substation, restricted by the District to be used for completion of construction 205,489 - Reserve for future storm damage costs 52,102 - Sierra Pacific Power Refund to be used to offset future construction costs 103,105 - Consumer deposits and other 307,264 - -------- -------- $867,370 $242,290 -------- -------- -------- -------- (4) LONG-TERM DEBT : ,..+ REA bonds , secured by pledge of all assets , are as follows : First series 2% bonds, payable in annual amounts varying from $13,000 to $14,000, in accordance with sinking fund requirements, balance of $14,000 due July 1994 $146,000 Second series 2% bonds, payable in annual amounts varying from $3,000 to $5,000, in accordance with sinking fund requirements, balance of $6,000 due May 2002 76,000 Third series 2% bonds, net of undrawn funds of $65,426, payable in annual amounts varying from $3,000 to $6,000, in accordance with sinking fund requirements, balance of $8,000 due May 2004 31,574 Less - Current maturities (19,000) Total REA bonds $234,574 The District renewed an installment note payable relating to its computer on December 1 , 1982 . Terms of the note provide for monthly installments of principal and interest of $2, 570. The interest rate is 10%, to be adjusted annually on December 1 based upon the bank ' s current municipal rate. On December 1 , 1988, the "Tentative & Preliminary" For Discussion Purposes Only 43 F -4- entire balance of principal and interest will become due and payable. These financials reflect the electric operations ' portion of the note. Another installment note payable relating to a line truck r^ is due in monthly interest-only installments, with principal due at maturity. This note was issued on June 17, 1983 and matures on April 1, 1984. Interest is payable at the prime rate. On April 1, 1984, this note was refinanced . The terms require monthly payments of principal and interest of $1 ,959 beginning May 1, 1984 . The interest rate is at prime. The note matures on April 1, 1989 , with any unpaid principal and interest due and payable. Consequently, all but the current maturity of the new note has been classified as long- term debt . The note payable to the United States Department of Energy is payable over a 10-year period at a rate of 7-3/8%. The first annual payment , including interest, is due November 1985 . If certain conditions are met by the District, the principal and/or interest may be forgiven at the discretion of the Department of Energy. ( 5 ) CHANGES IN NET WORKING CAPITAL : The changes in accounts classified as current assets and current liabilities are as follows : Working capital increase (decrease) in- Cash $ 201,888 Receivables (64,269) Inventory 22,346 Other current assets 4,265 Accounts payable (272,555) Deferred income (1,156) Consumer deposits (80,248) Accrued interest 387 Accrued liabilities (6,611) Current maturities of long-term debt (10,223) $(206,176) (6 ) INTERDEPARTMENTAL SALES : The electric operations of the District sells electricity to the water operations for use in the pumping stations for transmission of water. Sales of electricity of $177, 532 are at commercial rates and are included in operating revenues . (7) POTENTIAL REFUND OF ENERGY CHARGES : The District has been purchasing power at rates in effect subject to refund. Final rates are subject to the outcome of various rate cases and administrative matters before the Federal Energy Regulatory Commission. Amounts paid have been reflected as purchased power expense. The amount of refund , if any, is not determinable at this time . "Tentative & Preliminary" For Discussion Purposes Only ARTHUR ANDERSEN tic CO. W, t �J 1964 SPEAR STREET Tow ER, SUITE 3500 ONE MARKET PLAZA SAv FRA.v CIS CO. CALIFORNIA 94105 (415) 546-8200 July 25, 1984 Ms. Mary Chapman COPIES TO: Office Manager BOARD: Truckee-Donner Public Utility District P.O. Box 309 Truckee, California 95734 s Dear Mary: V` I've enclosed a revised draft of the District's 1983 financial statements. i While most of the changes have come in the wording of the footnotes to the financial statements, we did have a significant change in the balance sheet for the water operations. In our final review we had noted that the bond payable to the United States of America Farmers Home Administration had been recorded twice. We therefore eliminated the current liability of the bond payable and a corrosponding amount in plant. This change also impacted our statement of funds provided for additions to utility plant as it changed the net working capital number. Please review these statements one final time and let me know of any comments or questions you may have. I plan to finalize these statements at the end of the week for delivery at our presentation on the 31st. I have also enclosed our final billing for the December 31, 1983 audit of Truckee-Don Public Utility District. This final bill brings the fees up to the previously art�anged level of $27,000. While we have not quite finished our work, actual fees incurred to date are several thousand dollars more than this level. The difficulties and hard work you encountered this past has also had its affect on the audit fees. However, we wish to demonstrate our commitment to the District by maintaining our fees at the prearranged level. One further thought, in arranging our flight plans, Rick and myself have scheduled a flight which should put us into Truckee around noon. if convenient, we would like to arrange a lunch with yourself and Peter Holzmeister to discuss the past year and the current events of the District. From the way it sounds it appears you have gotten the District through some very rough times and are now in a good position for the future. Congratulations. Very truly yours, ARTHUR ANDERSEN & CO. By Keith Fukui do Enclosures TRUCKEE-DONNER PUBLIC UTILITY DISTRICT ELECTRIC OPERATIONS FINANCIAL STATEMENTS AS OF DECEMBER 31, 1983 TOGETHER WITH AUDITORS• REPORT 1 "Tentative 8 Preliminary" For Discussion Purposes Only To the Board of Directors of Truckee-Donner Public Utility District: We have examined the balance sheet of the ELECTRIC OPERATIONS OF TRUCKEE-DONNER PUBLIC UTILITY DISTRICT ( a political subdivision of the State of California) as of December 31 , 1983, and the related statements of net revenue and funds provided for additions to utility plant for the year then ended. Our examination was made in accordance with generally accepted auditing standards and, accordingly, included such tests of the accounting records and such other auditing procedures as we considered necessary in the circumstances . In our opinion, the financial statements referred to above present fairly the financial position of the Electric Operations of Truckee-Donner Public Utility District as of December 31 , 1983, and the results of its operations, and funds provided for additions to its utility plant for the year then ended, in conformity with j generally accepted accounting principles applied on a basis consistent with that of the preceding year. San Francisco, California, April 6, 1984 . "Tentative & Preliminary" For Discussion Purposes Only a TRUCKEE-DONNER PUBLIC UTILITY DISTRICT ELECTRIC OPERATIONS BALANCE SHEET— DECENSER 31, 1983 ASSETS CAPITALIZATION AND LIABILITIES UTILITY PLANT, at cost: r CAPITALIZATION: Plant in service Z 5,041,250 Consumers' equity employed in the business- 13.801.257 Less - Accumulated depreciation (1,293,471) Balance, beginning of year 586,910 Net revenue for the year Net plant in service f 3,163,179 Total consumers' equity $4.388,167 Construction wort in progress 591.113+ long-term debt (Note 4)- Net utility plant 14,346,492 REA bonds 1 234,511 ........... Installment notes payable 166,282 Note payable - Department of Energy 22,S00 total long-term debt 1 423,756 RESTRICTED FUNDS (Note 3) 1 667,370 $4,811,523 Total capitalization CURRENT LIABILITIES: $1,123.308 CURRENT ASSETS: Accounts payable 34.050 Cash f 699,781 Deferred income - standby fees 211,327 Accounts receivable - consumer, less Consumer deposits 2.565 bad debt reserves of $59.647 473.330 Accrued interest 42.450 Accounts receivable - standby fees and other. Accrued liabilities //,/l9 less bad debt reserves of $3.822 67,890 Current maturities of long-term debt Inventory, at average cost 126.309 11.458,119 Interest receivable, prepaid insurance and other 31,760 1.1,299,070 CONSTRUCTION ADVANCES (Note 3) 1-_242,290 1 6,511,971 ..... 932 ..... ........... 0 a 0 y The accompanying notes are an integral part of these financial statements. M � q � Ab � 3 fA m 0� lot TRUCKEE-DONNER PUBLIC UTILITY DISTRICT ELECTRIC OPERATIONS STATEMENT OF NET REVENUE FOR THE YEAR ENDED DECEMBER 31 , 1983 i OPERATING REVENUES $5 ,411 .129 OPERATING EXPENSES: Purchased power (Note 7 ) $3 .753 ,441 Distribution 386 ,714 Consumer accounts 226 ,730 Administrative and general 366 .850 Depreciation 142 .719 Other 13 ,824 $4,890.278 ---------- , Net operating revenue $ 520,851 OTHER INCbME : Interest income 110 ,601 Other, net (311 ) Net revenue before interest expense $ 631 ,141 INTEREST EXPENSE 44 ,231 Net revenue $ 586 ,910 I The accompanying notes are an integral part of these financial statements . f "Tentative & Preliminary- For Discussion Purposes Only isa TRUCKEE-DONNER PUBLIC UTILITY DISTRICT ELECTRIC OPERATIONS i STATEMENT OF FUNDS PROVIDED FOR ADDITIONS TO UTILITY PLANT i FOR THE YEAR ENDED DECEMBER 31 , 1983 i FUNDS PROVIDED INTERNALLY : i Operations- Net revenue S 586,910 Depreciation expense not requiring ' a current use of funds 142,719 Other 17,946 Funds provided by operations S 747,575 E i Deduct- i Reductions in long-term debt (60,305) Additions to restricted funds -(417_230 Net funds provided internally S 270,040 FUNDS PROQVIDED FROM EXTERNAL SOURCES: Advances utilized for construction S 200,671 Install6ent note 89,047 Note payable - Department of Energy 11,250 S 300, 968 FUNDS PROVIDED FROM NET CHANGE IN --------- WORKING CAPITAL (Note 5) S 221 , 372 Funds provided for additions to electric utility plant S 792, 380 The accompanying notes are an integral part of these financial statements . "Tentative & Preliminary" For Discussion Purposes Only ism TRUCKEE-DONNER PUBLIC UTILITY DISTRICT ELECTRIC OPERATIONS NOTES TO FINANCIAL STATEMENTS i DECEMBER 31 , 1983 1 i ( 1 ) SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES : Organization- The Truckee-Donner Public Utility District (the District) was formed and operates under the State of California Public Utility District Act to provide electric and water service to a portion of Nevada and Placer Counties described as Truckee and Donner Lake. 1 The electric and water service operations are maintained and operated separately. These financial statements reflect the electric operations of the District. To the extent possible, assets , liabilities, equity, revenues and expenses have been specifically identified as electric or water operations. All amounts not specifically identified have been allocated 85% electric and 15% water reflecting the District ' s most recent study on the allocated use of shared or common facilities or functions. Depreciation- The District provides for depreciation on the historical cost of electric utility plant on a straight-line basis at rates in accordance with the Rural Electrification Administration Bulletin 181-1 . The average annual composite rate was 3. 2% in 1983. Retirements of electric utility plant and the related costs of emoval and salvage are charged to accumulated depreciation. The costs of replacement of property units are charged to plant. Repair and maintenance costs are charged to expense. Revenues- Revenues consist of billings to consumers as meters are read on a cycle basis throughout each month . Services provided to municipal entities without charge are not reflected in operating revenues . i t i "Tentative & Preliminary" For Discussion Purposes Only is y -2- Income Taxes- The District is exempt from payment of federal and state income taxes . Pension Plan- The District maintains a noncontributory defined benefit pension plan covering substantially all employees who have at least one year of service . It is the District ' s policy to fund pension j costs as accrued , and contributions for 1983 amounted to $44 ,949 for J the electric operations . The present value of accumulated plan benefits and net assets available for these benefits , last determined as of December 31 , 1983, is not maintained by individual operations of the District . The weighted average assumed rate of return used in determining the present value of accumulated plan benefits for the District was 7%. The accumulated plan benefits and assets for all employees of the District are as follows : Actuarial present value of accumulated plan benefits: Vested $118,788 Nonvested 14,659 $133,447 Net assets available for benefits $313,684 ( 2) RELATED PARTY TRANSACTIONS: During 1983, a director of the District was also a stockholder and organizer of a bank with which the District conducts business . The District' s transactions with the bank include maintaining a general checking account , short-term investments and two installment notes payable. All transactions are at current market rates and conditions . Interest earned during the year was $7 ,441. The installment notes payable are described in Note 4. The above-mentioned director was not reelected to the District ' s Board in November 1983. "Tentative & Preliminary" For Discussion Purposes Only SSG I -3- (3 ) RESTRICTED FUNDS : The District has collected and restrictively invested funds for future uses as of the year ended December 31, 1983 as follows : Restricted Construction Funds Advances Facilities fees collected from customers for future procurement i of electricity $172,688 $242,290 Loan principal and interest fund - in accordance with loan agreements, principal and interest payments are j to be placed on deposit until final I payment is due REA 26,722 - Martis Valley Substation, restricted j by the District to be used for j completion of construction 205,489 Reserve for future storm damage costs 52,102 Sierra Pacific Power Refund to be used to offset future construction costs 1039105 - Consumer deposits and other 307.264 - -------- -------- $867,370 $242,290 (4) LONG-TERM DEBT: .-� , REA bonds, secured by plbdge of all assets, are as follows : Flirst series 2% bonds, payable in annual amounts varying from $13,000 to $14,000, in accordance with sinking fund requirements, balance of $14,000 due July 1994 $146,000 Second series 2% bonds, payable in annual amounts varying from $3,000 to $5,000, in accordance with sinking fund requirements, balance of $6,000 due May 2002 76,000 Third series 2% bonds, net of undrawn funds of $65,426, payable in annual amounts varying from $3,000 to $6.000, in accordance i with sinking fund requirements, balance of $8,000 due May 2004 319574 Less - Current maturities -(19_000) Total REA bonds $234,574 i The District renewed an installment note payable relating to its computer on December 1, 1982. Terms of the note provide for monthly installments of principal and interest of $2, 570. The interest rate is 10%. to be adjusted annually on December 1 based "Tentative & Preliminary" For Discussion Purposes Only -4- upon the banks current municipal rate. On December 1, 1988, the j entire balance of principal and interest will become due and payable. These financials reflect the electric operations • portion of the note. Arother installment note payable is due in monthly interest-only installments, with principal due at maturity. This note was issued on June 17 , 1983 and matures on April 1, 1984. Interest is payable at the prime rate. On April 1, 1984, this note was refinanced. The terms require monthly payments of principal and interest of $1 ,959 beginning May 1, 1984. The interest rate is at prime. The note matures on April 1 , 1989, with any unpaid principal and interest due and payable. Consequently, all but the current maturity of the new note has been classified as long-term debt. The note payable to the United States Department of Energy is payable over a 10-year period at a rate of 7-3/8%. The first annual payment, including interest, is due November 1985. If certain conditions are met by the District, the principal and/or interest may be forgiven at the discretion of the Department of Energy. (5) CHANGES IN NET WORKING CAPITAL : The changes in accounts classified as current assets and current liabilities are as follows : Working capital increase (decrease) in- Cash S 201.888 Receivables (64,269) , Inventory 22,346 Other current assets 4,265 lAccounts payable (272,555) Deferred income (1,156) Consumer deposits (80,248) Accrued interest 387 Accrued liabilities (6,611) Current maturities of long-term debt (25,419) $(221,372) (6) INTERDEPARTMENTAL SALES : The electric operations of the District sells electricity to the water operations for use in the pumping stations for transmission of water. Sales of electricity of $177,532 are at commercial rates and are included in operating revenues. (7 ) POTENTIAL REFUND OF ENERGY CHARGES : The District has been purchasing power at rates in effect subject to refund . Final rates are subject to the outcome of various rate cases and administrative matters before the Federal Energy Regulatory Commission. Amounts paid have been reflected as purchased power expense. The amount of refund, if any, is not determinable at this time. "Tentative & Preliminary" For Discussion Purposes Only /bb TRUCKEE-DONNER PUBLIC UTILITY DISTRICT WATER OPERATIONS FINANCIAL STATEMENTS AS OF DECEMBER 31, 1983 TOGETHER WITH AUDITORS' REPORT 1 Ji 1 i "Tentative & Preliminary" For Discussion Purposes Only To the Board of Directors of Truckee-Donner Public Utility District: i We have examined the balance sheet of the WATER OPERATIONS i OF TRUCKEE-DONNER PUBLIC UTILITY DISTRICT (a political subdivision of the State of California) as of December 31 , 1983, and the related i statements of net revenue and funds provided for additions to utility plant for the year then ended. Our examination was made in accor- dance with generally accepted auditing standards and, accordingly, included such tests of the accounting records and such other auditing procedures as we considered necessary in the circumstances. In our opinion, the financial statements referred to above present fairly the financial position of the Water Operations of Truckee-Donner Public Utility District as of December 31 , 1983, and the results of its operations, and funds provided for additions to its utility plant for the year then ended, in conformity with generally accepted accounting principles applied on a basis consistent with that of the preceding year. San Francisco, California, April 6, 1984 . i I "Tentative & Preliminary" For Discussion Purposes Only 1 ) TRUCKEE-DONNER PUBLIC UTILITY DISTRICT PATER OPERATIONS BALANCE SHEET -• DECEMBER 31, 1983 ASSETS CAPITALIZATION AND LIABILITIES UTILITY PLANT, At cost: CAPITALIZATION: Plant in service $2,020,463 Consumers' equity employed to the business- less - Accumulated depreciation 1,142,962 Balance, beginning of year i 567,458 •--•---•-- Net revenue for the year 112.211 Net plant In service >) 941,606 .......... Total consumers' equity i 680,13S Construction work io progress 33,427 .......... -• Long-terse debt (Note 4)- Net utility plant { 980,933 Installment note payable i 16,454 -----•-•-- Sever assessments payable S.321 - - Total long-ten debt i20,115 -- RESTRICTED FUNDS (Note 3) $1,367,786 Total capitalization i100.910 .......... ---------- CURRENT LIABILITIES: Accounts payable 1 MOOS Deferred income - standby fees 14.337 CURRENT ASSETS: Consumer deposits 32,240 Cash $ 66,669 Accrued interest 9.695 Accounts receivable - consumer, less Accrued liabilities 98,520 bad debt reserves of $14.875 46,360 Current maturities of long-term debt (Note 5) 561.438 Accounts receivable - standby fees and other, ------...- less bad debt reserves of $1.303 41,043 i 741.235 Inventory, at average cost 21,265 .......... Interest receivable, prepaid insurance and other 6,9D4 CONTINGENCIES (Note 6) 1••168,131 CONSTRUCTION ADVANCES (Note 3) 11.094.105 C $2,634,860 $2, 36,850 , f2�536,850 1 ....,..... .. ....... 4 � a 4 The accompanying notes are an integral part of these financial statements. 4A C � 3 h m 0� 1f L TRUCKEE-DONNER PUBLIC UTILITY DISTRICT WATER OPERATIONS STATEMENT OF NET REVENUE FOR THE YEAR ENDED DECEMBER 31 , 1983 OPERATING REVENUES $737_459 1 OPERATING EXPENSES: Distribution $367,522 Consumer accounts 28,730 Administrative and general 132,984 Depreciation 72,702 Other 1,699 $603.637 Net operating revenue $133,822 INTEREST (INCOME 120,097 Net revenue before a interest expense $253,919 ; INTEREST EXPENSE 141 .642 Net revenue $112,277 The accompanying notes are an integral part of these financial statements . "Tentative & Preliminary" For Discussion Purposes Only I i TRUCKEE-DONNER PUBLIC UTILITY DISTRICT i { WATER OPERATIONS STATEMENT OF FUNDS PROVIDED FOR ADDITIONS TO UTILITY PLANT FOR THE YEAR ENDED DECEMBER 31 , 1983 FUNDS PROVIDED INTERNALLY: Operations- Net revenue $ 112,277 Depreciation expense not requiring a current use of funds 72,702 + Other 7,483 Funds provided by operations S 192,462 Deduct- Reductions in long-term debt (3,5311 Additions to restricted funds (137,882 Net funds provided internally $ 51,049 FUNDS PROVIDED FROM EXTERNAL SOURCES - Advances utilized for construction 289,915 FUNDS USED FROM NET CHANGE IN WORKING CAPITAL (Note 7 ) ( 14,909) i Funds provided for additions to utility plant S 326,055 j i The accompanying notes are an integral + part of these financial statements . i i i I I "Tenrarive & Preliminary" For Discussion Purposes Only /77to 1 TRUCKEE-DONNER PUBLIC UTILITY DISTRICT WATER OPERATIONS NOTES TO FINANCIAL STATEMENTS DECEMBER 31 , 1983 { ( 1 ) SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES : f Organization- The Truckee-Donner Public Utility District (the District) ? was formed and operates under the State of California Public Utility District Act to provide electric and water service to a portion of Nevada and Placer counties described as Truckee and Donner Lake. These financial statements reflect the water operations of the i District. To the extent possible, assets, liabilities, equity, revenues and expenses have been specifically identified as electric 3 or water operations . All amounts not specifically identified have been allocated 85% electric and 15% water, reflecting the District ' s most recent study on the allocated use of shared or common facili- ties or functions. Depreciation- s —T The District provides for depreciation on the historical cost of water utility plant on a straight-line basis . The average annual composite rate was 4. 9% in 1983. ; Retirements of water utility plant and the related costs of removal and salvage are charged to accumulated depreciation. The I costs of replacement of property units are charged to plant. Repair and maintenance costs are charged to expense . Revenues- Revenues consist of billings to consumers as meters are read on a cycle basis throughout each month . Income Taxes- The District is exempt from payment of federal and state income taxes . I "Tentative & Preliminary" For Discussion Purposes Only / VIP- -2- Pension Plan- The District maintains a noncontributory defined benefit pension plan covering substantially all employees who have at least �. one year of service . It is the District ' s policy to fund pension ' costs as accrued . Contributions for 1983 amounted to $7,932 for the water operations . The present value of accumulated plan benefits and net assets available for these benefits, last determined as of December 31 , 1983, is not maintained by individual operations of the District . The weighted average assumed rate of return used in determining the present value of accumulated plan benefits for the District was 7%. The accumulated plan benefits and assets for all employees of the District are as follows : Actuarial present value of accumulated plan benefits : j Vested $118,788 Nonvested 14,659 $133,447 =�aaxxxx Net assets available for benefits $313,684 sss�x=3c (2) RELATED PARTY TRANSACTIONS: During 1983, a director of the District was also a stock- holder and organizer of a bank with which the District conducts business., The District' s transactions with the bank include main- taining a general checking account and two installment notes payable. 1 All transactions are at current market rates and con- ditions . The installment notes payable are described in Note 4. The above-mentioned director was not reelected to the District ' s Board in November 1983. "Tentative & Preliminary" For Discussion Purposes Only -3- (3) RESTRICTED FUNDS : The District has collected and restrictively invested funds for future uses as follows : December 31, 1983 ------------------------ Restricted Construction Funds Advances Dart Industries Water Agreement - the District has collected $40 per lot for future water source and storage facilities in the developers' project $ 319,730 $ 319,730 Dart Industries Water Services Settlement the District has collected funds for anticipated future repairs of water lines constructed by Dart Industries 223.012 292.578 Facilities fees collected from customers for future procurement of source and storage 260.908 297,403 Portion of connection fees collected from customers for the future purchase of water meters 183.946 184,994 ---------- ---------- $ 987.596 $1,094,705 Other restricted funds- FMHA Revenue, Note and Reserve Funds - water operating margins plus depreciation held in reserve in accordance with the loan agreement 317,147 - Consumer deposits and other 63,043 - ------ ---------- $1,367,786 $1,094,705 zaasasxaza aaaxsxxaaa (4) LONG-TERM DEBT: The District renewed an installment note payable relating to its computer on December 1, 1982. Terms of the note provide for monthly installments of principal and interest of $2,570. The interest rate is 10%, to be adjusted annually on December 1 based upon the bank ' s current municipal rate. On December 1, 1988, the entire balance of principal and interest will become due and payable. These financials reflect the water operations ' portion of the note. The sewer assessments are payable to Nevada County, California, over a 20-year period, with interest at 7%. Final payment is due in 1990. "Tentative & Preliminary" For Discussion Purposes Only -4- I I (5 ) OBLIGATIONS RECLASSIFIED AS CURRENT_: . I The promissory note payable to the United States of America, Farmers ' Home Administration is due in 39 annual installments of principal and interest of $14 ,800. The interest rate is 5% per annum. The net revenues ( as defined) of the i District ' s water system are pledged as security. The bonds payable to the United States of America, Farmers' Home Administration are due each October 1 as follows : Years Amount 1984 through 2003 $ 5,000 2004 through 2013 10,000 2014 through 2018 15,000 2019 and 2020 20,000 The interest rate is 5% per annum, payable semiannually. The net revenues ( as defined ) of the District ' s water system are pledged as security. The Indentures , which secure the promissory note and bonds, require the District to establish and maintain rates and charges to produce net revenues ( as defined) equal to not less than 1.2 times the aggregate amount of the principal and interest due within the next 12 months. In addition, they require the District to establish separate special accounting funds. Since the promissory note and bonds were issued, the District has not met and fulfilled the requirements of certain Indenture covenants. In the event of a default, the holder of not less than 66-2/3% of the aggregate! principal amount shall be entitled, upon notice in writing to the District, to declare the principal ($557,883) due and payable immediately. As a result of the District' s failure to meet certain of the Indenture covenants, the total amount of these obligations has been classified as a current liability in the financial statements . (6) CONTINGENCIES - DART INDUSTRIES WATER AGREEMENT AND RELATED LAWSUITS : In 1970, an agreement was signed between the District and Dart Industries for the purpose of providing water service to a Dart subdivision. The agreement required Dart to construct water source and storage facilities at Donner Lake. In December 1975, subsequent to completion of the facilities, ownership was transferred to the District for future maintenance and operation. The Attorney General of the State of California has filed suit against the District and Dart to restrain them from using Donner Lake as a water source. Since this action claims no monetary damages , the District has no liability resulting from this action. "Tentative & P"11minary" For Discussion Purposes Only -5- i In a separate action related to the Dart subdivision, a homeowners ' group filed suit against Dart, claiming amounts in excess of $100 million , and Dart , in turn , filed suit against the District and others, seeking indemnity for all such claims . In April 1984, Dart was absolved of any responsibility to the plain- tiffs. In the opinion of legal counsel , the District has been effectively relieved of any responsibility to respond to Dart. ( 7) CHANGES IN NET WORKING CAPITAL : The changes in accounts classified as current assets and current liabilities are as follows : Working capital increase (decrease) in- Cash S 66.569 Receivables (4,480) Inventory (509 Other current assets (23.420) Accounts payable ( 14.654) Bonds 44,441 Accrued interest 411 Deferred income 1 778 Consumer deposits ( 17: 787) Accrued liabilities (37.440) S 14,909 (8) INTERDEPARTMENTAL PURCHASES: The water operations of the District use electricity in the pumpiing stations to transmit the water. Purchases of electric- ity from the electric operations of $177,532 are at commercial rates and are primarily included in distribution expense. "Tentative & Preliminary" For Discussion Purposes Only