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HomeMy WebLinkAbout16 District Conflict of Interest Code Agenda Item # TRUCKEE DONNER Public Utility District Memorandum To: Board of Directors From: Peter Holzmeister Date: August 2, 2002 Subject: State law requires a biennial review of the District's Conflict of Interest Code As you are aware, every two years, the District is required by the Policial Reform Act to review its conflict of interest code and amend it if necessary. I have reviewed the the District's code and believe that it must be amended to add the recently created positions of Water Utility Manager and Accountant which require the disclosure of financial interests. Attached is a draft of the amended code, which includes the positions of Water Utility Manager, Electric Utility Manager, Assistant General Manager, and Senior Accountant/Accounting Analyst as designated positions which must make the same types of financial disclosures as the positions of support services manager, executive secretary, electric superintendent, water superintendent, buyer/clerk, electric engineer, water system engineer and power supply engineer. The procedure that the District must follow and a suggensted schedule is set forth below. A. Procedure 1. Review the proposed changes with the Board of Directors and confirm the need to amend the code. 2. Notify the Fair Political Practices Commission (FPPC) that the District will be amending its conflict of interest code within 90 days (of the date that the notice is sent to the FPPC), 3. Prepare a draft amendment and submit it to the Board, any effected employee and the public for review. 4. Conduct a public hearing and adopt the amended code. 5. Submit the amended code to the FPPC. B. Suggested Schedule 1. August 7, 2002 — Board Meeting —Agendize the issue of the biennial review of the conflict of interest code for Board discussion and possible action. 2. August 8, 2002— Notify the FPPC of the District intent to amend its code and submit the draft amendment of any effected employee and to the public for review. 3. September 18, 2002— Board Meeting A. 5 PM —Close the public comment period. B. 7:30 PM—Conduct a public hearing and adopt the amended code. 4. Send the amended code to the FPPC Recommendation I recommend that the Board: (1) authorize the General Manager to notify the Fair Political Practices Commission that the District intends to amend its conflict of interest code; (2) submit the draft amendment to effected employees and the advertise it for public review; and (3) schedule a public hearing on the draft amendment for September 18, 2002 at 7:00 PM. CHAPTER 2.52 CONFLICT OF INTEREST Sections: 2.52.005 Financial Interests of Employees 2.52.010 District's Conflict of Interest Code 2.52.015 Officials Who Manage Public Investments 2.52.005 Financial Interests of Employees- It is the policy of the Board that no employee of the District shall have any financial interest in any activity outside the Truckee Donner Public Utility District which does business for profit with the Truckee Donner Public Utility District. (Resolution 8222 adopted in 1982) 2.52.010 District's Conflict of Interest Code -The Political Reform Act requires state and local government agencies to adopt and promulgate conflict of interest codes. The Fair Political Practices Commission has adopted a regulation which contains the terms of a standard conflict of interest code. After public notice and hearing it may be amended by the Fair Political Practices Commission to conform to amendments in the Political Reform Act. The terms of 2 California Code of Regulations Section 18730 and any amendments to it duly adopted by the Fair Political Practices Commission are hereby adopted and incorporated by reference. This regulation and Section 2.52.010.3 designating officials and employees and establishing disclosure categories shall constitute the Conflict of Interest Code for the District. 2.52.010.1 Place of Filing - Designated employees shall file their statements with the Truckee Donner Public Utility District, who will make the statements available for public inspection and reproduction(Gov.Code§81008). Statements for all designated employees will be retained by the TDPUD. 2.52.010.2 Investments and business positions in any business and sources of income listed in Column II are disclosable if: 2.52.010.2(A) The business entity in which the investment or business position is held or the source of income is of the type which within the last two years has contracted with the District; or 2.52.010.2(B) The business entity in which the investment or business position is held or the source of income is of the type which within the last two years has contracted to furnish supplies or services as subcontractors in any contract with the District. 2.52.010.3 Interests in real property are disclosable by a designated employee if listed in Column II on the line applicable to his or her position. 2.52.015 Officials Who Manage Public Investments-No public official of the District,as specified in Government Code Section 87200,shall make, participate in making or in any way attempt to use his or her official position to influence a government decision in which he or she knows or has reason to know he or she has a financial interest in accordance with the Political Reform Act. Public officials who manage public investments shall file a statement of economic interest to disclose his or her financial interest in accordance with the Political Reform Act. It has been determined that the positions listed below manage public investments and will file a statement of economic interest pursuant to Government code Section 87200: (1) Directors, (2) General Manager and (3) District Treasurer. Title 2 Page 18 TYPE OF BUSINESS ENTITY, INVESTMENT DESIGNATED POSITION OR SOURCE OF INCOME, OR REAL PROPERTY DISCLOSURE Support Services Manager, Executive Secretary, 1. Motor vehicles and specialty Electric Superintendent, Water Superintendent, vehicles and parts therefore. Buyer/Clerk, Electric Engineer, Water System 2. Construction and building Engineer, Power Supply Engineer, Director of materials. Telecommunications, GIS Coordinator, 3. Petroleum products. 4. Pipes, valves, fittings, pumps, meters, etc. 5. Transformers,poles,towers,wire, meters, cable, conduit, etc. 6. Office supplies and equipment. 7. Construction and building materials. 8. Water quality testing. 9. Engineering services. 10. Legal and collection services. 11. Real property. 12. Newspapers. 13. Computer hardware and software. 14. Printing or reproduction. 15. Safety equipment and instruction material. 16. Educational and medical services and material. CONTINUED Title 2 Page 19 TYPE OF BUSINESS ENTITY, INVESTMENT DESIGNATED POSITION OR SOURCE OF INCOME, OR REAL PROPERTY DISCLOSURE Planning Director 1. Motor vehicles and specialty vehicles and parts therefor. 2. Construction and building materials. 3. Pipes, valves, fittings, pumps, meters, etc. 4. Transformers,poles,towers,wire, meters, cable, conduit, etc. 5. Office supplies and equipment. 6. Engineering services. 7. Legal and collection services. 6. Real property. 9. Newspapers. 10. Computer hardware and software. 11. Printing or reproduction. 12. Safety equipment and instruction material. 13. Educational and medical services and material. CONTINUED Title 2 Page 20 Administration Services Manager 1. Motor vehicles and specialty vehicles and parts therefor. 2. Construction and building materials. 3. Petroleum products. 4. Pipes, valves, fittings, pumps, meters, etc. 5. Transformers,poles,towers,wire, meters, cable, conduit, etc. 6. Office supplies and equipment. 7. Construction and building materials. 8. Water quality testing. 9. Engineering services. 10. Legal and collection services. 11. Real property. 12. Newspapers. 13. Computer hardware and software. 14. Printing or reproduction. 15. Safety equipment and instruction material. 16. Educational and medical services and material. 17. Insurance companies Engineering consultants; architectural consultants 1. Real property. 2. Pipes, valves, fittings, pumps, tanks, meters, etc. 3. Construction and building materials. Financial consultants; bond counsel 1. Real property. 2. Banks and savings and loans. 3. Retirement of bond proceeding. Public relations contractors 1. Publications. 2. Printing and distribution. Auditor, Attorneys and other non-specified 1. All of the above. consultants' 2. Audit agreements and contracts. 'Consultants shall be included in the list of designated employees and shall disclose pursuant to the broadest disclosure category in the code subject to the following limitation: The General Manager may determine in writing that a particular consultant, although a"designated Title 2 Page 21 position," is hired to perform a range of duties that is limited in scope and thus is not required to fully comply with the disclosure requirements in this section. The General Manager shall make a determination as to what disclosure,if any,is required by any particular consultant and when all persons who make or who participate in making decisions for the firm shall be required to make disclosures. Such written determination shall include a description of the consultant's duties and, based upon that description, a statement of the extent of disclosure requirements. The General Manager's determination is a public record and shall be retained for public inspection in the same manner and location as this conflict of interest code. (Ord. 8009, 8703, 8804; Res. 8811 -approved by FPPC on August 3, 1990; effective 9/12/90;amended by Resolution No. 9242; amended on 12/7/92; amended on 9/20/93 by MO93-194; amended 12/4/96 by Resolution 9633; amended by Ord 2000-02) smc 11/16/00 Title 2 Page 22